81 FR 43430 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Catch-Up Adjustments ERISAFinal Rules (FR)Jul 1, 2016★ strong match
Act of 1977
Penalty Conversion Table
30 CFR 100.3(G)
2007
72 FR 13592
112
60,000
112
70,000
127
68,300.
MSHA
Federal Mine Safety & Health Act of 1977 Minimum Penalty for any order issued under 104(d)(1) of the Mine Act
30 CFR 100.4(a)
2007
72 FR 13592
2,000
2,000
2,277
MSHA
Federal Mine Safety & Health Act of 1977
Min…
91 FR 4348 — Improving Transparency Into Pharmacy Benefit Manager Fee Disclosure ERISAProposed Rules (FR)Proposed Jan 30, 2026
…& Dana P. Goldman,
Overpaying for Prescription Drugs: The Copay Clawback,
(2018),
https://schaeffer.usc.edu/research/overpaying-for-prescription-drugs/.)
Back to Citation
183.
Megan Thompson (2018), W
hy a Patient Paid a $285 Copay for a $40 Drug, https://www.pbs.org/newshour/health/why-a-patient-paid-a-285-copa…
ERISACourt RulingsFeb 22, 2000★ strong match
…ing the date of this order, the full amount of
the penalties and sanctions, in the amount of $2,311,300.00 must be
paid in full.
THOMAS F. PHALEN, JR.
Administrative Law
NOTICE OF APPEAL
29 C.F.R. § 2570.118 provides that the
decision of the administrative law judge shall become final agency
action unless any dissatisf…
82 FR 5373 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2017 ERISAFinal Rules (FR)Jan 18, 2017★ strong match
5,692
5,785
§ 100.4(c) introductory text
68,300
69,417
§ 100.5(c)
7,399
7,520
§ 100.5(d)
313
318
§ 100.5(e)
250,433
254,530
( printed page 5384)
Note: The following Appendix will not appear in the Code of Federal Regulations.
Agency
Law
Name/description
CFR citation
2016
2017
Min penalty (rounded to nearest dollar)
Max…
84 FR 213 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2019 ERISAFinal Rules (FR)Jan 23, 2019★ strong match
NISTRATION AND PROCEDURE
3. The authority citation for part 702 is revised to read as follows:
Authority:
5 U.S.C. 301, and 8171
et seq.;33 U.S.C. 901 et seq.;42 U.S.C. 1651
et seq.;43 U.S.C. 1333; 28 U.S.C. 2461 note (Federal Civil Penalties Inflation Adjustment Act of 1990); Pub. L. 114-74 at sec. 701; Reorganization…
78 FR 13797 — Ex Parte Cease and Desist and Summary Seizure Orders-Multiple Employer Welfare Arrangements ERISAFinal Rules (FR)Mar 1, 2013related by meaning
y will be granted upon a showing of good cause; the general formality of the hearing may vary, particularly depending on whether
( printed page 13804) the petitioner is appearing pro se; and the administrative law judge would be required to make its decision expeditiously after the conclusion of the ERISA section 521 p…
85 FR 2292 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2020 ERISAFinal Rules (FR)Jan 15, 2020★ strong match
s F and G issued under 8 U.S.C. 1288(c) and (d); sec. 323(c), Pub. L. 103-206, 107 Stat. 2428; and 28 U.S.C. 2461 note, Pub. L. 114-74 at section 701. Subparts H and I issued under 8 U.S.C. 1101(a)(15)(H)(i)(b) and (b)(1), 1182(n) and (t), and 1184(g) and (j); sec. 303(a)(8), Pub. L. 102-232, 105 Stat. 1733, 1748 (8 U.…
ERISACourt RulingsJan 20, 1998
… for
Respondents' use of the Plan's $171,000.00 is
,520.43 (5% $30,408.56).
4. Respondent's Use of $300,000.00
On July 20, 1987, Respondents issued a check
in the amount of $719,560.56 from the Plan payable to itself. Of
these funds, $419,560.56 was used to retire Loan Nos. 25-20148-4
and 25-20129-4. Respondents used t…
ERISACourt RulingsOct 14, 1999related by meaning
…Department of Labor
Office of Administrative Law Judges
800 K St NW
Washington, DC 20001
(202) 693-7300
www.oalj.dol.gov
FEDERAL GOVERNMENT
White House
USA.gov
NO FEAR Act Data
U.S. Office of Special Counsel
LABOR DEPARTMENT
Español
Office of Inspector General
Subscribe to the DOL Newsletter
Read the DOL Newsletter
Eme…
91 FR 9213 — Requirement To Provide Paper Statements in Certain Cases-Amendments to Electronic Disclosure Safe Harbors ERISAProposed Rules (FR)Proposed Feb 25, 2026★ strong match
… a result, DB Beneficiaries will not be included in calculations discussing “beneficiaries”. See 29 USC 1025 for more information.
3
Bureau of Labor Statistics, Job Opening and Labor Turnover. Table A, Total Private. February 2025. Most recent release can be found here:
https://www.bls.gov/news.release/pdf/jolts.pd…
88 FR 76032 — Proposed Amendment to Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, and 86-128 ERISAProposed Rules (FR)Proposed Nov 3, 2023★ strong match
difficulties and cannot contact you for clarification, EBSA might not be able to consider your comment. Additionally, the
https://www.regulations.gov website is an “anonymous access” system, which means EBSA will not know your identity or contact information unless you provide it. If you send an email directly to EBSA…
89 FR 32346 — Amendment to Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, and 86-128 ERISAFinal Rules (FR)Apr 25, 2024
…ion.[33]
With approximately 1,000 affected plans, this results in a cost burden of approximately $3,300 annually.[34]
In total, providing the report is expected to impose a total cost burden of $3,300.
Table 5—Hour Burden and Cost Associated With Report of Commissions Paid
Activity
Year 1
Subsequent years
Burden hours
…
89 FR 4662 — Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications ERISAFinal Rules (FR)Jan 24, 2024related by meaning
f the facts sufficient to enable a review of the underlying application. The Department has adopted this provision in the Final Amendment as proposed. Second, the Department proposed to revise paragraph (a)(2), which generally excludes from consideration an application involving: (1) a transaction or transactions that …
86 FR 57272 — Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights ERISAProposed Rules (FR)Proposed Oct 14, 2021
…plans and nonparticipant-directed defined contribution plans use ESG investing, which represents 25,300 plans.[70]
The total number of affected plans is approximately 78,300, which is 11 percent of all pension plans.[71]
77 FR 41678 — Amendment Relating to Reasonable Contract or Arrangement Under Section 408(b)(2)-Fee Disclosure/Web Page ERISAFinal Rules (FR)Jul 16, 2012related by meaning
ation. If the covered service provider does not comply with this request within 90 days, the responsible plan fiduciary must so notify the Department. The final 408(b)(2) regulation, in paragraph (c)(1)(ix)(F), provides two alternative methods for submitting such notices to the Department. Responsible plan fiduciaries …
90 FR 4192 — Voluntary Fiduciary Correction Program ERISAFinal Rules (FR)Jan 15, 2025★ strong match
…eferrals of related violations of Title 18 of the United States Code.
Back to Citation
58.
Section 3003(c) provides that, whenever the Secretary of Labor obtains information indicating that a party in interest or disqualified person is violating section 406 of ERISA, the Secretary of Labor shall transmit such informat…
78 FR 13781 — Filings Required of Multiple Employer Welfare Arrangements and Certain Other Related Entities ERISAFinal Rules (FR)Mar 1, 2013
…Multi States
# of MEWAs and ECEs
145
163
79
49
435
Review: Year 1
$13,700
$15,400
$7,500
$4,700
$41,300
New Filing: Subsequent Years
$0
$0
$0
$0
$0
Part I
$1,100
$1,300
$600
$400
$3,400
Part II
$13,700
$30,900
$7,500
$9,400
$61,400
Part III
$3,400
$3,900
$3,700
$2,300
$13,400
Total: Year 1
$32,000
$51,400
$19,300
$16,8…
ERISARegulationsJan 1, 2017related by meaning
[Reserved]
ERISARegulationsJan 1, 2017related by meaning
[Reserved]
ERISACourt RulingsAug 25, 1995related by meaning
…Department of Labor
Office of Administrative Law Judges
800 K St NW
Washington, DC 20001
(202) 693-7300
www.oalj.dol.gov
FEDERAL GOVERNMENT
White House
USA.gov
NO FEAR Act Data
U.S. Office of Special Counsel
LABOR DEPARTMENT
Español