ERISADOL Technical ReleasesSep 13, 2013
ess the coverage consists solely of excepted benefits. See Code § 5000A(f)(2) and Treas. Reg. §1.5000A-2, 78 Fed. Reg. 53646, 53658 (August 30, 2013). Amounts newly made available for the current plan year under an HRA that is integrated with an eligible employer-sponsored plan and that an employee may use to pay premi…
89 FR 32122 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAFinal Rules (FR)Apr 25, 2024
s Related to Regulation Best Interest,
p. 1, (Jan. 30, 2023),
https://www.sec.gov/file/exams-reg-bi-alert-13023.pdf.
Back to Citation
366.
See SEC, Press Release: SEC Charges Broker-Dealer with Violations of Regulation Best Interest and Fraud for Excessive Trading in Customer Accounts,
(Sept. 28, 2023),
https://www.…
88 FR 75890 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAProposed Rules (FR)Proposed Nov 3, 2023
…rities and Exchange Commission,
Risk Alert: Observations from Broker-Dealer Examinations Related to Regulation Best Interest,
p. 1, (Jan. 30, 2023),
https://www.sec.gov/file/exams-reg-bi-alert-13023.pdf.
Back to Citation
210.
See Securities and Exchange Commission,
Press Release: SEC Charges Broker-Dealer with Viola…
ERISADOL Technical ReleasesDec 8, 2011related by meaning
or logging onto a secure continuous access Website housing plan information, using such e-mail address as the username.
D. Scope of Technical Release. This Technical Release establishes a temporary enforcement policy until the Department issues further guidance in this area. Under this policy, the Department will not t…
ERISACourt RulingsJun 9, 2000★ strong match
…ereinafter "the Act"), 29 U.S.C. §§ 1132 and
1135, and the Secretary of Labor's Order 1-87, 52 Fed. Reg. 13, 139 (1987). The implementing regulations specifically at issue in this
proceeding are published at 29 C.F.R. Part 2520, the rules of
reporting and disclosure, and at 29 C.F.R. Part 2570, the
procedures for asses…
ERISACourt RulingsJul 26, 1995
…ember 23, 1992
under the Annual Report Grace Period announced by the DOL on
April 20, 1992 (57 Fed. Reg. 14437) . The ALJ noted that "there
75 FR 41600 — Reasonable Contract or Arrangement Under Section 408(b)(2)-Fee Disclosure ERISAFinal Rules (FR)Jul 16, 2010related by meaning
…tly
related to
the agency docket number / agency internal file number
the RIN which identifies each regulatory action listed in
the Unified Agenda of Federal Regulatory and Deregulatory
Actions
See the
Document Drafting Handbook
for more details.
Department of Labor
Employee Benefits Security Administration
29 CFR Part…
ERISACourt RulingsFeb 22, 2000★ strong match
…
1006, et seq.). In particular, it arises under the provisions of 29
U.S.C. Section 1132(c)(2), the regulations promulgated thereunder
at 29 C.F.R. Parts 2560 and 2570. et seq., Secretary's Order
1-87, 52 Fed. Reg. 13, 139. The matter was heard before this
administrative court on August 11, 1999 in Chicago, Illinois.
I…
91 FR 46602 — Electronic Disclosure by Group Health Plans Under ERISA ERISAProposed Rules (FR)Proposed Jul 23, 2026related by meaning
…hall be severable from this section and shall not affect the remainder thereof.
PART 2560—RULES AND REGULATIONS FOR ADMINISTRATION AND ENFORCEMENT
4. The authority citation for part 2560 continues to read as follows:
Authority:
29 U.S.C. 1132, 1135, and Secretary of Labor's Order 1-2011, 77 FR 1088 (Jan. 9, 2012). Sect…
89 FR 5624 — Automatic Portability Transaction Regulations ERISAProposed Rules (FR)Proposed Jan 29, 2024related by meaning
…rtability provider system and once a year thereafter. PTE 2019-02 included an identical requirement regarding monthly searches. The Department assumes that this process is automated via technology and has de minimis marginal cost with respect to number or records being searched; therefore, this aspect of the proposal i…
77 FR 41678 — Amendment Relating to Reasonable Contract or Arrangement Under Section 408(b)(2)-Fee Disclosure/Web Page ERISAFinal Rules (FR)Jul 16, 2012related by meaning
…tly
related to
the agency docket number / agency internal file number
the RIN which identifies each regulatory action listed in
the Unified Agenda of Federal Regulatory and Deregulatory
Actions
See the
Document Drafting Handbook
for more details.
Department of Labor
Employee Benefits Security Administration
29 CFR Part…
83 FR 53534 — Definition of “Employer” Under Section 3(5) of ERISA-Association Retirement Plans and Other Multiple-Employer Plans ERISAProposed Rules (FR)Proposed Oct 23, 2018
… Citation
67. See Internal Revenue Code (IRC) section 413(c)(2) and § 1.413-2(c) of the Income Tax Regulations, which provide that, in determining whether a MEP is for the exclusive benefit of its employees (and their beneficiaries), all employees participating in the plan are treated as employees of each such employe…
ERISACourt RulingsDec 21, 1993
…November 23, 1993 NIP attempted to file under the "Grace
Plan" for late filers announced in 57 Fed. Reg. 14437 (April 20,
1992) and transmitted a check for
,000.00 to the DOL. This
check was subsequently negotiated by the DOL.
NIP's failure to include a declaration of perjury in its
statement of reasonable cause conver…
87 FR 14722 — Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications ERISAProposed Rules (FR)Proposed Mar 15, 2022related by meaning
…ished electronically at the staff's discretion.
Effective Date
The Department proposes to make this regulation effective 90 days after the date of publication of the final rulemaking in the
Federal Register
.
Regulatory Impact Analysis
Executive Order 12866
81 FR 47534 — Proposed Revision of Annual Information Return/Reports ERISAProposed Rules (FR)Proposed Jul 21, 2016★ strong match
required to be reported, write “Terminated” in the space where the plan's funding percentage would otherwise have been reported. Label the attachment “Schedule R, Line 17—Funded Percentage of Plans Contributing to the Liabilities of Plan Participants”
and include the plan name and the plan sponsor's name and EIN.
Line…
ERISARegulationsJan 1, 2017related by meaning
[Reserved]
ERISARegulationsJan 1, 2017related by meaning
[Reserved]
89 FR 43675 — Prohibited Transaction Exemption 2006-06 for Services Provided in Connection With the Termination of Abandoned Individual Account Plans ERISAFinal Rules (FR)May 17, 2024related by meaning
…n collection requirements (ICRs) included in the December 12, 2012, proposed amendments to the 2006 regulations at 77 FR 74063 and the proposed amendments to the class exemption PTE 2006-06 at 77 FR 74055. At the same time, the Department also submitted the ICR to OMB in accordance with 44 U.S.C. 3507(d).
The amendment…
ERISARegulationsJan 1, 2017related by meaning
[Reserved]
ERISARegulationsJan 1, 2017related by meaning
[Reserved]