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1. DOL Office of Administrative Law Judges — UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. CURRENT DEVELOPMENT CORPORATION
   ERISACourt RulingsFeb 22, 2000
   …he matter, and conclude that he did deposit the check in the said mailbox on Thursday, December 31, 1999, at on or about 4:30 p.m.; that it was not picked-up on that date, and that, due to the intervening New Year' s holiday on Friday, January 1, 1999, and the weekend of January 2 and 3, 1999, the pick-up was not made …
2. 84 FR 56894 — Default Electronic Disclosure by Employee Pension Benefit Plans Under ERISA
   ERISAProposed Rules (FR)Proposed Oct 23, 2019★ strong match
   …have issued a series of guidance on electronic delivery of required disclosures, beginning with IRS Notice 99-1 and most recently in 26 CFR 1.401(a)-21(c) issued in 2006 on the “Use of Electronic Media for Providing Employee Benefit Notices and Making Employee Benefit Elections and Consents.” See, e.g., Notice 99-1 (19…
3. 90 FR 3667 — Prohibited Transaction Exemption (PTE) 2002-51 To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program
   ERISAFinal Rules (FR)Jan 15, 2025★ strong match
   ublishing the model notice as an appendix to the final amendment to ensure that participants and beneficiaries receive meaningful ( printed page 3670) notice of transactions for which relief is sought by their plans. The only change to the model notice from the proposal is that the final model notice states that you ma…
4. 85 FR 31884 — Default Electronic Disclosure by Employee Pension Benefit Plans Under ERISA
   ERISAFinal Rules (FR)May 27, 2020★ strong match
   ry Department's electronic media regulation for applicable notices at 26 CFR 1.401(a)-21(c) as an alternative to reliance on the 2002 safe harbor.[21] In light of Executive Order 13847 requiring consultation with the Treasury Department, the preamble to the proposal explained that the Department's new proposed safe har…
5. 76 FR 19285 — Request for Information Regarding Electronic Disclosure by Employee Benefit Plans
   ERISAProposed Rules (FR)Proposed Apr 7, 2011related by meaning
   … 4980F(g) of the Code and section 204(h)(7) of ERISA, authorize regulations allowing section 204(h) notice to be provided using new technologies. Back to Citation 6.  71 FR 61877. Back to Citation 7.  Section 1.401(a)-21(e) defines an applicable notice as any notice, report, statement, or other document required to be …
6. DOL Office of Administrative Law Judges — USDOL v. COMPGRAPHIX, INC
   ERISACourt RulingsOct 14, 1999
   …/ Case Number Searches DMS Search Case Status DOL Home > OALJ > ERISA > USDOL v. Compgraphix, Inc., 1999-RIS-53 (ALJ Oct. 14, 1999) USDOL/OALJ Reporter USDOL v. Compgraphix, Inc., 1999-RIS-53 (ALJ Oct. 14, 1999) U.S. Department of Labor Office of Administrative Law Judges Heritage Plaza Bldg. - Suite 530 111 Veterans M…
7. 87 FR 70753 — Prohibited Transaction Exemption (PTE) 2002-51 To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program
   ERISAProposed Rules (FR)Proposed Nov 21, 2022★ strong match
   …ng the notification is reasonably calculated to ensure that interested persons actually receive the notice. The Department has reviewed several notices to interested persons submitted to the applicable Regional Offices and found that some of them do not meet the applicable requirements of Section IV. To facilitate comp…
8. 88 FR 11793 — Annual Reporting and Disclosure
   ERISAFinal Rules (FR)Feb 24, 2023
   Agencies in estimating burden related to the Form 5500 Annual Return/Report since 1999. See 65 FR 21068, 21077-78 (Apr. 19, 2000); Borden, William S., Estimates of the Burden for Filing Form 5500: The Change in Burden from the 1997 to the 1999 Forms, Mathematica Policy Research, submitted to DOL May 25, 1999.[46] The c…
9. 75 FR 73987 — Target Date Disclosure
   ERISAProposed Rules (FR)Proposed Nov 30, 2010related by meaning
   on sections 2550.404a-5 and 2550.404c-5 contained in this notice will be effective 90 days after publication of the final rule in the Federal Register . The Department invites comment on whether the final rule should be effective on a different date. E. Regulatory Impact Analysis Executive Order 12866 Statement
10. 89 FR 5624 — Automatic Portability Transaction Regulations
    ERISAProposed Rules (FR)Proposed Jan 29, 2024★ strong match
    nts and beneficiaries.[35] (f) Culturally and Linguistically Appropriate Standards for Required Notices and Disclosures to Participants and IRA Owners The proposed regulation would require that notices and disclosures to participants and IRA owners be provided in a culturally and linguistically appropriate manner in ce…
11. 89 FR 23090 — Amendment to Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption)
    ERISAFinal Rules (FR)Apr 3, 2024★ strong match
    as well. Back to Citation 52.  Section I(k) of the Proposed Amendment has been renumbered in the Final Amendment as Section I(j). Back to Citation 53.  The Department additionally clarifies that the certification of the independent audit would come at some point after an individual exemption is granted and the One-Year…
12. 80 FR 5626 — Annual Funding Notice for Defined Benefit Plans
    ERISAFinal Rules (FR)Feb 2, 2015★ strong match
    …ulations as a material effect event taking effect in 2018 ( i.e., the current plan year). (h) Model notices. (1) The appendices to this section contain a model notice for single-employer plans and a model notice for multiemployer plans. These models are intended to assist plan administrators in discharging their notice…
13. 86 FR 51284 — Annual Reporting and Disclosure
    ERISAProposed Rules (FR)Proposed Sep 15, 2021
    … been used by the Agencies in estimating burden related to the Form 5500 Annual Return/Report since 1999. See65 FR 21068, 21077-78 (Apr. 19, 2000); Borden, William S., Estimates of the Burden for Filing Form 5500: The Change in Burden from the 1997 to the 1999 Forms, Mathematica Policy Research, submitted to DOL May 25…
14. 81 FR 21002 — Best Interest Contract Exemption
    ERISAFinal Rules (FR)Apr 8, 2016related by meaning
    …formation more broadly. One commenter requested that the Department create a mechanism to share the notices with other regulators, including the states, the SEC and FINRA to promote investor protection. Another suggested a publicly accessible registry where filings could be electronically verified and viewed. In additi…
15. 81 FR 47496 — Annual Reporting and Disclosure
    ERISAProposed Rules (FR)Proposed Jul 21, 2016
    … been used by the Agencies in estimating burden related to the Form 5500 Annual Return/Report since 1999. See65 FR 21068, 21077-78 (Apr. 19, 2000); Borden, William S., Estimates of the Burden for Filing Form 5500: The Change in Burden from the 1997 to the 1999 Forms, Mathematica Policy Research, submitted to DOL May 25…
16. DOL Office of Administrative Law Judges — United States Department of Labor, Pension and Welfare Benefits Administration
    ERISACourt RulingsJun 9, 2000
    … order to protect the pecuniary interests of the people covered under these plans. 29 U.S.C. § 1001(1999). As such, ERISA requires administrators of employee benefits plans to file an annual report for each employee benefit plan covered including an IQPA for the plan year. 29 U.S.C. § 1023(1999). ERISA further requires…
17. 77 FR 30928 — Target Date Disclosure
    ERISAProposed Rules (FR)Proposed May 24, 2012related by meaning
    Accordingly, the Department is extending the comment period until July 9, 2012. Signed at Washington, DC, this 15th day of May 2012. Phyllis C. Borzi, Assistant Secretary, Employee Benefits Security Administration, Department of Labor. Footnotes 1.   See 75 FR 73987 (Nov. 30, 2010), proposing to amend the Department's …
18. 29 C.F.R. § 2520.104b-31(i) — Alternative method for disclosure through electronic media—Notice-and-access.
    ERISARegulationsJul 27, 2020★ strong match
    (i) (i) Special rule for annual combined notices of internet availability. Notwithstanding the requirements in paragraphs (d)(4)(ii) and (iii) of this section, an administrator may furnish one notice of internet availability that incorporates or combines the content required by paragraph (d)(3) of this section with res…
19. DOL Office of Administrative Law Judges — USDOL, EBSA v. PLAN ADMINISTRATOR, HOME OF ECONOMY 401(K) PLAN, HOME OF ECONOMY, INC.
    ERISACourt RulingsJun 26, 2013
    …es, LTD , 2005 - RIS - 00115 (ALJ, Oct. 19, 2006); U.S. Dep’t of Labor, PWBA v. Compgraphix, Inc. , 1999 - RIS - 53 (A LJ, Oct. 14, 1999). 46 U.S. Dep’t of Labor, EBSA v. Dutch American Import Co. , 2009 - RIS - 14, slip op. at 9 (ALJ, Jan. 6, 2010); see also U.S. Dep’t of Labor, EBSA v. P.E.C. Contracting Engineers , …
20. 75 FR 8796 — Civil Penalties Under ERISA Section 502(c)(8)
    ERISAFinal Rules (FR)Feb 26, 2010related by meaning
    …D)(iii) of ERISA, the Department of Labor issued proposed 29 CFR 2540.305-1, which includes a model notice for plans in critical status. See 73 FR 15688 (Mar. 25, 2008). However, section 102(b)(1)(C) of the Worker, Retiree, and Employer Recovery Act of 2008, Public Law 110-458, signed into law on December 23, 2008, tra…