Include notes

Circular 230 § 10.62

Contents of complaint.

CFR 2010 annual edition (revised as of 2010-07-01) · in effect Jul 1, 2008 to Jul 1, 2011 · last amended by T.D. 9359, 72 FR 54551, Sept. 26, 2007
(a) Charges. A complaint must name the respondent, provide a clear and concise description of the facts and law that constitute the basis for the proceeding, and be signed by the Director of the Office of Professional Responsibility or a person representing the Director of the Office of Professional Responsibility under § 10.69(a)(1). A complaint is sufficient if it fairly informs the respondent of the charges brought so that the respondent is able to prepare a defense.
(b) Specification of sanction. The complaint must specify the sanction sought by the Director of the Office of Professional Responsiblity against the practitioner or appraiser. If the sanction sought is a suspension, the duration of the suspension sought must be specified.
(c) Demand for answer. The Director of the Office of Professional Responsibility must, in the complaint or in a separate paper attached to the complaint, notify the respondent of the time for answering the complaint, which may not be less than 30 days from the date of service of the complaint, the name and address of the Administrative Law Judge with whom the answer must be filed, the name and address of the person representing the Director of the Office of Professional Responsibility to whom a copy of the answer must be served, and that a decision by default may be rendered against the respondent in the event an answer is not filed as required.
(d) Effective/applicability date. This section is applicable to complaints brought on or after September 26, 2007.
Pension Law Library · https://pensionresource.website/EAMain?content=EAMain.Law&id=cfr31-10.62&asof=2008-07-01 · printed October 16, 2026. Unofficial copy compiled from official federal sources; verify against the official text before relying on it.