80 FR 22021 — Proposed Amendment to and Proposed Partial Revocation of Prohibited Transaction Exemption (PTE) 86-128 for Securities Transactions Involving Employee Benefit P… ERISAProposed Rules (FR)Proposed Apr 20, 2015related by meaning
tes) and any related entity in connection with the transaction is reasonable in relation to the total services the person provides to the plan or IRA. The Department requests comment on the necessity of incorporating relief for related entities in PTE 86-128, and the approach taken in this proposal to do so.
V. The 200…
91 FR 9213 — Requirement To Provide Paper Statements in Certain Cases-Amendments to Electronic Disclosure Safe Harbors ERISAProposed Rules (FR)Proposed Feb 25, 2026
…IA.
A. Control Number 1210-0166 Pension Benefits Statement Section 338 of SECURE 2.0 amends section 105(a)(2) of ERISA to require the provision of certain pension benefit statements on paper, as well as amending the Department's 2002 and 2020 safe harbors. These amendments include a required initial notice for particip…
81 FR 21181 — Amendment to and Partial Revocation of Prohibited Transaction Exemption (PTE) 86-128 for Securities Transactions Involving Employee Benefit Plans and Broker-De… ERISAFinal Rules (FR)Apr 8, 2016related by meaning
of the Code and a health savings account described in section 223(d) of the Code.
Back to Citation
19.
Code section 4975(c)(2).
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20. Angela A. Hung, Noreen Clancy, Jeff Dominitz, Eric Talley, Claude Berrebi, Farrukh Suvankulov, Investor and Industry Perspectives on Investment Advisers and Broker-Deal…
ERISAProposed Rules (FR)Proposed May 8, 2013
…s calculator is at
www.dol.gov/ebsa/regs/lifetimeincomecalculator.html.
I. Background
A. Section 105 of ERISA Section 105(a) of ERISA, as amended by section 508 of the Pension Protection Act of 2006 (Pub. L. 109-280), requires administrators of defined contribution plans to provide periodic pension benefit statement…
85 FR 59132 — Pension Benefit Statements-Lifetime Income Illustrations ERISAFinal Rules (FR)Sep 18, 2020
…ry of Labor's Order 1-2011, 77 FR 1088 (Jan. 9, 2012). Sec. 2520.101-2 also issued under 29 U.S.C. 1132, 1181-1183, 1181 note, 1185, 1185a-b, 1191, and 1191a-c. Secs. 2520.102-3, 2520.104b-1 and 2520.104b-3 also issued under 29 U.S.C. 1003, 1181-1183, 1181 note, 1185, 1185a-b, 1191, and 1191a-c. Secs. 2520.104b-1 and 2…
81 FR 21147 — Amendment to and Partial Revocation of Prohibited Transaction Exemption (PTE) 84-24 for Certain Transactions Involving Insurance Agents and Brokers, Pension Co… ERISAFinal Rules (FR)Apr 8, 2016related by meaning
upremacy when the two regimes cannot be harmonized or accommodated”).
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50.
See BancOklahoma Mortg. Corp.
v.
Capital Title Co., Inc., 194 F.3d 1089 (10th Cir. 1999) (stating that McCarran-Ferguson Act bars the application of a federal statute only if (1) the federal statute does not specifically relate…
ERISADOL Technical ReleasesSep 13, 2011
… good faith compliance with the changes made to the pension benefit statement provisions of section 105 of ERISA by section 508(a) of the Pension Protection Act of 2006.(1) In FAB 2006-03, the Department stated that the furnishing of required pension benefit statement information in accordance with the safe harbor of 2…
89 FR 32346 — Amendment to Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, and 86-128 ERISAFinal Rules (FR)Apr 25, 2024related by meaning
d an exception from the conditions in Section III for the recapture of profits due to the benefits plans and IRAs would derive from such arrangements. Discretionary trustees were first permitted to rely on PTE 86-128 without meeting the Recapture of Profits provision pursuant to an amendment in 2002 (the 2002 Amendment…
ERISACourt RulingsOct 31, 1997
…MS Search
Case Status
DOL Home > OALJ > ERISA > USDOL v. Board of Trustees of the
Schenectady Local 105 Annuity Fund, 95-RIS-40 (ALJ Oct. 31,
1997)
USDOL/OALJ Reporter
USDOL v. Board of Trustees of the Schenectady Local 105
Annuity Fund, 95-RIS-40 (ALJ Oct. 31, 1997)
U.S. Department of Labor
Office of Administrative La…
88 FR 76032 — Proposed Amendment to Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, and 86-128 ERISAProposed Rules (FR)Proposed Nov 3, 2023related by meaning
b)(1), the Department is redesignating subsections IV(b)(2) and (3) as subsections IV(a)(1) and (2), respectively, and Section IV(c) as Section IV(b). The Department is proposing to revise the new Section IV(b) to read: “Recapture of profits. Sections III(a) and III(i) of this exemption do not apply in cases where the …
FAB 2026-02 — Temporary Enforcement Policy Regarding Pension Benefit Statements Pursuant to ERISA § 105(a)(2)(E) ERISADOL Field Assistance BulletinsDec 31, 2025
…ons
Subj
ect: Temporary Enforcement Policy Regarding Pension Benefit Statements
Pursuant to ERISA § 105(a)(2)(E)
Background
Section 338(a) of the SECURE 2.0 Act of 2022 (SECURE 2.0) amended section 105(a)(2) of
ERISA by adding subparagraph (
E), which mandates the disclosure of certain pension
benefit statements in pap…
85 FR 2292 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2020 ERISAFinal Rules (FR)Jan 15, 2020
…ntroductory text
January 23, 2019
January 15, 2020.
§ 1903.15(d)(1)
$9,472
$9,639. § 1903.15(d)(1)
$132,598
$134,937.
§ 1903.15(d)(2)
$132,598
$134,937.
§ 1903.15(d)(3)
$13,260
$13,494.
§ 1903.15(d)(4)
$13,260
$13,494.
§ 1903.15(d)(5)
$13,260
$13,494.
§ 1903.15(d)(6)
$13,260
$13,494.
DEPARTMENT OF LABOR
Mine Safety and…
84 FR 213 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2019 ERISAFinal Rules (FR)Jan 23, 2019
…ory text
January 2, 2018
January 23, 2019.
§ 1903.15(d)(1)
$9,239
$9,472.
§ 1903.15(d)(1) $129,336
$132,598.
§ 1903.15(d)(2)
$129,336
$132,598.
§ 1903.15(d)(3)
$12,934
$13,260.
§ 1903.15(d)(4)
$12,934
$13,260.
§ 1903.15(d)(5)
$12,934
$13,260.
§ 1903.15(d)(6)
$12,934
$13,260.
DEPARTMENT OF LABOR
Mine Safety and Health A…
89 FR 32122 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAFinal Rules (FR)Apr 25, 2024
…viser
Non-bank trustee
Total
$2,057,340
$8,766,344
$9,124,980
$77,978
$11,047
$34,247
Per-Entity
$1,105
$1,105
$1,105
$1,105
$1,105
$1,105
Disclosure:
Total
$101,864
$846,560
$881,193
$6,509
$8,143
$4,820
Per-Entity
$55
$107
$107
$92
$814
$155
Rollover Documentation:
Total
$878,139
$18,493,989
$19,250,589
$2,048
$460,3…
ERISARegulationsJan 1, 2017related by meaning
[Reserved]
ERISARegulationsJan 1, 2017related by meaning
[Reserved]
75 FR 32846 — Final Rule Relating to Time and Order of Issuance of Domestic Relations Orders ERISAFinal Rules (FR)Jun 10, 2010related by meaning
ub. L. 109-280, 120 Stat. 780.
2. Revise § 2530.206 to read as follows:
§ 2530.206
Time and order of issuance of domestic relations orders.
(a)
Scope. This section implements section 1001 of the Pension Protection Act of 2006 by clarifying certain timing issues with respect to domestic relations orders and qualified do…
81 FR 43430 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Catch-Up Adjustments ERISAFinal Rules (FR)Jul 1, 2016
…
123
19,694
124
21,335
125
23,110
126
25,035
127
27,121
128
29,380
129
31,827
130
34,478
131
37,349
132
40,460
133
43,829
134
47,325
135
50,821
136
54,317
137
57,812
138
61,308
139
64,804
140 or more
68,300
* * * * *
59. Amend § 100.4 by:
( printed page 43456)
a. Revising paragraphs (a) and (b); and
b. Revising introdu…
ERISACode / StatuteJan 6, 2025
…shing such additional items and services satisfies the notice and consent criteria of section 300gg–132(d) 1 of title 42 with respect to such items and services.
(a)(3)(C)(ii)(II)(cc) (cc) Such individual is in a condition to receive (as determined in accordance with guidelines issued by the Secretary pursuant to rulem…
ERISARegulationsJan 1, 2017related by meaning
[Reserved]