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55 documents · 0.06sAllIRCERISAPBGCJoint Board
  1. DOL Office of Administrative Law Judges — UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. CURRENT DEVELOPMENT CORPORATION
    ERISACourt RulingsFeb 22, 2000★ strong match
    …ecessary to devote to the documents from December through the submission of the documents in April, 1999. (T 113 - 114) With regard to the conversations with Mr. Durovic, he testified that he talked to him once in January, and then in February. He said that in the first, he had answered the questions about the 1992 and…
  2. Court of Appeals for the Eleventh Circuit — Ann Johnson v. Russell Investments Trust Company
    ERISACourt RulingsAug 17, 2026
    …s Court of Appeals For the Eleventh Circuit ____________________ No. 25 -10692 ____________________ ANN JOHNSON, as the representative of a class of similarly situated persons, and on behalf of Royal Caribbean Cruises Ltd Retirement Savings Plan, Plainti - Appellant, versus RUSSELL INVESTMENT MANAGEMENT, LLC, RUSSELL I…
  3. 90 FR 28007 — Selection of Annuity Providers-Safe Harbor for Individual Account Plans
    ERISAFinal Rules (FR)Jul 1, 2025★ strong match
    …ments of UMRA do not apply. G. Review Under the Treasury and General Government Appropriations Act, 1999 Section 654 of the Treasury and General Government Appropriations Act, 1999 (Pub. L. 105-277) requires Federal agencies to issue a Family Policymaking Assessment for any rule that may affect family well-being. This …
  4. 81 FR 21147 — Amendment to and Partial Revocation of Prohibited Transaction Exemption (PTE) 84-24 for Certain Transactions Involving Insurance Agents and Brokers, Pension Co…
    ERISAFinal Rules (FR)Apr 8, 2016related by meaning
    dexed Annuities: A Complex Choice” available at https://www.finra.org/​investors/​alerts/​equity-indexed-annuities_​a-complex-choice. Back to Citation 21.  SEC Office of Investor Education and Advocacy Investor Bulletin: Indexed Annuities, available at https://www.sec.gov/​investor/​alerts/​secindexedannuities.pdf. Bac…
  5. 89 FR 23090 — Amendment to Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption)
    ERISAFinal Rules (FR)Apr 3, 2024★ strong match
    … in different ways under Section VI(c) and (d) of the exemption. Back to Citation 70.  Regulatory Planning and Review, 58 FR 51735 (Oct. 4, 1993). Back to Citation 71.  Improving Regulation and Regulatory Review, 76 FR 3821 (Jan. 21, 2011). Back to Citation 72.  5 U.S.C. 804(2) (1996). Back to Citation 73.  44 U.S.C. 3…
  6. DOL Office of Administrative Law Judges — USDOL v. COMPGRAPHIX, INC
    ERISACourt RulingsOct 14, 1999
    …/ Case Number Searches DMS Search Case Status DOL Home > OALJ > ERISA > USDOL v. Compgraphix, Inc., 1999-RIS-53 (ALJ Oct. 14, 1999) USDOL/OALJ Reporter USDOL v. Compgraphix, Inc., 1999-RIS-53 (ALJ Oct. 14, 1999) U.S. Department of Labor Office of Administrative Law Judges Heritage Plaza Bldg. - Suite 530 111 Veterans M…
  7. 85 FR 59132 — Pension Benefit Statements-Lifetime Income Illustrations
    ERISAFinal Rules (FR)Sep 18, 2020related by meaning
    ation 17.   See Arizona Governing Comm. for Tax Deferred Annuity and Deferred Compensation Plans v. Norris, 463 U.S. 1073 (1983). Back to Citation 18.  One commenter on the ANPRM explained that the 10-year CMT rate is a reasonable approximation for a rate that insurers would offer to consumers, which reflects an estima…
  8. 81 FR 21002 — Best Interest Contract Exemption
    ERISAFinal Rules (FR)Apr 8, 2016related by meaning
    …2006), as amended elsewhere in this issue of the Federal Register . Back to Citation 26.  “Variable Annuities: Beyond the Hard Sell,” available at http://www.finra.org/​sites/​default/​files/​InvestorDocument/​p125846.pdf. FINRA also has special suitability rules for certain investment products, including variable annu…
  9. 88 FR 11793 — Annual Reporting and Disclosure
    ERISAFinal Rules (FR)Feb 24, 2023
    Agencies in estimating burden related to the Form 5500 Annual Return/Report since 1999. See 65 FR 21068, 21077-78 (Apr. 19, 2000); Borden, William S., Estimates of the Burden for Filing Form 5500: The Change in Burden from the 1997 to the 1999 Forms, Mathematica Policy Research, submitted to DOL May 25, 1999.[46] The c…
  10. 89 FR 43675 — Prohibited Transaction Exemption 2006-06 for Services Provided in Connection With the Termination of Abandoned Individual Account Plans
    ERISAFinal Rules (FR)May 17, 2024related by meaning
    lan or other account established pursuant to this exemption or any duly authorized representative of such account holder. D. Other Ministerial Changes The Department is also making a few ministerial changes to the exemption that will not substantively alter the conditions or relief provided under the exemption. Specifi…
  11. 86 FR 51284 — Annual Reporting and Disclosure
    ERISAProposed Rules (FR)Proposed Sep 15, 2021
    …rlying cost data, which has been used by the Agencies in estimating burden related to the Form 5500 Annual Return/Report since 1999. See65 FR 21068, 21077-78 (Apr. 19, 2000); Borden, William S., Estimates of the Burden for Filing Form 5500: The Change in Burden from the 1997 to the 1999 Forms, Mathematica Policy Resear…
  12. 81 FR 47496 — Annual Reporting and Disclosure
    ERISAProposed Rules (FR)Proposed Jul 21, 2016
    …rlying cost data, which has been used by the Agencies in estimating burden related to the Form 5500 Annual Return/Report since 1999. See65 FR 21068, 21077-78 (Apr. 19, 2000); Borden, William S., Estimates of the Burden for Filing Form 5500: The Change in Burden from the 1997 to the 1999 Forms, Mathematica Policy Resear…
  13. DOL Office of Administrative Law Judges — UNITED STATES DEPARTMENT OF LABOR, Pension and Welfare Benefits Administration v. MIDLANTIC COAST DELIVERY SYSTEMS, INC.
    ERISACourt RulingsDec 8, 1994related by meaning
    UNITED STATES DEPARTMENT OF LABOR Office of Administrative Law Judges Menu About OALJ Overview About the Chief Judge FAQs Organizational Chart Contacts Contacting OALJ National Office BALCA District Offices: Boston, MA Cherry Hill, NJ Cincinnati, OH Covington, LA Newport News, VA Pittsburgh, PA San Francisco, CA Washin…
  14. 90 FR 38908 — Selection of Annuity Providers-Safe Harbor for Individual Account Plans; Withdrawal
    ERISAFinal Rules (FR)Aug 12, 2025related by meaning
    Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file numb…
  15. DOL Office of Administrative Law Judges — United States Department of Labor, Pension and Welfare Benefits Administration
    ERISACourt RulingsJun 9, 2000
    …9 U.S.C. § 1001(1999). As such, ERISA requires administrators of employee benefits plans to file an annual report for each employee benefit plan covered including an IQPA for the plan year. 29 U.S.C. § 1023(1999). ERISA further requires administrators of plans that are "winding up ... affairs" to file terminal reports …
  16. 84 FR 56894 — Default Electronic Disclosure by Employee Pension Benefit Plans Under ERISA
    ERISAProposed Rules (FR)Proposed Oct 23, 2019★ strong match
    ://web.archive.org/​web/​20160712094308/​http://www.mang.canterbury.ac.nz/​writing_​guide/​writing/​flesch.shtml (Rudolf Flesch). Back to Citation 66.  The Department invites comments on whether additional standards for account authorization are necessary, for example, whether the proposed safe harbor should specifical…
  17. 77 FR 74063 — Amendments to the Abandoned Plan Regulations
    ERISAProposed Rules (FR)Proposed Dec 12, 2012related by meaning
    e Plans Compliance Resolution System (EPCRS) as a condition to this relief. G. Regulatory Impact Analysis 1. Background and Need for Regulatory Action As stated earlier in this preamble, this document contains proposed amendments to three previously published Abandoned Plan Regulations that facilitate the termination o…
  18. 81 FR 43430 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Catch-Up Adjustments
    ERISAFinal Rules (FR)Jul 1, 2016
    arl Levin, Chairman, Subcommittee on Oversight of Government Management, from Ann McLaughlin, Secretary of Labor, (Feb. 22, 1988). Back to Citation 5.  Although the statute and regulation refer to the amount assessed as “liquidated damages” it is appropriate to treat the amount as a civil money penalty for purposes of …
  19. 81 FR 21181 — Amendment to and Partial Revocation of Prohibited Transaction Exemption (PTE) 86-128 for Securities Transactions Involving Employee Benefit Plans and Broker-De…
    ERISAFinal Rules (FR)Apr 8, 2016related by meaning
    … purposes of this amendment, the terms “Individual Retirement Account” or “IRA” mean any account or annuity described in Code section 4975(e)(1)(B) through (F), including, for example, an individual retirement account described in section 408(a) of the Code and a health savings account described in section 223(d) of th…
  20. 81 FR 44773 — Best Interest Contract Exemption; Correction
    ERISAFinal Rules (FR)Jul 11, 2016related by meaning
    (as defined in ERISA section 3(15)), member of family (as defined in Code section 4975(e)(6)) of, or partner in, the Adviser or Financial Institution. (3) The Financial Institution designates a person or persons, identified by name, title or function, responsible for addressing Material Conflicts of Interest and monito…