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59 documents · 0.19sAllIRCERISAPBGCJoint Board
  1. 81 FR 47534 — Proposed Revision of Annual Information Return/Reports
    ERISAProposed Rules (FR)Proposed Jul 21, 2016★ strong match
    …sted. Part III Nonexempt Transactions You must report all nonexempt party-in-interest transactions, regardless of whether they are disclosed in the accountant's report, unless the nonexempt transaction is: 1. Statutorily exempt under Part 4 of Title I of ERISA; 2. Administratively exempt under ERISA section 408(a); 3. …
  2. TR 2013-03 — Technical Release 2013-03
    ERISADOL Technical ReleasesSep 13, 2013
    ess the coverage consists solely of excepted benefits. See Code § 5000A(f)(2) and Treas. Reg. §1.5000A-2, 78 Fed. Reg. 53646, 53658 (August 30, 2013). Amounts newly made available for the current plan year under an HRA that is integrated with an eligible employer-sponsored plan and that an employee may use to pay premi…
  3. 89 FR 32122 — Retirement Security Rule: Definition of an Investment Advice Fiduciary
    ERISAFinal Rules (FR)Apr 25, 2024
    s Related to Regulation Best Interest, p. 1, (Jan. 30, 2023), https://www.sec.gov/​file/​exams-reg-bi-alert-13023.pdf. Back to Citation 366.  See SEC, Press Release: SEC Charges Broker-Dealer with Violations of Regulation Best Interest and Fraud for Excessive Trading in Customer Accounts, (Sept. 28, 2023), https://www.…
  4. 88 FR 75890 — Retirement Security Rule: Definition of an Investment Advice Fiduciary
    ERISAProposed Rules (FR)Proposed Nov 3, 2023
    …rities and Exchange Commission, Risk Alert: Observations from Broker-Dealer Examinations Related to Regulation Best Interest, p. 1, (Jan. 30, 2023), https://www.sec.gov/​file/​exams-reg-bi-alert-13023.pdf. Back to Citation 210.  See Securities and Exchange Commission, Press Release: SEC Charges Broker-Dealer with Viola…
  5. 89 FR 43636 — Abandoned Plan Regulations
    ERISAFinal Rules (FR)May 17, 2024related by meaning
    …n brought against the bankruptcy trustee or eligible designee arising out of its conduct under this regulation. 8. Add Appendices A through E to part 2578 to read as follows: Appendix A to Part 2578—Model Notice of Intent To Terminate Abandoned Plan NOTICE OF INTENT TO TERMINATE PLAN [ Date of notice] [ Name of plan sp…
  6. TR 2023-01P — Technical Release 2023-01P
    ERISADOL Technical ReleasesJul 25, 2023related by meaning
    Printer Friendly Version Date: July 25, 2023 Request for Comment on Proposed Relevant Data Requirements for Nonquantitive Treatment Limitations (NQTLs) Related to Network Composition and Enforcement Safe Harbor for Group Health Plans and Health Insurance Issuers Subject to the Mental Health Parity and Addiction Equity …
  7. DOL EBSA (final agency order) — U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. NORTHWESTERN INSTITUTE OF PSYCHIATRY
    ERISACourt RulingsJul 26, 1995
    …ember 23, 1992 under the Annual Report Grace Period announced by the DOL on April 20, 1992 (57 Fed. Reg. 14437) . The ALJ noted that "there
  8. TR 2011-03R — Technical Release 2011-03R
    ERISADOL Technical ReleasesDec 8, 2011related by meaning
    s access Website housing plan information; or the receipt and opening of an electronic message sent by the plan to the participant or beneficiary.(10) Delivery. The plan administrator takes appropriate and necessary measures reasonably calculated to ensure that the electronic delivery system results in actual receipt o…
  9. 83 FR 53534 — Definition of “Employer” Under Section 3(5) of ERISA-Association Retirement Plans and Other Multiple-Employer Plans
    ERISAProposed Rules (FR)Proposed Oct 23, 2018
    … Citation 67.  See Internal Revenue Code (IRC) section 413(c)(2) and § 1.413-2(c) of the Income Tax Regulations, which provide that, in determining whether a MEP is for the exclusive benefit of its employees (and their beneficiaries), all employees participating in the plan are treated as employees of each such employe…
  10. DOL Office of Administrative Law Judges — U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. NORTHWESTERN INSTITUTE OF PSYCHIATRY
    ERISACourt RulingsDec 21, 1993
    …November 23, 1993 NIP attempted to file under the "Grace Plan" for late filers announced in 57 Fed. Reg. 14437 (April 20, 1992) and transmitted a check for ,000.00 to the DOL. This check was subsequently negotiated by the DOL. NIP's failure to include a declaration of perjury in its statement of reasonable cause conver…
  11. 91 FR 46602 — Electronic Disclosure by Group Health Plans Under ERISA
    ERISAProposed Rules (FR)Proposed Jul 23, 2026related by meaning
    …hall be severable from this section and shall not affect the remainder thereof. PART 2560—RULES AND REGULATIONS FOR ADMINISTRATION AND ENFORCEMENT 4. The authority citation for part 2560 continues to read as follows: Authority: 29 U.S.C. 1132, 1135, and Secretary of Labor's Order 1-2011, 77 FR 1088 (Jan. 9, 2012). Sect…
  12. ERISARegulationsJan 1, 2017related by meaning
    [Reserved]
  13. ERISARegulationsJan 1, 2017related by meaning
    [Reserved]
  14. 89 FR 5624 — Automatic Portability Transaction Regulations
    ERISAProposed Rules (FR)Proposed Jan 29, 2024related by meaning
    …nclude an express data protection condition in PTE 2019-02 similar to that included in the proposed regulation. Therefore, compared to existing requirements on RCH/PSN, the Department expects that the proposed regulation could add costs. However, the Department also expects that these costs would fall under normal oper…
  15. ERISARegulationsJan 1, 2017related by meaning
    [Reserved]
  16. 77 FR 41678 — Amendment Relating to Reasonable Contract or Arrangement Under Section 408(b)(2)-Fee Disclosure/Web Page
    ERISAFinal Rules (FR)Jul 16, 2012related by meaning
    …tly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Department of Labor Employee Benefits Security Administration 29 CFR Part…
  17. ERISARegulationsJan 1, 2017related by meaning
    [Reserved]
  18. DOL Info. Ltr. 06-14-2021 — Information Letter concerning whether the provisions of the claims procedure regulation at 29 CFR 2560.503-1 require the plan to provide to a claimant, a copy …
    ERISADOL Information LettersJun 14, 2021
    …der ERISA, even though an advisory opinion was requested. ERISA Procedure 76 -1, section 5 (41 Fed. Reg. 36281 (Aug. 27, 1976)). We determined that it is appropriate to respond in the form of an information letter, the effect of which is described in section 11 of ERISA Procedure 76-1. ERISA se ction 503 requires every…
  19. ERISARegulationsJan 1, 2017related by meaning
    [Reserved]
  20. DOL Office of Administrative Law Judges — USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, WHITE MOUNTAIN APACHE TRIBE RETIREMENT SAVINGS AND 401(K) PROFIT SHARING PLAN ANNUAL RE…
    ERISACourt RulingsNov 30, 2016
    … 13175 and DOL‟s Tribal Consultation Policy state they do not create a cause of action. See 77 Fed. Reg. at 71842 (Tribal Consultation Policy) and Exec. Order No. 13175, 65 Fed. R eg. at 67252, § 10. The Tribal Consultation Policy expressly states “enforcement policy, planning, investigations, cases and proceedings are…