81 FR 43430 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Catch-Up Adjustments ERISAFinal Rules (FR)Jul 1, 2016★ strong match
…ral Civil Penalties Inflation Adjustment Act of 1990); and Pub. L. 114-74 at § 701.
34. Amend § 825.300 by revising the last sentence in paragraph (a)(1) to read as follows:
§ 825.300
Employer notice requirements.
(a) * * *
(1) * * * An employer that willfully violates the posting requirement may be assessed a civil mo…
91 FR 4348 — Improving Transparency Into Pharmacy Benefit Manager Fee Disclosure ERISAProposed Rules (FR)Proposed Jan 30, 2026
…& Dana P. Goldman,
Overpaying for Prescription Drugs: The Copay Clawback,
(2018),
https://schaeffer.usc.edu/research/overpaying-for-prescription-drugs/.)
Back to Citation
183.
Megan Thompson (2018), W
hy a Patient Paid a $285 Copay for a $40 Drug, https://www.pbs.org/newshour/health/why-a-patient-paid-a-285-copa…
85 FR 2292 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2020 ERISAFinal Rules (FR)Jan 15, 2020★ strong match
yment of homeworkers without a certificate
214-428
428-1,071
Other violations of statutes, regulations or employer assurances
21-214
214-428
428-1,071 PART 570—CHILD LABOR REGULATIONS, ORDERS AND STATEMENTS OF INTERPRETATION
17. The authority citation for subpart G of part 570 continues to read as follows:
Authority:
5…
84 FR 213 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2019 ERISAFinal Rules (FR)Jan 23, 2019★ strong match
of 1977
Minimum penalty for any order issued under 104(d)(2) of the Mine Act
30 CFR 100.4(b)
4,721
4,840
MSHA
Federal Mine Safety & Health Act of 1977 Penalty for failure to provide timely notification under 103(j) of the Mine Act
39 CFR 100.4(c)
5,903
$70,834
6,052
$72,620.
MSHA
Federal Mine Safety & Health Act of 197…
82 FR 5373 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2017 ERISAFinal Rules (FR)Jan 18, 2017★ strong match
5,692
5,785
§ 100.4(c) introductory text
68,300
69,417
§ 100.5(c)
7,399
7,520
§ 100.5(d)
313
318
§ 100.5(e)
250,433
254,530
( printed page 5384)
Note: The following Appendix will not appear in the Code of Federal Regulations.
Agency
Law
Name/description
CFR citation
2016
2017
Min penalty (rounded to nearest dollar)
Max…
ERISACourt RulingsFeb 22, 2000★ strong match
…ing the date of this order, the full amount of
the penalties and sanctions, in the amount of $2,311,300.00 must be
paid in full.
THOMAS F. PHALEN, JR.
Administrative Law
NOTICE OF APPEAL
29 C.F.R. § 2570.118 provides that the
decision of the administrative law judge shall become final agency
action unless any dissatisf…
ERISACourt RulingsJan 20, 1998
… for
Respondents' use of the Plan's $171,000.00 is
,520.43 (5% $30,408.56).
4. Respondent's Use of $300,000.00
On July 20, 1987, Respondents issued a check
in the amount of $719,560.56 from the Plan payable to itself. Of
these funds, $419,560.56 was used to retire Loan Nos. 25-20148-4
and 25-20129-4. Respondents used t…
89 FR 32260 — Amendment to Prohibited Transaction Exemption 2020-02 ERISAFinal Rules (FR)Apr 25, 2024related by meaning
ial Institution, an entity in the same Controlled Group as the Financial Institution, or an Investment Professional has been:
(1) Convicted by either: (A) a U.S. Federal or State court as a result of any felony involving abuse or misuse of such person's employee benefit plan position or employment, or position or emplo…
ERISACourt RulingsAug 25, 1995related by meaning
…Department of Labor
Office of Administrative Law Judges
800 K St NW
Washington, DC 20001
(202) 693-7300
www.oalj.dol.gov
FEDERAL GOVERNMENT
White House
USA.gov
NO FEAR Act Data
U.S. Office of Special Counsel
LABOR DEPARTMENT
Español
ERISACourt RulingsOct 14, 1999related by meaning
ator for failure or refusal to
file a required annual report. ERISA §502(c)(2) provides:
(2) The Secretary may access a civil penalty against any plan administrator of up to $1000 a day from the date of such plan
administrator's failure or refusal to file the annual report
required to be filed with the Secretary under …
89 FR 32346 — Amendment to Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, and 86-128 ERISAFinal Rules (FR)Apr 25, 2024
…ion.[33]
With approximately 1,000 affected plans, this results in a cost burden of approximately $3,300 annually.[34]
In total, providing the report is expected to impose a total cost burden of $3,300.
Table 5—Hour Burden and Cost Associated With Report of Commissions Paid
Activity
Year 1
Subsequent years
Burden hours
…
86 FR 57272 — Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights ERISAProposed Rules (FR)Proposed Oct 14, 2021
…plans and nonparticipant-directed defined contribution plans use ESG investing, which represents 25,300 plans.[70]
The total number of affected plans is approximately 78,300, which is 11 percent of all pension plans.[71]
89 FR 32302 — Amendment to Prohibited Transaction Exemption 84-24 ERISAFinal Rules (FR)Apr 25, 2024related by meaning
within a foreign country that is included on the Department of Commerce's list of “foreign adversaries” that is codified in 15 CFR 7.4 as amended); or (2) Found or determined in a final judgment or court-approved settlement in a Federal or State criminal or civil court proceeding brought by the Department, the Departme…
ERISARegulationsJan 1, 2017related by meaning
For 502(c)(8) civil penalty proceedings, this section shall apply in lieu of § 18.14 of this title.
91 FR 9213 — Requirement To Provide Paper Statements in Certain Cases-Amendments to Electronic Disclosure Safe Harbors ERISAProposed Rules (FR)Proposed Feb 25, 2026
… a result, DB Beneficiaries will not be included in calculations discussing “beneficiaries”. See 29 USC 1025 for more information.
3
Bureau of Labor Statistics, Job Opening and Labor Turnover. Table A, Total Private. February 2025. Most recent release can be found here:
https://www.bls.gov/news.release/pdf/jolts.pd…
78 FR 13781 — Filings Required of Multiple Employer Welfare Arrangements and Certain Other Related Entities ERISAFinal Rules (FR)Mar 1, 2013
…Multi States
# of MEWAs and ECEs
145
163
79
49
435
Review: Year 1
$13,700
$15,400
$7,500
$4,700
$41,300
New Filing: Subsequent Years
$0
$0
$0
$0
$0
Part I
$1,100
$1,300
$600
$400
$3,400
Part II
$13,700
$30,900
$7,500
$9,400
$61,400
Part III
$3,400
$3,900
$3,700
$2,300
$13,400
Total: Year 1
$32,000
$51,400
$19,300
$16,8…
88 FR 75979 — Proposed Amendment to Prohibited Transaction Exemption 2020-02 ERISAProposed Rules (FR)Proposed Nov 3, 2023related by meaning
y crime, however denominated by the laws of the relevant foreign or state government, that is substantially equivalent to an offense described in (A). For purposes of this section (a)(1), a person shall be deemed to have been convicted of a crime as of the “conviction date,” which is the date of the judgment of the tri…
80 FR 21928 — Definition of the Term “Fiduciary”; Conflict of Interest Rule-Retirement Investment Advice ERISAProposed Rules (FR)Proposed Apr 20, 2015
… and $21,000 in subsequent years; small registered investment advisers would spend approximately $5,300 in the first year and $500 in subsequent years; and small service providers would spend approximately $5,300 in the first year and $500 in subsequent years. The estimated cost for small broker-dealers is believed to …
ERISARegulationsJun 15, 2018
…ived any supplemental payments from E. T is the beneficiary of Q. E pays T a survivor's annuity of $300 beginning in November of 1980. The amount payable to T as a survivor annuity under the plan has not been increased since Q began to receive pension benefits. Thus, T's PBA is $300.
89 FR 23090 — Amendment to Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption) ERISAFinal Rules (FR)Apr 3, 2024
… by the Federal Deposit Insurance Corporation, with equity capital or net worth in excess of $1,570,300 as of the last day of the fiscal year ending no later than December 31, 2024, $2,140,600 effective as of the last day of the fiscal year ending no later than December 31, 2027, and $2,720,000 effective as of the last…