88 FR 75890 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAProposed Rules (FR)Proposed Nov 3, 2023
…stimated as: 200 robo-advisers + 1,011 pension consultants + 20 investment company underwriters = 1,231 financial institutions drafting new disclosures. The burden is estimated as: (1,806 financial institutions × (10 minutes ÷ 60 minutes)) + (1,231 financial institutions × (30 minutes ÷ 60 minutes) = 917 hours. A labor…
81 FR 43430 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Catch-Up Adjustments ERISAFinal Rules (FR)Jul 1, 2016related by meaning
9 CFR Parts 1902 and 1903
Intergovernmental relations
Law enforcement
Occupational Safety and Health
Penalties
29 CFR Part 2560
Employee benefit plans Employee Retirement Income Security Act
Law enforcement
Penalties
Pensions
Reporting and recordkeeping
29 CFR Part 2575
Administrative practice and procedure
Employee be…
91 FR 4348 — Improving Transparency Into Pharmacy Benefit Manager Fee Disclosure ERISAProposed Rules (FR)Proposed Jan 30, 2026
…& Dana P. Goldman,
Overpaying for Prescription Drugs: The Copay Clawback,
(2018),
https://schaeffer.usc.edu/research/overpaying-for-prescription-drugs/.)
Back to Citation
183.
Megan Thompson (2018), W
hy a Patient Paid a $285 Copay for a $40 Drug, https://www.pbs.org/newshour/health/why-a-patient-paid-a-285-copa…
75 FR 41600 — Reasonable Contract or Arrangement Under Section 408(b)(2)-Fee Disclosure ERISAFinal Rules (FR)Jul 16, 2010
eady occur; therefore, the costs for approximately 231,000 disclosures are calculated, resulting in costs of approximately $7.3 million (see Table 5). In addition, service providers must disclose changes to investment information. The Department assumes that service providers will have to disclose investment informatio…
85 FR 2292 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2020 ERISAFinal Rules (FR)Jan 15, 2020related by meaning
e Retirement Income Security Act
Law enforcement
Penalties
Pensions
Reporting and recordkeeping
29 CFR Part 2575
Administrative practice and procedure Employee benefit plans
Employee Retirement Income Security Act
Health care
Penalties
Pensions
29 CFR Part 2590
Employee benefit plans
Employee Retirement Income Security…
89 FR 32122 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAFinal Rules (FR)Apr 25, 2024
…unications with a prospective retail customer that would not rise to the level of a recommendation.[231]
The FAQs describe a scenario where the broker-dealer meets a prospective retail customer at a dinner party and says, “I have been working with our mutual friend, Bob, for fifteen years, helping him to invest for his…
84 FR 213 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2019 ERISAFinal Rules (FR)Jan 23, 2019related by meaning
requirements
Teachers
29 CFR Parts 1902 and 1903
Intergovernmental relations
Law enforcement
Occupational Safety and Health
Penalties
29 CFR Part 2560 Employee benefit plans
Employee Retirement Income Security Act
Law enforcement
Penalties
Pensions
Reporting and recordkeeping
29 CFR Part 2575
Administrative practice an…
89 FR 32302 — Amendment to Prohibited Transaction Exemption 84-24 ERISAFinal Rules (FR)Apr 25, 2024
ost of $2,231,966.[89]
Table 8—Hour Burden and Equivalent Cost Associated With Preparing the Disclosures
Activity
Year 1
Subsequent years
Burden hours Equivalent burden cost
Burden hours
Equivalent burden cost
Insurance Sales Agent
13,503
$2,231,966
13,503
$2,231,966
Total
13,503
2,231,966
13,503
2,231,966
The Departme…
82 FR 5373 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2017 ERISAFinal Rules (FR)Jan 18, 2017related by meaning
g requirements
29 CFR Part 500
Administrative practice and procedure
Aliens
Housing
Insurance
Intergovernmental relations
Investigations
Migrant labor Motor vehicle safety
Occupational safety and health
Penalties
Reporting and recordkeeping requirements
Wages
Whistleblowing
29 CFR Part 501
Administrative practice and p…
85 FR 82798 — Prohibited Transaction Exemption 2020-02, Improving Investment Advice for Workers & Retirees ERISAFinal Rules (FR)Dec 18, 2020
…nt assumes that 11,782 Financial Institutions, comprising 1,957 BDs,[230]
6,729 SEC-registered IAs,[231]
2,710 state registered IAs,[232]
and 386 insurance companies,[233]
89 FR 4662 — Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications ERISAFinal Rules (FR)Jan 24, 2024★ strong match
…lent
costs
(A)
(B)
(C)
A * B
A * B * C
Prepare Request: In House Legal Professional
21
11
$159.34
231
$36,808
Prepare Request: Clerical
21
11
63.45
231
14,657
Prepare Request: Outside Legal Professional
21
51
535.85
1,071
573,895
Prepare Request: Outside Fiduciary/Experts
21
42
305.03
882
269,036
Prepare Request (SPE…
ERISAFinal Rules (FR)Feb 24, 2023
…ts when necessary.[30]
Of the 646,111 defined contribution pension plans that reported code 3D, 574,231 are reported as small plans, defined as having fewer than 100 participants each. Of these small defined contribution plans, 531,872 file the Form 5500-SF, cover approximately 11.1 million participants, and hold appro…
80 FR 22010 — Proposed Amendment to and Proposed Partial Revocation of Prohibited Transaction Exemption (PTE) 84-24 for Certain Transactions Involving Insurance Agents and B… ERISAProposed Rules (FR)Proposed Apr 20, 2015
ver $231,000.
These paperwork burden estimates are summarized as follows:
Type of Review:
New collection (Request for new OMB Control Number).
Agency: Employee Benefits Security Administration, Department of Labor.
Titles:
(1) Proposed Amendment to and Partial Revocation of Prohibited Transaction Exemption (PTE) 84-24 …
ERISACourt RulingsAug 10, 2026
… against
Altria for withhold ing a copy of the ASA , t he court reasoned that the agreement did not
USCA4 Appeal: 25-1350 Doc: 89 Filed: 08/10/2026 Pg: 8 of 21
9
provide information about Kelly ’s benefits or rights and thus “Altria was under no
obligation to provide the ASA to [Kelly ] upon his request. ” J.A. 1164 .
…
87 FR 14722 — Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications ERISAProposed Rules (FR)Proposed Mar 15, 2022related by meaning
ar or the appraiser's projected revenues for the current Federal income tax year, unless, in its sole discretion, the Department determines otherwise. (j) A
qualified independent fiduciary
ERISACourt RulingsAug 10, 2026
… against
Altria for withhold ing a copy of the ASA , t he court reasoned that the agreement did not
USCA4 Appeal: 25-2080 Doc: 59 Filed: 08/10/2026 Pg: 8 of 21
9
provide information about Kelly ’s benefits or rights and thus “Altria was under no
obligation to provide the ASA to [Kelly ] upon his request. ” J.A. 1164 .
…
91 FR 9213 — Requirement To Provide Paper Statements in Certain Cases-Amendments to Electronic Disclosure Safe Harbors ERISAProposed Rules (FR)Proposed Feb 25, 2026
… a result, DB Beneficiaries will not be included in calculations discussing “beneficiaries”. See 29 USC 1025 for more information.
3
Bureau of Labor Statistics, Job Opening and Labor Turnover. Table A, Total Private. February 2025. Most recent release can be found here:
https://www.bls.gov/news.release/pdf/jolts.pd…
ERISARegulationsJan 1, 2017related by meaning
[Reserved]
ERISARegulationsJan 1, 2017related by meaning
[Reserved]
ERISARegulationsJan 1, 2017related by meaning
[Reserved]