89 FR 23090 — Amendment to Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption) ERISAFinal Rules (FR)Apr 3, 2024related by meaning
… the extended comment period for the Proposed Amendment.
In the September 7, 2022,
Federal Register notice, the Department announced that it would hold a virtual public hearing on its own motion on November 17, 2022 (and if necessary, on November 18, 2022), to provide an opportunity for all interested parties to testif…
DOL EBSA (final agency order) — USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. WORLD MANAGEMENT, INC., Order of Dismissal (ALJ Feb. 20, 2024) (Rosenow) PDF 2018-RIS-53 USDOL, EMPLOYEE BE… ERISACourt RulingsJan 26, 2021
…orm
5500 containing the IQPA report within that period. On May 1, 2017, EBSA issued TAG Resources a Notice of Intent to Assess a Penalty
(“NOI”) setting the proposed penalty amount of $41,100, calculated on the basis of $150 per day
for 274 days. The NOI explained that the Plan’s 2015 Form 5500 was deficient because an…
80 FR 5626 — Annual Funding Notice for Defined Benefit Plans ERISAFinal Rules (FR)Feb 2, 2015★ strong match
…g status.” In addition to these new disclosures, other MPRA changes affect the model annual funding notice for multiemployer plans.
After careful consideration of the issues raised by the written comments, the Department is adopting the final rule contained herein. While the Department has made some changes to the prop…
81 FR 47534 — Proposed Revision of Annual Information Return/Reports ERISAProposed Rules (FR)Proposed Jul 21, 2016★ strong match
…e collectively known as the “Affordable Care Act.”
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7. Minor changes not requiring notice and comment rulemaking or system changes or changes required by enactment of new laws may also be made between the publication of the Notice of Final Forms Revisions and the date when the revised forms, schedules,…
ERISADOL Technical ReleasesFeb 5, 2016★ strong match
…September 16, 2013, available at CMS.gov/CCIIO/Resources/Regulations-and-Guidance/Downloads/cms-hra-notice-9-16-2013.pdf. There have been several prior issuances on the topics addressed in this notice: (1) FAQs About Affordable Care Act Implementation (Part XI), issued on January 24, 2013 by DOL (www.dol.gov/ebsa/faqs/…
82 FR 7336 — Proposed Best Interest Contract Exemption for Insurance Intermediaries ERISAProposed Rules (FR)Proposed Jan 19, 2017
…o the upside of the market and effectively transfer investment risks from insurers to investors. In 2015, FIA sales totaled a record high $54.5 billion, which represents a 13% increase from sales of $48.2 billion in 2014.[50]
This upward trend in FIA sales continued in 2016. In the first-half of 2016, FIA sales increas…
ERISADOL Technical ReleasesDec 8, 2011related by meaning
) for the purpose of receiving the section 2550.404a-5 information if the Initial Notice described in paragraph 2 above is provided contemporaneously. The electronic interaction described in this paragraph is relevant only for whether the Annual Notice may be furnished electronically rather than in paper. Such interact…
ERISACourt RulingsNov 10, 2015
… stating that the penalty in the NOI was past due
and accruing interest. Respondent states that the notice of “ May 20, 2015 was the fir st notice
sent by the DOL to Cavallo Point after its March 23, 2015 letter and was not an initial notice of
assessment described in 29 C.F.R. § 2560.502c-2(g)(1). ”
2
(Answer at 5.)
ERISADOL Technical ReleasesMay 8, 2013related by meaning
…ntribution may be excludable from income for Federal income tax purposes.
D. Timing and Delivery of Notice Employers are required to provide the notice to each new employee at the time of hiring beginning October 1, 2013. For 2014, the Department will consider a notice to be provided at the time of hiring if the notice…
81 FR 20946 — Definition of the Term “Fiduciary”; Conflict of Interest Rule-Retirement Investment Advice ERISAFinal Rules (FR)Apr 8, 2016
…terested persons an opportunity to comment on the new proposal and proposed related exemptions. The 2015 Proposal and proposed related exemptions initially provided for 75-day comment periods, ending on July 6, 2015, but the Department extended the comment periods to July 21, 2015. The Department held a public hearing …
ERISADOL Technical ReleasesSep 13, 2011related by meaning
relates to the use of electronic media to provide certain notices and documents required to be furnished under the Internal Revenue Code.
75 FR 64909. Paragraph (e)(1) states that "information required to be disclosed in paragraphs (c)(1)(i), (c)(2)(i)(A) and (c)(3)(i)(A) of this section may be provided as part of the …
76 FR 42539 — Requirements for Fee Disclosure to Plan Fiduciaries and Participants-Applicability Dates ERISAFinal Rules (FR)Jul 19, 2011related by meaning
…ployees on an ongoing basis; the Department confirms that the transition rule, as finalized in this notice, applies only to employees newly eligible on the applicability date and during the transition period, but not after a plan's transition period ends.
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4.
These comments are available on the Departm…
90 FR 3667 — Prohibited Transaction Exemption (PTE) 2002-51 To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program ERISAFinal Rules (FR)Jan 15, 2025related by meaning
notice must give participants and beneficiaries the opportunity to comment on the transactions and corrections to the applicable EBSA Regional Office. The Department proposed two key changes to the notice requirement for VFC Program applicants. First, the Department proposed that the notice could not be provided throug…
85 FR 2292 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2020 ERISAFinal Rules (FR)Jan 15, 2020
2017
August 1, 2016 levels.
After November 2, 2015
After March 17, 2017 but on or before January 2, 2018
March 17, 2017 levels.
After November 2, 2015 After January 2, 2018 but on or before January 23, 2019
January 2, 2018 levels.
After November 2, 2015
After January 23, 2019 but on or before January 15, 2020
January 2…
ERISAProposed Rules (FR)Proposed Nov 30, 2010related by meaning
p Report on Hard to Value Assets and Target Date Funds, found at:
http://www.dol.gov/ebsa/publications/2008ACreport1.html.
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6.
See http://aging.senate.gov/record.cfm?id=308665&&; http://aging.senate.gov/hearing_detail.cfm?id=309027&
and
http://aging.senate.gov/hearing_detail.cfm?id=31…
88 FR 75890 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAProposed Rules (FR)Proposed Nov 3, 2023
…de additional comments. That proposal was withdrawn, and the Department issued a second proposal in 2015 along with related proposed prohibited transaction exemptions and proposed amendments to existing exemptions. 80 FR 21928 (Apr. 20, 2015). The 2015 proposal and proposed related exemptions initially provided for 75-…
80 FR 34869 — Hearing on Definition of the Term “Fiduciary”; Conflict of Interest Rule-Retirement Investment Advice and Related Proposed Prohibited Transaction Exemptions ERISAProposed Rules (FR)Proposed Jun 18, 2015
…mation by email to
e-ORI@dol.gov,
and arrive at least 20 minutes prior to the start of the hearing.
Notice of Public Hearing Notice is hereby given that a public hearing will be held on August 10, 11, and 12, and continuing through August 13, 2015 (if necessary) concerning the proposed Conflict of Interest Rule and pro…
76 FR 18649 — Technical Revisions to Actuarial Information on Form 5500 Annual Return/Report for Pension Plans Electing Funding Alternatives Under Pension Relief Act of 2010 ERISAFinal Rules (FR)Apr 5, 2011related by meaning
…ges to Schedule MB and Schedule SB for the 2011 plan year. II. Good Cause for Exemption From Public Notice and Comment and Immediate Effective Date
To issue a final rule without public notice and comment, an agency must find good cause that notice and comment are impracticable, unnecessary, or contrary to the public in…
84 FR 213 — Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2019 ERISAFinal Rules (FR)Jan 23, 2019
… Program
Violations occurring Penalty assessed
Which penalty level applies
On or before November 2, 2015
On or before August 1, 2016
Pre-August 1, 2016 levels.
On or before November 2, 2015
After August 1, 2016
Pre-August 1, 2016 levels.
After November 2, 2015
After August 1, 2016, but on or before March 17, 2017
Augus…
82 FR 57664 — 18-Month Extension of Transition Period and Delay of Applicability Dates; Best Interest Contract Exemption (PTE 2016-01); Class Exemption for Principal Transac… ERISAFinal Rules (FR)Dec 7, 2017related by meaning
ootnote also inadvertently includes the names of public commenters who do not support a contingent or tiered delay. This document corrects that error. In addition, there is text missing in the portion of the preamble that discusses the Congressional Review Act (CRA). The Department inadvertently omitted a discussion of…