91 FR 4348 — Improving Transparency Into Pharmacy Benefit Manager Fee Disclosure ERISAProposed Rules (FR)Proposed Jan 30, 2026
…& Dana P. Goldman,
Overpaying for Prescription Drugs: The Copay Clawback,
(2018),
https://schaeffer.usc.edu/research/overpaying-for-prescription-drugs/.)
Back to Citation
183.
Megan Thompson (2018), W
hy a Patient Paid a $285 Copay for a $40 Drug, https://www.pbs.org/newshour/health/why-a-patient-paid-a-285-copa…
86 FR 57272 — Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights ERISAProposed Rules (FR)Proposed Oct 14, 2021
…that there are 67,862 plans that will need to ensure compliance with the proposal. A labor rate of $138.41 is used for a lawyer. The cost burden is estimated as follows: 4 hours * $138.41 = $553.64. Labor rates are based on DOL estimates from
Labor Cost Inputs Used in the Employee Benefits Security Administration, Offi…
89 FR 32122 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAFinal Rules (FR)Apr 25, 2024
… 98 Stat. 2705 (Oct. 19, 1984).
Back to Citation
289.
Nat'l Inst. of Fam. & Lifdvocs.
v.
Becerra,
138 S. Ct. 2361, 2372-73, 2377 (2018) [hereinafter
NIFLA] (citations omitted).
Back to Citation
290.
Cap. Associated Indus., Inc.
v.
Stein,
922 F.3d 198, 208-09 (4th Cir. 2019);
see NIFLA,
138 S. Ct. at 2375. In the ca…
85 FR 82798 — Prohibited Transaction Exemption 2020-02, Improving Investment Advice for Workers & Retirees ERISAFinal Rules (FR)Dec 18, 2020
…f 1978 and discussion
supra.
Back to Citation
137.
29 CFR 2550.408b-2(c)(1)(vii).
Back to Citation
138.
See PTE 84-14, Class Exemption for Plan Asset Transactions Determined by Independent Qualified Professional Asset Managers, 49 FR 9494 (Mar. 13, 1984) as corrected at 50 FR 41430 (Oct. 10, 1985), as amended at 67 …
81 FR 43430 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Catch-Up Adjustments ERISAFinal Rules (FR)Jul 1, 2016★ strong match
… * * *
* * * * *
(g) * * *
Table XIV—Penalty Conversion Table
Points
Penalty
($)
60 or fewer
127
61
138
62
149
63
162
64
175
65
190
66
206
67
223
68
241
69
262
70
283
71
307
72
334
73
361
74
390
75
423
76
459
77
496
78
538
79
583
80
632
81
684
82
741
83
803
84
870
85
943
86
1,021
87
1,105
88
1,198
89
1,298
90
1,406
91
…
89 FR 23090 — Amendment to Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption) ERISAFinal Rules (FR)Apr 3, 2024
…rden is estimated to amount to 2,713.8 hours with an equivalent cost of $172,187 in the first year.[138]
ERISARegulationsSep 1, 2017related by meaning
(c)(1)(x) (x) Preemption of State law. Nothing in this section shall be construed to supersede any provision of State law that governs disclosures by parties that provide the services described in this section, except to the extent that such law prevents the application of a requirement of this section.
(c)(1)(xi) (xi)…
89 FR 34106 — Definition of “Employer”-Association Health Plans ERISAFinal Rules (FR)Apr 30, 2024
…HP Rule. Of these early adopters, 112 of these entities ultimately submitted the required Form M-1,[138]
88 FR 75890 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAProposed Rules (FR)Proposed Nov 3, 2023
…ecommendation or sale of an annuity from an insurer, intermediary, or directly from the consumer.” [138]
When an investment professional meets the five-part test set out in the 1975 rule, or the fiduciary definition set forth in this proposal, the services rendered by the professional include individualized advice, and…
91 FR 9213 — Requirement To Provide Paper Statements in Certain Cases-Amendments to Electronic Disclosure Safe Harbors ERISAProposed Rules (FR)Proposed Feb 25, 2026
… a result, DB Beneficiaries will not be included in calculations discussing “beneficiaries”. See 29 USC 1025 for more information.
3
Bureau of Labor Statistics, Job Opening and Labor Turnover. Table A, Total Private. February 2025. Most recent release can be found here:
https://www.bls.gov/news.release/pdf/jolts.pd…
78 FR 13797 — Ex Parte Cease and Desist and Summary Seizure Orders-Multiple Employer Welfare Arrangements ERISAFinal Rules (FR)Mar 1, 2013related by meaning
…rs Labor Relations Ass'n,
644 F.3d 221 (4th Cir. 2011). This provision should not be
( printed page 13802)
interpreted as excluding consideration by the administrative law judge of other relevant exceptions to the privileges.
IV. Economic Impact and Paperwork Burdens
A. Summary
ERISAProposed Rules (FR)Proposed Oct 22, 2010
…lars)
Year
Cost of legal
review
undiscounted
(A)
Total 3%
discounting
Total 7%
discounting
2011
$10,138,000
$10,138,000
$10,138,000
2012
845,000
820,000
790,000
2013
845,000
796,000
738,000
2014
845,000
ERISARegulationsJan 1, 2017related by meaning
For prohibited transaction penalty proceedings, this section shall apply in lieu of § 18.41 of this title.
ERISARegulationsJan 1, 2017related by meaning
For prohibited transaction penalty proceedings, this section shall apply in lieu of § 18.3 of this title.
ERISARegulationsJan 1, 2017related by meaning
For 502(c)(8) civil penalty proceedings, this section shall apply in lieu of the definitions in § 18.2 of this title:
ERISARegulationsJan 1, 2017related by meaning
For prohibited transaction penalty proceedings, this section shall apply in lieu of § 18.57 of this title.
ERISARegulationsJan 1, 2017related by meaning
For prohibited transaction penalty proceedings, this section shall apply in lieu of § 18.10 of this title.
ERISARegulationsJan 1, 2017related by meaning
For 502(c)(5) penalty proceedings, this section shall apply in lieu of 29 CFR 18.3.
ERISARegulationsJan 1, 2017related by meaning
For 502(c)(7) penalty proceedings, this section shall apply in lieu of § 18.3 of this title.
ERISARegulationsJan 1, 2017related by meaning
For prohibited transaction penalty proceedings, this section shall apply in lieu of § 18.14 of this title.