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1. 81 FR 43430 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Catch-Up Adjustments
   ERISAFinal Rules (FR)Jul 1, 2016
   …iation Act of 1993, Pub. L. 103-66, 107 Stat. 312 August 10, 1993.10 29 U.S.C. § 1132(c)(5)/ERISA § 502(c)(5) Section 101(e)(2) of the Health Insurance and Portability and Accountability Act of 1996, Pub. L. 104-91, 110 Stat. 1936 August 21, 1996. 29 U.S.C. § 1132(c)(6)/ERISA § 502(c)(6) Section 1503(c)(2)(B) of the Ta…
2. 75 FR 8796 — Civil Penalties Under ERISA Section 502(c)(8)
   ERISAFinal Rules (FR)Feb 26, 2010
   …ew by the Secretary. Subpart I—Procedures for the Assessment of Civil Penalties Under ERISA Section 502(c)(8) § 2570.160 Scope of rules. The rules of practice set forth in this subpart are applicable to “502(c)(8) civil penalty proceedings” (as defined in § 2570.161(n) of this subpart) under section 502(c)(8) of the Em…
3. 85 FR 2292 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2020
   ERISAFinal Rules (FR)Jan 15, 2020
   dination—each participant/beneficiary a separate violation 29 CFR 2575.1-3 $117 $119 ( printed page 2301) EBSA Employee Retirement Income Security Act Section 502(c)(10)—Failure by any plan sponsor of group health plan, or any health insurance issuer offering health insurance coverage in connection with the plan, to me…
4. 84 FR 213 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2019
   ERISAFinal Rules (FR)Jan 23, 2019
   …Retirement Income Security Act Section 502(c)(10)—uncorrected violations that are not de minimis 29 CFR 2575.1-3 17,084 17,515 $0. EBSA Employee Retirement Income Security Act Section 502(c)(10)—unintentional failure maximum cap 29 CFR 2575.1-3 $569,468 $583,830. EBSA Employee Retirement Income Security Act Section 502…
5. 82 FR 5373 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2017
   ERISAFinal Rules (FR)Jan 18, 2017
   portunities under Section 701(f)(3)(B)(i)(l)—each employee a separate violation 29 CFR 2575.2(h) 110 112. EBSA Employee Retirement Income Security Act Section 502(c)(9)(B)—Per day for each failure by a plan to timely provide to any State information required to be disclosed under Section 701(f)(3)(B)(ii), as added by C…
6. 29 C.F.R. § 2560.502c-4(k) — Civil penalties under section 502(c)(4).
   ERISARegulationsJan 1, 2017★ strong match
   …ules in §§ 2570.130 through 2570.141 of this chapter apply to administrative hearings under section 502(c)(4) of the Act. (k)(2) (2) When applying procedural rules in §§ 2570.130 through 2570.140: (k)(2)(i) (i) Wherever the term “502(c)(7)” appears, such term shall mean “502(c)(4)”; (k)(2)(ii) (ii) Reference to § 2560.…
7. 29 C.F.R. § 2560.502i-1(a) — Civil penalties under section 502(i).
   ERISARegulationsJan 1, 2017
   (a) (a) In general. Section 502(i) of the Employee Retirement Income Security Act of 1974 (ERISA or the Act) permits the Secretary of Labor to assess a civil penalty against a party in interest who engages in a prohibited transaction with respect to an employee benefit plan other than a plan described in section 4975(e…
8. DOL Office of Administrative Law Judges — UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. T. W. TAGGART
   ERISACourt RulingsAug 25, 1995
   …ves a tax exempt pension or profit sharing plan. 26 U.S.C. §4975(e)(1). The civil penalty at ERISA §502(i), 29 U.S.C. § 1132(i), is imposed by the Secretary of Labor and applies to transactions with respect to all other plans covered by ERISA, such as the plan at issue here. The Secretary has delegated the authority to…
9. 29 C.F.R. § 2560.502c-2(h) — Civil penalties under section 502(c)(2).
   ERISARegulationsJan 1, 2017related by meaning
   (h) (h) Administrative hearing. A notice issued pursuant to paragraph (g) of this section will not become a final order, within the meaning of § 2570.61(g) of this chapter, if, within thirty (30) days from the date of the service of the notice, the administrator or a representative thereof files a request for a hearing…
10. 29 C.F.R. § 2570.61 — Definitions.
    ERISARegulationsJan 1, 2017related by meaning
    For 502(c)(2) civil penalty proceedings, this section shall apply in lieu of the definitions in § 18.2 of this title:
11. 29 C.F.R. § 2520.101-4 — [Reserved]
    ERISARegulationsJan 1, 2017related by meaning
    [Reserved]
12. 29 C.F.R. § 2570.82 — Definitions.
    ERISARegulationsJan 1, 2017related by meaning
    For purposes of this section:
13. 29 C.F.R. § 2520.102-1 — [Reserved]
    ERISARegulationsJan 1, 2017related by meaning
    [Reserved]
14. 29 C.F.R. § 2570.131 — Definitions.
    ERISARegulationsJan 1, 2017related by meaning
    For 502(c)(7) civil penalty proceedings, this section shall apply in lieu of the definitions in § 18.2 of this title:
15. 29 C.F.R. § 2570.111 — Definitions.
    ERISARegulationsJan 1, 2017related by meaning
    For section 502(c)(6) civil penalty proceedings, this section shall apply in lieu of the definitions in § 18.2 of this title:
16. 29 C.F.R. § 2520.104-28 — [Reserved]
    ERISARegulationsJan 1, 2017related by meaning
    [Reserved]
17. 29 C.F.R. § 2570.161 — Definitions.
    ERISARegulationsJan 1, 2017related by meaning
    For 502(c)(8) civil penalty proceedings, this section shall apply in lieu of the definitions in § 18.2 of this title:
18. 29 C.F.R. § 2520.104-45 — [Reserved]
    ERISARegulationsJan 1, 2017related by meaning
    [Reserved]
19. 29 C.F.R. § 2520.104a-7 — [Reserved]
    ERISARegulationsJan 1, 2017related by meaning
    [Reserved]
20. 29 C.F.R. § 2530.207-2530.209 — [Reserved]
    ERISARegulationsJan 1, 2017related by meaning
    [Reserved]