81 FR 47534 — Proposed Revision of Annual Information Return/Reports ERISAProposed Rules (FR)Proposed Jul 21, 2016★ strong match
…e now proposing that the question be added to the Schedule MB itself.
4. Form 5500 and Form 5500-SF PBGC Compliance Questions For 2016, PBGC is proposing to add a question to the existing question on Schedules H and I, Line 5c, that asks, if a plan is a defined benefit plan, whether it is covered by the PBGC insurance …
89 FR 23090 — Amendment to Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption) ERISAFinal Rules (FR)Apr 3, 2024★ strong match
tric (the CPI), which will provide an opportunity to prepare and manage their ERISA assets accordingly before the increases are fully implemented.[64] Another comment stated that the indexing should only happen once every five years, with a one-year effective date transition. The Department declines to adopt this appro…
82 FR 56545 — 18-Month Extension of Transition Period and Delay of Applicability Dates; Best Interest Contract Exemption (PTE 2016-01); Class Exemption for Principal Transac… ERISAFinal Rules (FR)Nov 29, 2017related by meaning
]
about the compliance approaches they have adopted or plan to adopt. This document accordingly supplements FAB 2017-02.
F. Regulatory Impact Analysis The Department expects that the extension of the Transition Period under the BIC and Principal Transactions Exemptions and the delay of the amendments to PTE 84-24 (othe…
ERISAFinal Rules (FR)May 17, 2024★ strong match
Fourth, the Department is interested in comments on whether it should incorporate the PBGC Program into 29 CFR 2578.1. On December 22, 2017, PBGC established the PBGC Program to hold retirement benefits for missing participants and beneficiaries in most terminated defined contribution plans and to help those participan…
82 FR 41365 — Extension of Transition Period and Delay of Applicability Dates; Best Interest Contract Exemption (PTE 2016-01); Class Exemption for Principal Transactions in … ERISAProposed Rules (FR)Proposed Aug 31, 2017related by meaning
R approval periods. The ICRs contained in the exemptions are discussed below.
( printed page 41374)
PTE 2016-01, the Best Interest Contract Exemption: The information collections in PTE 2016-01, the BIC Exemption, are approved under OMB Control Number 1210-0156 through June 30, 2019. The exemption requires disclosure o…
89 FR 32122 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAFinal Rules (FR)Apr 25, 2024★ strong match
…ck to Citation
597.
Barbu, A.,
Ex-Post Loss Sharing in Consumer Financial Markets
at 61 (Table X). Tech. rep.,INSEAD.
https://papers.ssrn.com/sol3/papers.cfm?abstract_id=4079524.
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598.
Vivek Bhattacharya, Gaston Illanes, & Manisha Padi at 2,
Fiduciary Duty and the Market for Financial Advice,
Wor…
80 FR 5626 — Annual Funding Notice for Defined Benefit Plans ERISAFinal Rules (FR)Feb 2, 2015
in these limited circumstances.
a. Alternative Method of Compliance for Furnishing Notice to PBGC for Certain Single-Employer Plans (§ 2520.101-5(j)) The final regulation includes an alternative method of compliance for single-employer plans to furnish their funding notices to the PBGC. Under this alternative, the pla…
ERISARegulationsJan 1, 2017
(2) 75% of the next $15. The PBGC's maximum guarantee limit is $16.25 per month times a participant's years of service. For example, the maximum annual guarantee for a retiree with 30 years of service would be $5,850.The PBGC guarantee generally covers: (1) Normal and early retirement benefits; (2) disability benefits …
89 FR 32260 — Amendment to Prohibited Transaction Exemption 2020-02 ERISAFinal Rules (FR)Apr 25, 2024★ strong match
PTE 2023-03, Blue Cross and Blue Shield Association Located in Chicago, Illinois (88 FR 11676, Feb. 23, 2023); PTE 2023-04, Blue Cross and Blue Shield of Arizona, Inc., Located in Phoenix, Arizona (88 FR 11679, Feb. 23, 2023); PTE 2023-05, Blue Cross and Blue Shield of Vermont Located in Berlin, Vermont (88 FR 11681, F…
75 FR 70625 — Annual Funding Notice for Defined Benefit Plans ERISAProposed Rules (FR)Proposed Nov 18, 2010
loyers, and the PBGC will afford all parties interested in the financial viability of these plans greater opportunity to monitor their funding status. In order to estimate the potential costs of the notice provisions of section 101(f) of ERISA and the proposed rule, the Department estimated the number of single-employe…
ERISAProposed Rules (FR)Proposed Sep 15, 2021★ strong match
…_nbr=201009-1210-002).
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22.
PGBC 2018 Pension Insurance Data Tables. https://www.pbgc.gov/sites/default/files/2018_pension_data_tables.pdf.
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23.
75 FR 64910 — Fiduciary Requirements for Disclosure in Participant-Directed Individual Account Plans ERISAFinal Rules (FR)Oct 20, 2010
…, some information will likely be required to be added to existing Web sites, which will have to be updated periodically. The Department assumes that 241,000 plans, or employers sponsoring such plans, already maintain Web sites with plan-related information and that for each such plan on average, an IT professional wil…
89 FR 32302 — Amendment to Prohibited Transaction Exemption 84-24 ERISAFinal Rules (FR)Apr 25, 2024related by meaning
PTE 2023-03, Blue Cross and Blue Shield Association Located in Chicago, Illinois (88 FR 11676, Feb. 23, 2023); PTE 2023-04, Blue Cross and Blue Shield of Arizona, Inc., Located in Phoenix, Arizona (88 FR 11679, Feb. 23, 2023); PTE 2023-05, Blue Cross and Blue Shield of Vermont Located in Berlin, Vermont (88 FR 11681, F…
87 FR 45204 — Proposed Amendment to Prohibited Transaction Class Exemption 84-14 (the QPAM Exemption) ERISAProposed Rules (FR)Proposed Jul 27, 2022related by meaning
ify the Department that it is acting as a QPAM and its legal name is Institutional Bank E, but it is doing business as InstiBank.
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24. The terms “Criminal Conviction” and “Ineligibility Notice” are discussed in more detail below.
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25.
This would not apply to reasonable fees, appropriat…
91 FR 46602 — Electronic Disclosure by Group Health Plans Under ERISA ERISAProposed Rules (FR)Proposed Jul 23, 2026
…tation
91.
Emily Vogel,
Digital Divide Persists Even as Americans with Lower Incomes Make Gains in Tech Adoption,
Pew Research Center (June 22, 2021),
https://www.pewresearch.org/short-reads/2021/06/22/digital-divide-persists-even-as-americans-with-lower-incomes-make-gains-in-tech-adoption/.
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92.…
85 FR 40834 — Improving Investment Advice for Workers & Retirees ERISAProposed Rules (FR)Proposed Jul 7, 2020related by meaning
…re to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology (e.g.,
permitting electronic submission of responses).
ERISACode / StatuteJan 24, 2020
… (3)(B) and (4)(B)), paragraphs (3)(B) and (4)(B) shall continue to apply for such year.
(c)(6) (6) Updates to funding improvement plan and schedules
(c)(6)(A) (A) Funding improvement plan The plan sponsor shall annually update the funding improvement plan and shall file the update with the plan's annual report under s…
89 FR 65779 — Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption); Correction ERISAFinal Rules (FR)Aug 13, 2024related by meaning
…n to a provision to reflect the Department's original intent for the effect of the amendment. These technical corrections are consistent with the amended exemption's intended scope and the analysis and data relied upon in the Department's final regulatory impact analysis (RIA).
DATES:
Issuance date:
This technical corr…
ERISAProposed Rules (FR)Proposed May 8, 2013related by meaning
PBGC to determine the value of benefits for a single employer plan that has been involuntarily terminated and placed in trusteeship by the PBGC? [39] D. Disclosure of Assumptions
FAB 2025-02 — ERISA’s Annual Funding Notice Requirements Following SECURE 2.0 ERISADOL Field Assistance BulletinsApr 30, 2025
… of 29 CFR 2520.101-5(g)(3). Q12: Section 101(f)(2)(B)(x), as amended, requires an explanation that PBGC may pay vested benefits greater than the guaranteed level of benefits if the terminating single-employer plan has sufficient assets determined using special PBGC assumptions. What model language can plan administrat…