ERISACourt RulingsAug 17, 2026
…s Court of Appeals
For the Eleventh Circuit
____________________
No. 25 -10692
____________________
ANN JOHNSON,
as the representative of a class of similarly
situated persons, and on behalf of Royal
Caribbean Cruises Ltd Retirement Savings Plan,
Plainti - Appellant,
versus
RUSSELL INVESTMENT MANAGEMENT, LLC,
RUSSELL I…
ERISACourt RulingsJan 20, 1998
Each monthly report
indicates the current rate for instruments with annual, semiannual,
quarterly, and monthly terms. For the sake of simplicity, and because the Plan's assets were out of its control for almost 90% of
a year, I will refer to the annual rates. The following annual
rates were applicable during the cours…
81 FR 21147 — Amendment to and Partial Revocation of Prohibited Transaction Exemption (PTE) 84-24 for Certain Transactions Involving Insurance Agents and Brokers, Pension Co… ERISAFinal Rules (FR)Apr 8, 2016related by meaning
…minimum value from the insurance company, it can take several years for an investment in an indexed annuity to `break even.’ ”
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33. One commenter suggested the Department create a streamlined exemption for a class of fixed annuity that pays a contractually guaranteed rate of interest, has a surrender c…
ERISACourt RulingsFeb 22, 2000★ strong match
y had discovered some
errors in it, following which she made several requests for the
information. (T 154) She sent letters periodically over a period through 1995, when she made her final request. (T 155) She did not
receive any other responses. (T 156)
Ms. Palaoro had served in several positions
with both George and …
ERISACourt RulingsMar 20, 1995★ strong match
… response was three days outside of
the 45-day time limit, it made all other responses on a timely manner, and the Notice of
Rejection was sent at the height of tax season, which would have likely made the immediate
services of a CPA more difficult to obtain. The Respondent did contact the Department of
[PAGE 5]
Labor,…
90 FR 28007 — Selection of Annuity Providers-Safe Harbor for Individual Account Plans ERISAFinal Rules (FR)Jul 1, 2025related by meaning
Document Headings
Document headings vary by document type but may contain
the following:
the agency or agencies that issued and signed a document
the number of the CFR title and the number of each part
the document amends, proposes to amend, or is directly
related to
the agency docket number / agency internal file numb…
ERISACourt RulingsJun 9, 2000★ strong match
…lans. (U-2; U-4). Further,
Respondent alleges no "short plan year" was created. Respondent
filed an annual report for each of the plans on October 15, 1990.
These reports were timely filed and covered the plan years ending
on December 31, 1989. (J-2; J-4). Each report included the same
independent qualified public acco…
81 FR 43430 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Catch-Up Adjustments ERISAFinal Rules (FR)Jul 1, 2016
…mprovement Act of 2015 (Pub. L. 114-74) and its requirement to make civil money penalty adjustments annually.
e. Section 579.1—Purpose and Scope
ERISACourt RulingsFeb 2, 1993★ strong match
…the
ESOP's $206,104 in "miscellaneous assets" as "closely held stocks"
with no current yield and no annual cash income. 2. Respondent's annual report for 1988.
Among other requirements imposed upon an employer sponsoring a
pension benefit program qualifying for special tax treatment is the
requirement for an annual rep…
89 FR 23090 — Amendment to Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption) ERISAFinal Rules (FR)Apr 3, 2024★ strong match
…tor.htm.
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63.
See
Financial Institutions Reform, Recovery, and Enforcement Act of 1989, Public Law 101-73 (1989).
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64.
This includes possibly seeking individual exemption relief in such circumstances.
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65.
Available at:
90 FR 38908 — Selection of Annuity Providers-Safe Harbor for Individual Account Plans; Withdrawal ERISAFinal Rules (FR)Aug 12, 2025related by meaning
Document Headings
Document headings vary by document type but may contain
the following:
the agency or agencies that issued and signed a document
the number of the CFR title and the number of each part
the document amends, proposes to amend, or is directly
related to
the agency docket number / agency internal file numb…
ERISAFinal Rules (FR)Apr 8, 2016related by meaning
…2006), as amended elsewhere in this issue of the
Federal Register
.
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26.
“Variable Annuities: Beyond the Hard Sell,” available at http://www.finra.org/sites/default/files/InvestorDocument/p125846.pdf.
FINRA also has special suitability rules for certain investment products, including variable annu…
85 FR 55219 — Fiduciary Duties Regarding Proxy Voting and Shareholder Rights ERISAProposed Rules (FR)Proposed Sep 4, 2020
…at 498; Joint Department of Labor/Department of Treasury Statement of Pension Investments (Jan. 31, 1989), reprinted in 16 Pens. & Ben. Rep. (BNA) 215 (Feb. 6, 1989).
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5.
1985 DOL Report, included in 1985 ERISA Hearings, at 495 (citing written statement by Professor Roger F. Murray).
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6…
ERISACourt RulingsAug 25, 1995
… resigned from the MPEHA Board of
anagers on July 20, 1988. (J-Ex. 11).
23. On or about December 9, 1989, Respondent AMCI was
incorporated in the State of Missouri. (Stip. Fact 18; J-Ex.
12).
24. From December 9, 1987 through December 31, 1989,
Respondent Taggart was the president and a director of Respondent
AMCI. (St…
81 FR 47534 — Proposed Revision of Annual Information Return/Reports ERISAProposed Rules (FR)Proposed Jul 21, 2016related by meaning
e accounts
☐ Variable annuities. If you check this box, indicate whether the variable annuity contact has any of the following (check all that apply): (i) Types of subaccounts:
☐ Domestic Stock/Equity
☐ Bond/income
☐ Balanced/target allocation
☐ Money Market
☐ Target date/Lifecycle
☐ International/Global Stock/Equity
☐…
ERISACourt RulingsDec 21, 1993related by meaning
…anuary
16, 1990, NIP through a professional service, Tycor Benefits
Administrators, Inc., filed its annual report with the Internal
Revenue Service (IRS). This filing was accompanied by an
appropriate request for extension to file the report later than
the 210 day period after the close of the plan year as required
by …
ERISADOL Technical Releasesrelated by meaning
1991).
Signed at Washington, DC, this 28th day of May 1992
Alan D. Lebowitz
Deputy Assistant Secretary for Program Operations
U.S. Department of Labor Pension and Welfare Benefits Administration
29 C.F.R. § 2550.408b-1(d) — General statutory exemption for loans to plan participants and beneficiaries who are parties in interest with respect to the plan. ERISARegulationsJan 1, 2017
…r renewed at any time prior to the last day of the first plan year beginning on or after January 1, 1989, are made in accordance with specific provisions regarding such loans set forth in the plan if:
(d)(1) (1) The plan provisions regarding such loans contain (at a minimum) an explicit authorization for the plan fiduc…
75 FR 34626 — Rules and Regulations for Abandoned Individual Account Plans ERISAFinal Rules (FR)Jun 18, 2010related by meaning
Document Headings
Document headings vary by document type but may contain
the following:
the agency or agencies that issued and signed a document
the number of the CFR title and the number of each part
the document amends, proposes to amend, or is directly
related to
the agency docket number / agency interna…
78 FR 13797 — Ex Parte Cease and Desist and Summary Seizure Orders-Multiple Employer Welfare Arrangements ERISAFinal Rules (FR)Mar 1, 2013related by meaning
Document Headings
Document headings vary by document type but may contain
the following:
the agency or agencies that issued and signed a document
the number of the CFR title and the number of each part
the document amends, proposes to amend, or is directly
related to
the agency docket number / agency internal file numb…