89 FR 23090 — Amendment to Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption) ERISAFinal Rules (FR)Apr 3, 2024★ strong match
…uence of other Plan fiduciaries, the Department is unable to justify the removal of the thresholds.
Update the asset management and equity thresholds to full CPI-adjusted values at once.
The proposal included CPI-adjusted values that would have been fully updated to 2022 values. The Department received a variety of com…
81 FR 47534 — Proposed Revision of Annual Information Return/Reports ERISAProposed Rules (FR)Proposed Jul 21, 2016★ strong match
…e now proposing that the question be added to the Schedule MB itself.
4. Form 5500 and Form 5500-SF PBGC Compliance Questions For 2016, PBGC is proposing to add a question to the existing question on Schedules H and I, Line 5c, that asks, if a plan is a defined benefit plan, whether it is covered by the PBGC insurance …
89 FR 32122 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAFinal Rules (FR)Apr 25, 2024★ strong match
…ck to Citation
597.
Barbu, A.,
Ex-Post Loss Sharing in Consumer Financial Markets
at 61 (Table X). Tech. rep.,INSEAD.
https://papers.ssrn.com/sol3/papers.cfm?abstract_id=4079524.
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598.
Vivek Bhattacharya, Gaston Illanes, & Manisha Padi at 2,
Fiduciary Duty and the Market for Financial Advice,
Wor…
89 FR 32260 — Amendment to Prohibited Transaction Exemption 2020-02 ERISAFinal Rules (FR)Apr 25, 2024★ strong match
PTE 2023-03, Blue Cross and Blue Shield Association Located in Chicago, Illinois (88 FR 11676, Feb. 23, 2023); PTE 2023-04, Blue Cross and Blue Shield of Arizona, Inc., Located in Phoenix, Arizona (88 FR 11679, Feb. 23, 2023); PTE 2023-05, Blue Cross and Blue Shield of Vermont Located in Berlin, Vermont (88 FR 11681, F…
82 FR 56545 — 18-Month Extension of Transition Period and Delay of Applicability Dates; Best Interest Contract Exemption (PTE 2016-01); Class Exemption for Principal Transac… ERISAFinal Rules (FR)Nov 29, 2017related by meaning
]
about the compliance approaches they have adopted or plan to adopt. This document accordingly supplements FAB 2017-02.
F. Regulatory Impact Analysis The Department expects that the extension of the Transition Period under the BIC and Principal Transactions Exemptions and the delay of the amendments to PTE 84-24 (othe…
80 FR 5626 — Annual Funding Notice for Defined Benefit Plans ERISAFinal Rules (FR)Feb 2, 2015
in these limited circumstances.
a. Alternative Method of Compliance for Furnishing Notice to PBGC for Certain Single-Employer Plans (§ 2520.101-5(j)) The final regulation includes an alternative method of compliance for single-employer plans to furnish their funding notices to the PBGC. Under this alternative, the pla…
ERISARegulationsJan 1, 2017
(2) 75% of the next $15. The PBGC's maximum guarantee limit is $16.25 per month times a participant's years of service. For example, the maximum annual guarantee for a retiree with 30 years of service would be $5,850.The PBGC guarantee generally covers: (1) Normal and early retirement benefits; (2) disability benefits …
ERISAFinal Rules (FR)May 17, 2024★ strong match
Fourth, the Department is interested in comments on whether it should incorporate the PBGC Program into 29 CFR 2578.1. On December 22, 2017, PBGC established the PBGC Program to hold retirement benefits for missing participants and beneficiaries in most terminated defined contribution plans and to help those participan…
75 FR 70625 — Annual Funding Notice for Defined Benefit Plans ERISAProposed Rules (FR)Proposed Nov 18, 2010
loyers, and the PBGC will afford all parties interested in the financial viability of these plans greater opportunity to monitor their funding status. In order to estimate the potential costs of the notice provisions of section 101(f) of ERISA and the proposed rule, the Department estimated the number of single-employe…
90 FR 3667 — Prohibited Transaction Exemption (PTE) 2002-51 To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program ERISAFinal Rules (FR)Jan 15, 2025related by meaning
es to timely transmit participant contributions (and participant loan repayments) to pension plans,[8]
and the second is in section 7.3(c) for certain ( printed page 3669)
participant loan failures that are self-corrected under the IRS's EPCRS. The other 2025 VFC Program amendments: (1) clarify existing transactions el…
75 FR 64910 — Fiduciary Requirements for Disclosure in Participant-Directed Individual Account Plans ERISAFinal Rules (FR)Oct 20, 2010
…, some information will likely be required to be added to existing Web sites, which will have to be updated periodically. The Department assumes that 241,000 plans, or employers sponsoring such plans, already maintain Web sites with plan-related information and that for each such plan on average, an IT professional wil…
80 FR 22004 — Proposed Amendment to Prohibited Transaction Exemption (PTE) 75-1, Part V, Exemptions From Prohibitions Respecting Certain Classes of Transactions Involving Em… ERISAProposed Rules (FR)Proposed Apr 20, 2015related by meaning
…re to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology,e.g.,
permitting electronic submission of responses.
Comments should be sent to the Office of Information and Regulatory Affairs, Office of Man…
82 FR 41365 — Extension of Transition Period and Delay of Applicability Dates; Best Interest Contract Exemption (PTE 2016-01); Class Exemption for Principal Transactions in … ERISAProposed Rules (FR)Proposed Aug 31, 2017related by meaning
en estimate summary below. The ongoing costs of the information collections will remain inactive through the remainder of the current approval period. For a more detailed discussion of the information collections and associated burden of this PTE, see the Department's PRA analysis at 81 FR 21002, 21071.
PTE 2016-02, th…
87 FR 45204 — Proposed Amendment to Prohibited Transaction Class Exemption 84-14 (the QPAM Exemption) ERISAProposed Rules (FR)Proposed Jul 27, 2022related by meaning
ify the Department that it is acting as a QPAM and its legal name is Institutional Bank E, but it is doing business as InstiBank.
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24. The terms “Criminal Conviction” and “Ineligibility Notice” are discussed in more detail below.
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25.
This would not apply to reasonable fees, appropriat…
89 FR 32302 — Amendment to Prohibited Transaction Exemption 84-24 ERISAFinal Rules (FR)Apr 25, 2024related by meaning
PTE 2023-03, Blue Cross and Blue Shield Association Located in Chicago, Illinois (88 FR 11676, Feb. 23, 2023); PTE 2023-04, Blue Cross and Blue Shield of Arizona, Inc., Located in Phoenix, Arizona (88 FR 11679, Feb. 23, 2023); PTE 2023-05, Blue Cross and Blue Shield of Vermont Located in Berlin, Vermont (88 FR 11681, F…
91 FR 46602 — Electronic Disclosure by Group Health Plans Under ERISA ERISAProposed Rules (FR)Proposed Jul 23, 2026
…tation
91.
Emily Vogel,
Digital Divide Persists Even as Americans with Lower Incomes Make Gains in Tech Adoption,
Pew Research Center (June 22, 2021),
https://www.pewresearch.org/short-reads/2021/06/22/digital-divide-persists-even-as-americans-with-lower-incomes-make-gains-in-tech-adoption/.
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92.…
89 FR 5624 — Automatic Portability Transaction Regulations ERISAProposed Rules (FR)Proposed Jan 29, 2024related by meaning
…l requirement regarding monthly searches. The Department assumes that this process is automated via technology and has de minimis marginal cost with respect to number or records being searched; therefore, this aspect of the proposal is not expected to add additional cost to RCH/PSN. PTE 2019-02 also included a general …
ERISACode / StatuteJan 24, 2020
… (3)(B) and (4)(B)), paragraphs (3)(B) and (4)(B) shall continue to apply for such year.
(c)(6) (6) Updates to funding improvement plan and schedules
(c)(6)(A) (A) Funding improvement plan The plan sponsor shall annually update the funding improvement plan and shall file the update with the plan's annual report under s…
80 FR 22010 — Proposed Amendment to and Proposed Partial Revocation of Prohibited Transaction Exemption (PTE) 84-24 for Certain Transactions Involving Insurance Agents and B… ERISAProposed Rules (FR)Proposed Apr 20, 2015related by meaning
…re to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology,e.g.,
permitting electronic submission of responses.
Comments should be sent to the Office of Information and Regulatory Affairs, Office of Man…
FAB 2025-02 — ERISA’s Annual Funding Notice Requirements Following SECURE 2.0 ERISADOL Field Assistance BulletinsApr 30, 2025
… of 29 CFR 2520.101-5(g)(3). Q12: Section 101(f)(2)(B)(x), as amended, requires an explanation that PBGC may pay vested benefits greater than the guaranteed level of benefits if the terminating single-employer plan has sufficient assets determined using special PBGC assumptions. What model language can plan administrat…