76 FR 76235 — Ex Parte Cease and Desist and Summary Seizure Orders-Multiple Employer Welfare Arrangements ERISAProposed Rules (FR)Proposed Dec 6, 2011related by meaning
efly state the grounds for denial and shall then treat the petition as a request for participation as amicus curiae.
§ 2571.5
Consequences of default. For section 521 proceedings, this section shall apply in lieu of § 18.5(b) of this title: Failure of the respondent to file an answer to the temporary order within the 3…
78 FR 13797 — Ex Parte Cease and Desist and Summary Seizure Orders-Multiple Employer Welfare Arrangements ERISAFinal Rules (FR)Mar 1, 2013related by meaning
e grounds for denial and may consider whether to treat the petition as a request for participation as amicus curiae.
§ 2571.5
Consequences of default. For section 521 proceedings, this section shall apply in lieu of § 18.5(b) of this title. Failure of the respondent to file an answer to the temporary order within the 3…
87 FR 14722 — Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications ERISAProposed Rules (FR)Proposed Mar 15, 2022★ strong match
… on April 28, 1975 (ERISA Procedure 75-1, 40 FR 18471, also issued as Rev. Proc. 75-26, 1975-1 C.B. 722). Under this procedure, a person seeking an exemption under both ERISA section 408(a) and Code section 4975 was obliged to file an exemption application with both the Internal Revenue Service (IRS) and the Department…
89 FR 32122 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAFinal Rules (FR)Apr 25, 2024
…37,780. Note, the total values may not equal the sum of the parts due to rounding.
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722.
The burden is estimated as: (165 × (15 minutes ÷ 60 minutes)) ≉ 41 hours. A labor rate of $65.99 is used for a clerical worker. The labor rate is applied in the following calculation: (165 × (15 minutes ÷ 60 minute…
88 FR 76004 — Proposed Amendment to Prohibited Transaction Exemption 84-24 ERISAProposed Rules (FR)Proposed Nov 3, 2023
…nvestment company underwriters servicing IRAs.
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39.
The burden is estimated as: (1,722 plans × 5 hours) + (2,996 financial institutions × 3 hours) = 17,598 hours. A labor rate of approximately $159.34 is used for a legal professional. The labor rate is applied in the following calculation: [(1,722 plan…
88 FR 75890 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAProposed Rules (FR)Proposed Nov 3, 2023
…mptions
2020-02
75-1
77-4
80-83
86-128
84-24
Retirement Plans
765,124
765,124
277,390
6,886
1,000
1,722
Individual Retirement Accounts
3,119,832
210
52,449
Pooled Employer Plans
382
Pooled Plan Providers
134
Broker-Dealers
1,894
1,894
Discretionary Fiduciaries
1,894
Registered Investment Advisers
15,982
Pure Robo-Advis…
91 FR 4348 — Improving Transparency Into Pharmacy Benefit Manager Fee Disclosure ERISAProposed Rules (FR)Proposed Jan 30, 2026
…& Dana P. Goldman,
Overpaying for Prescription Drugs: The Copay Clawback,
(2018),
https://schaeffer.usc.edu/research/overpaying-for-prescription-drugs/.)
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183.
Megan Thompson (2018), W
hy a Patient Paid a $285 Copay for a $40 Drug, https://www.pbs.org/newshour/health/why-a-patient-paid-a-285-copa…
89 FR 4662 — Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications ERISAFinal Rules (FR)Jan 24, 2024★ strong match
… on April 28, 1975 (ERISA Procedure 75-1, 40 FR 18471, also issued as Rev. Proc. 75-26, 1975-1 C.B. 722). Under this procedure, a person seeking an exemption under both ERISA section 408(a) and Code section 4975 was obliged to file an exemption application with both the Internal Revenue Service (IRS) and the Department…
75 FR 8796 — Civil Penalties Under ERISA Section 502(c)(8) ERISAFinal Rules (FR)Feb 26, 2010related by meaning
nsenting party shall have fifteen (15) days to file any objections to the proposed settlement with the administrative law judge and all other parties; (3) If any party submits an objection to the proposed settlement, the administrative law judge shall decide within 30 days after receipt of such objections whether he sh…
87 FR 70753 — Prohibited Transaction Exemption (PTE) 2002-51 To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program ERISAProposed Rules (FR)Proposed Nov 21, 2022related by meaning
tent commenters suggest changes to the SC Component, the Department requests comments on whether corresponding changes to the exemption are necessary. The Department is proposing to amend Section I.A. of the exemption to clarify that excise tax relief is available for transactions that are corrected under the SC Compon…
89 FR 32260 — Amendment to Prohibited Transaction Exemption 2020-02 ERISAFinal Rules (FR)Apr 25, 2024
…equent years
Burden hours
Equivalent
burden cost
Burden hours
Equivalent
burden cost Clerical
41
$2,722
13
$825
Total
41
2,722
13
825
1.6 Overall Summary
The paperwork burden estimates are summarized as follows:
Type of Review:
Revision of an existing collection.
Agency:
Employee Benefits Security Administration, Depar…
ERISARegulationsJan 1, 2017related by meaning
(h) (h) Service of orders.
(h)(1) (1) As soon as practicable after the issuance of a temporary or final cease and desist order and no later than five business days after issuance of a summary seizure order, the Secretary shall serve the order either:
(h)(1)(i) (i) By delivering a copy to the person who is the subject o…
ERISACourt RulingsAug 14, 2026
…l the relevant equities in any
given case.’” Id. (quoting In re Knight - Celotex, LLC , 695 F.3d at
722).
89 FR 5624 — Automatic Portability Transaction Regulations ERISAProposed Rules (FR)Proposed Jan 29, 2024
…124
865,736
5,713,860
5,713,860
5,713,860
Cashout:
Number of Accounts
1,461,709
311,665
1,773,374
1,722,728
1,722,728
Remain in Plan:
Number of Accounts
2,036,212
363,609
2,399,821
2,399,821
2,399,821
Rollover:
Number of Accounts
1,350,202
190,462
1,540,664
1,591,310
1,591,310
× Estimated Percent of Rollovers Going int…
ERISARegulationsJan 1, 2017related by meaning
For 502(c)(8) civil penalty proceedings, this section shall apply in lieu of § 18.10 of this title.
ERISARegulationsOct 1, 2020related by meaning
(i) (i) Service of notices and filing of statements.
(i)(1) (1) Service of a notice for purposes of paragraphs (c) and (g) of this section shall be made:
(i)(1)(i) (i) By delivering a copy to the administrator or representative thereof;
(i)(1)(ii) (ii) By leaving a copy at the principal office, place of business, or re…
91 FR 9213 — Requirement To Provide Paper Statements in Certain Cases-Amendments to Electronic Disclosure Safe Harbors ERISAProposed Rules (FR)Proposed Feb 25, 2026
… a result, DB Beneficiaries will not be included in calculations discussing “beneficiaries”. See 29 USC 1025 for more information.
3
Bureau of Labor Statistics, Job Opening and Labor Turnover. Table A, Total Private. February 2025. Most recent release can be found here:
https://www.bls.gov/news.release/pdf/jolts.pd…
ERISARegulationsJan 1, 2017related by meaning
For 502(c)(6) civil penalty proceedings, this section shall apply in lieu of § 18.10 of this title.
ERISARegulationsJan 1, 2017related by meaning
(i) (i) Service of notices and filing of statements.
(i)(1) (1) Service of a notice for purposes of paragraphs (c) and (g) of this section shall be made:
(i)(1)(i) (i) By delivering a copy to the administrator or representative thereof;
(i)(1)(ii) (ii) By leaving a copy at the principal office, place of business, or re…
84 FR 37545 — "Open MEPs" and Other Issues Under Section 3(5) of the Employee Retirement Income Security Act ERISAProposed Rules (FR)Proposed Jul 31, 2019
…e)(3)(C)), all employees of such corporations shall be treated as employed by a single employer. 29 USC 1060(c).
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[FR Doc. 2019-16072 Filed 7-29-19; 8:45 am]
BILLING CODE 4510-29-P