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1. DOL Office of Administrative Law Judges — UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. CURRENT DEVELOPMENT CORPORATION
   ERISACourt RulingsFeb 22, 2000
   …he matter, and conclude that he did deposit the check in the said mailbox on Thursday, December 31, 1999, at on or about 4:30 p.m.; that it was not picked-up on that date, and that, due to the intervening New Year' s holiday on Friday, January 1, 1999, and the weekend of January 2 and 3, 1999, the pick-up was not made …
2. 89 FR 23090 — Amendment to Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption)
   ERISAFinal Rules (FR)Apr 3, 2024★ strong match
   as well. Back to Citation 52.  Section I(k) of the Proposed Amendment has been renumbered in the Final Amendment as Section I(j). Back to Citation 53.  The Department additionally clarifies that the certification of the independent audit would come at some point after an individual exemption is granted and the One-Year…
3. 84 FR 56894 — Default Electronic Disclosure by Employee Pension Benefit Plans Under ERISA
   ERISAProposed Rules (FR)Proposed Oct 23, 2019★ strong match
   …have issued a series of guidance on electronic delivery of required disclosures, beginning with IRS Notice 99-1 and most recently in 26 CFR 1.401(a)-21(c) issued in 2006 on the “Use of Electronic Media for Providing Employee Benefit Notices and Making Employee Benefit Elections and Consents.” See, e.g., Notice 99-1 (19…
4. 75 FR 70625 — Annual Funding Notice for Defined Benefit Plans
   ERISAProposed Rules (FR)Proposed Nov 18, 2010★ strong match
   …d (3) of the proposed regulation provide limited exceptions to the requirement to furnish a funding notice. Under the exception in paragraph (a)(2)(i) of the proposal, the plan administrator of an insolvent multiemployer plan that is in compliance with the insolvency notice requirements of sections 4245(e) or 4281(d)(3…
5. 89 FR 5624 — Automatic Portability Transaction Regulations
   ERISAProposed Rules (FR)Proposed Jan 29, 2024★ strong match
   nts and beneficiaries.[35] (f) Culturally and Linguistically Appropriate Standards for Required Notices and Disclosures to Participants and IRA Owners The proposed regulation would require that notices and disclosures to participants and IRA owners be provided in a culturally and linguistically appropriate manner in ce…
6. 76 FR 19285 — Request for Information Regarding Electronic Disclosure by Employee Benefit Plans
   ERISAProposed Rules (FR)Proposed Apr 7, 2011related by meaning
   … 4980F(g) of the Code and section 204(h)(7) of ERISA, authorize regulations allowing section 204(h) notice to be provided using new technologies. Back to Citation 6.  71 FR 61877. Back to Citation 7.  Section 1.401(a)-21(e) defines an applicable notice as any notice, report, statement, or other document required to be …
7. 85 FR 31884 — Default Electronic Disclosure by Employee Pension Benefit Plans Under ERISA
   ERISAFinal Rules (FR)May 27, 2020★ strong match
   …partment and the IRS have issued a series of guidance on electronic disclosures, beginning with IRS Notice 99-1, and more recently in 26 CFR 1.401(a)-21(c) (2006), on the “Use of Electronic Media for Providing Employee Benefit Notices and Making Employee Benefit Elections and Consents.” See e.g., Notice 99-1 (1999-2 I.…
8. 80 FR 5626 — Annual Funding Notice for Defined Benefit Plans
   ERISAFinal Rules (FR)Feb 2, 2015★ strong match
   …ulations as a material effect event taking effect in 2018 ( i.e., the current plan year). (h) Model notices. (1) The appendices to this section contain a model notice for single-employer plans and a model notice for multiemployer plans. These models are intended to assist plan administrators in discharging their notice…
9. DOL Office of Administrative Law Judges — USDOL v. COMPGRAPHIX, INC
   ERISACourt RulingsOct 14, 1999
   …/ Case Number Searches DMS Search Case Status DOL Home > OALJ > ERISA > USDOL v. Compgraphix, Inc., 1999-RIS-53 (ALJ Oct. 14, 1999) USDOL/OALJ Reporter USDOL v. Compgraphix, Inc., 1999-RIS-53 (ALJ Oct. 14, 1999) U.S. Department of Labor Office of Administrative Law Judges Heritage Plaza Bldg. - Suite 530 111 Veterans M…
10. 88 FR 11793 — Annual Reporting and Disclosure
    ERISAFinal Rules (FR)Feb 24, 2023
    Agencies in estimating burden related to the Form 5500 Annual Return/Report since 1999. See 65 FR 21068, 21077-78 (Apr. 19, 2000); Borden, William S., Estimates of the Burden for Filing Form 5500: The Change in Burden from the 1997 to the 1999 Forms, Mathematica Policy Research, submitted to DOL May 25, 1999.[46] The c…
11. 90 FR 3667 — Prohibited Transaction Exemption (PTE) 2002-51 To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program
    ERISAFinal Rules (FR)Jan 15, 2025★ strong match
    mpliance aid, the Department is making the model notice available on its website in twelve non-English languages. Notice Exception for Self-Correctors In light of the streamlined procedure for self-correction and the SCC's limitation to corrections when the amount of lost earnings is $1,000 or less, the proposed exempt…
12. 29 C.F.R. § 2520.104b-31(i) — Alternative method for disclosure through electronic media—Notice-and-access.
    ERISARegulationsJul 27, 2020★ strong match
    (i) (i) Special rule for annual combined notices of internet availability. Notwithstanding the requirements in paragraphs (d)(4)(ii) and (iii) of this section, an administrator may furnish one notice of internet availability that incorporates or combines the content required by paragraph (d)(3) of this section with res…
13. 29 C.F.R. § 2520.101-5(h) — Annual funding notice for defined benefit pension plans.
    ERISARegulationsSep 9, 2020★ strong match
    (h) (h) Model notices. (h)(1) (1) The appendices to this section contain a model notice for single-employer plans and a model notice for multiemployer plans. These models are intended to assist plan administrators in discharging their notice obligations under this section. Use of a model notice is not mandatory. Howeve…
14. 86 FR 51284 — Annual Reporting and Disclosure
    ERISAProposed Rules (FR)Proposed Sep 15, 2021
    … been used by the Agencies in estimating burden related to the Form 5500 Annual Return/Report since 1999. See65 FR 21068, 21077-78 (Apr. 19, 2000); Borden, William S., Estimates of the Burden for Filing Form 5500: The Change in Burden from the 1997 to the 1999 Forms, Mathematica Policy Research, submitted to DOL May 25…
15. 81 FR 47496 — Annual Reporting and Disclosure
    ERISAProposed Rules (FR)Proposed Jul 21, 2016
    … been used by the Agencies in estimating burden related to the Form 5500 Annual Return/Report since 1999. See65 FR 21068, 21077-78 (Apr. 19, 2000); Borden, William S., Estimates of the Burden for Filing Form 5500: The Change in Burden from the 1997 to the 1999 Forms, Mathematica Policy Research, submitted to DOL May 25…
16. 77 FR 30928 — Target Date Disclosure
    ERISAProposed Rules (FR)Proposed May 24, 2012related by meaning
    Accordingly, the Department is extending the comment period until July 9, 2012. Signed at Washington, DC, this 15th day of May 2012. Phyllis C. Borzi, Assistant Secretary, Employee Benefits Security Administration, Department of Labor. Footnotes 1.   See 75 FR 73987 (Nov. 30, 2010), proposing to amend the Department's …
17. DOL Office of Administrative Law Judges — United States Department of Labor, Pension and Welfare Benefits Administration
    ERISACourt RulingsJun 9, 2000
    … order to protect the pecuniary interests of the people covered under these plans. 29 U.S.C. § 1001(1999). As such, ERISA requires administrators of employee benefits plans to file an annual report for each employee benefit plan covered including an IQPA for the plan year. 29 U.S.C. § 1023(1999). ERISA further requires…
18. 89 FR 4662 — Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications
    ERISAFinal Rules (FR)Jan 24, 2024related by meaning
    to be submitted. § 2570.43 Notification of interested persons by applicant. (a) If a notice of proposed exemption is published in the Federal Register in accordance with § 2570.42, the applicant must notify interested persons of the pendency of the exemption in the manner and within the time period specified in the app…
19. 81 FR 21002 — Best Interest Contract Exemption
    ERISAFinal Rules (FR)Apr 8, 2016related by meaning
    …formation more broadly. One commenter requested that the Department create a mechanism to share the notices with other regulators, including the states, the SEC and FINRA to promote investor protection. Another suggested a publicly accessible registry where filings could be electronically verified and viewed. In additi…
20. 75 FR 8796 — Civil Penalties Under ERISA Section 502(c)(8)
    ERISAFinal Rules (FR)Feb 26, 2010related by meaning
    …D)(iii) of ERISA, the Department of Labor issued proposed 29 CFR 2540.305-1, which includes a model notice for plans in critical status. See 73 FR 15688 (Mar. 25, 2008). However, section 102(b)(1)(C) of the Worker, Retiree, and Employer Recovery Act of 2008, Public Law 110-458, signed into law on December 23, 2008, tra…