80 FR 22021 — Proposed Amendment to and Proposed Partial Revocation of Prohibited Transaction Exemption (PTE) 86-128 for Securities Transactions Involving Employee Benefit P… ERISAProposed Rules (FR)Proposed Apr 20, 2015related by meaning
atio = 1.47 × (1,400,000/10,509,091) = 0.196 = 19.6 percent.
Proposed Revocation of Parts I(b), I(c) and II(2) of PTE 75-1 and Restatement of PTE 75-1 The Department is proposing to revoke Parts I(b), I(c) and II(2) of PTE 75-1. In connection with the proposed revocation of Part II(2), the Department is republishing Pa…
89 FR 32122 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAFinal Rules (FR)Apr 25, 2024
… × 99% proportion of entities are small Independent Producers × 5% create disclosure) × 1 hour] ≉ 4,278 hours. Applying a labor rate for an Independent Producer results in: (4,278 hours × $165.29) ≉ $707,142. For insurers: 358 insurers × 73.1% proportion of entities that are small × 1 hour ≉ 261 hours. Applying a labor…
91 FR 16088 — Fiduciary Duties in Selecting Designated Investment Alternatives ERISAProposed Rules (FR)Proposed Mar 31, 2026
…6 (6th Cir. 2022);
see also Matousek
( printed page 16091)
v.
MidAmerican Energy Co.,
51 F.4th 274, 278 (8th Cir. 2022) (noting that for the duty of prudence, “[t]he process is what ultimately matters”). Thus, prudence is assessed based on a fiduciary's investigation at the time of the investment decision, and not in h…
91 FR 4348 — Improving Transparency Into Pharmacy Benefit Manager Fee Disclosure ERISAProposed Rules (FR)Proposed Jan 30, 2026
…ted average) yield an estimate of a reduction in the net retail price of approximately one percent.[278]
The preceding transfers-focused section discussed
overall
drug price reductions ranging from 0.1 percent up to this one percent, and the same range will be used in the benefits analyses appearing below, with most of…
81 FR 21147 — Amendment to and Partial Revocation of Prohibited Transaction Exemption (PTE) 84-24 for Certain Transactions Involving Insurance Agents and Brokers, Pension Co… ERISAFinal Rules (FR)Apr 8, 2016related by meaning
nancial institution, an insurance company, or a broker-dealer.
Back to Citation
8.
Cerulli Associates, “Retirement Markets 2015.”
Back to Citation
9. The Department initially proposed an amendment to its regulation defining a fiduciary within the meaning of ERISA section 3(21)(A)(ii) and Code section 4975(e)(3)(B) on…
84 FR 213 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2019 ERISAFinal Rules (FR)Jan 23, 2019
…text
January 2, 2018
January 23, 2019.
§ 726.302(c)(2)(i) table
$139
$143.
§ 726.302(c)(2)(i) table
278
285.
§ 726.302(c)(2)(i) table
417
428.
§ 726.302(c)(2)(i) table
555
569.
82 FR 5373 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2017 ERISAFinal Rules (FR)Jan 18, 2017
278” and paragraph (b)(2) by removing “$54,910” and adding in its place “$55,808”.
PART 578—MINIMUM WAGE AND OVERTIME VIOLATIONS—CIVIL MONEY PENALTIES 17. The authority citation for part 578 continues to read as follows:
Authority:
Sec. 9, Pub. L. 101-157, 103 Stat. 938, sec. 3103, Pub. L. 101-508, 104 Stat. 1388-29 (2…
85 FR 55219 — Fiduciary Duties Regarding Proxy Voting and Shareholder Rights ERISAProposed Rules (FR)Proposed Sep 4, 2020
…
(A)
(B)
(C)
(D)
(E)
(F)
(G)
(H)
Provider: PP
1,988
8,020
139,973,458
6,998,673
2,332,891
$818,582,278
$257,516,169
$1,076,098,447
Total
1,988 139,973,458
6,998,673
2,332,891
818,582,278
257,516,169
1,076,098,447
Table 4—Cost Savings from Rule
Total costs of policy alternative without
permitted practices
Cost savings …
ERISADOL Technical ReleasesSep 13, 2013
…eduction election). 26 C.F.R. §54.9831-1(c)(3)(v), 29 C.F.R. §2590.732(c)(3)(v), and 45 C.F.R. §146.145(c)(3)(v).
D. Affordable Care Act Guidance
1. Market Reforms – In General
88 FR 75890 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAProposed Rules (FR)Proposed Nov 3, 2023
…ng the asset accumulation phase and to pay a specified amount per dollar in the decumulation phase.[278 279]
In anindexed annuity
, an insurance company agrees to pay the investor returns linked to the performance of a market index. However, unlike a variable annuity, the terms in the contract and the method used to ca…
87 FR 73822 — Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights ERISAFinal Rules (FR)Dec 1, 2022
…ately four hours to complete, resulting in an aggregate cost burden of approximately $91.5 million [278]
or a per-plan cost burden of approximately $613.[279]
89 FR 32302 — Amendment to Prohibited Transaction Exemption 84-24 ERISAFinal Rules (FR)Apr 25, 2024★ strong match
…1
Subsequent years
Pages
Equivalent burden cost
Pages
Equivalent burden cost
General Disclosures
7
$145,230
7
$145,230
Compensation Disclosure
2
10,998
2
10,998
( printed page 32334)
Total
9
156,228
9
156,228
Additionally, Independent Producers will be required to send the documentation to the Insurer. The Department e…
80 FR 22010 — Proposed Amendment to and Proposed Partial Revocation of Prohibited Transaction Exemption (PTE) 84-24 for Certain Transactions Involving Insurance Agents and B… ERISAProposed Rules (FR)Proposed Apr 20, 2015related by meaning
e authority of the Secretary of the Treasury to issue administrative exemptions under Code section 4975 to the Secretary of Labor.
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3. For purposes of this amendment, the terms “Individual Retirement Account” or “IRA” mean any trust, account or annuity described in Code section 4975(e)(1)(B) through (F…
ERISAFinal Rules (FR)May 17, 2024
…rofessional working at a cost of $116.86 per hour will perform this task resulting in a burden of 8,145 hours (2,506 plans × 3.25 hours) and an equivalent cost of $951,766 (8,145 hours × $116.86 per hour).
ERISARegulationsJan 1, 2017related by meaning
For 502(c)(8) civil penalty proceedings, this section shall apply in lieu of § 18.10 of this title.
81 FR 21181 — Amendment to and Partial Revocation of Prohibited Transaction Exemption (PTE) 86-128 for Securities Transactions Involving Employee Benefit Plans and Broker-De… ERISAFinal Rules (FR)Apr 8, 2016related by meaning
proposal and updated economic analysis. The first proposed amendment to the rule was withdrawn on April 20, 2015,
see80 FR 21927.
Back to Citation
10. Subsequent to the issuance of these regulations, Reorganization Plan No. 4 of 1978, 5 U.S.C. App. (2010), divided rulemaking and interpretive authority between the Secr…
ERISAProposed Rules (FR)Proposed Nov 30, 2010
… alternative and the proposed amendment to its participant-level disclosure final rule would affect 278,000 participant-directed individual account plans that offer TDFs as an investment alternative.[22]
The Department also estimates that 43.6 million participants and beneficiaries are covered by plans using TDFs as an…
ERISARegulationsJan 1, 2017related by meaning
For prohibited transaction penalty proceedings, this section shall apply in lieu of § 18.10 of this title.
ERISARegulationsJan 1, 2017related by meaning
For 502(c)(8) civil penalty proceedings, this section shall apply in lieu of § 18.41 of this title.
ERISARegulationsJan 1, 2017related by meaning
For 502(c)(6) civil penalty proceedings, this section shall apply in lieu of § 18.10 of this title.