89 FR 5624 — Automatic Portability Transaction Regulations ERISAProposed Rules (FR)Proposed Jan 29, 2024related by meaning
…ould require such monitoring but is including this
( printed page 5633) requirement in the proposed regulation pursuant to the general regulatory authority provided to the Department in section 120(c) of the SECURE 2.0 Act and the authority transferred to the Secretary under section 102 of Reorganization Plan No. 4 of …
ERISADOL Technical ReleasesSep 13, 2013
ess the coverage consists solely of excepted benefits. See Code § 5000A(f)(2) and Treas. Reg. §1.5000A-2, 78 Fed. Reg. 53646, 53658 (August 30, 2013). Amounts newly made available for the current plan year under an HRA that is integrated with an eligible employer-sponsored plan and that an employee may use to pay premi…
89 FR 32122 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAFinal Rules (FR)Apr 25, 2024
s Related to Regulation Best Interest,
p. 1, (Jan. 30, 2023),
https://www.sec.gov/file/exams-reg-bi-alert-13023.pdf.
Back to Citation
366.
See SEC, Press Release: SEC Charges Broker-Dealer with Violations of Regulation Best Interest and Fraud for Excessive Trading in Customer Accounts,
(Sept. 28, 2023),
https://www.…
88 FR 75890 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAProposed Rules (FR)Proposed Nov 3, 2023
…rities and Exchange Commission,
Risk Alert: Observations from Broker-Dealer Examinations Related to Regulation Best Interest,
p. 1, (Jan. 30, 2023),
https://www.sec.gov/file/exams-reg-bi-alert-13023.pdf.
Back to Citation
210.
See Securities and Exchange Commission,
Press Release: SEC Charges Broker-Dealer with Viola…
81 FR 47534 — Proposed Revision of Annual Information Return/Reports ERISAProposed Rules (FR)Proposed Jul 21, 2016★ strong match
ce arrangement or failure to comply with Title I of ERISA, including the failure to provide required disclosures under 29 CFR 2550.408b-2.
Lines 6a-d. Provide identifying information in the appropriate lines.
Lines 6e-f.
If the reason for termination was the failure to provide required disclosures under 29 CFR 2550.408…
ERISACourt RulingsJul 26, 1995
…ember 23, 1992
under the Annual Report Grace Period announced by the DOL on
April 20, 1992 (57 Fed. Reg. 14437) . The ALJ noted that "there
90 FR 28004 — Removal of Interpretive Bulletins Relating to the Employee Retirement Income Security Act of 1974 ERISAFinal Rules (FR)Jul 1, 2025related by meaning
977) (“The attention of interested parties is directed to the fact that regulation 2550.408c-2 replaces Interpretive Bulletin 75-6”).
Back to Citation 7.
41 FR 3289 (Jan. 22, 1976).
Back to Citation
8.
43 FR 47713 (Oct. 17, 1978). Congress subsequently ratified Reorganization Plan No. 4 in 1984. See Sec. 1, Public La…
75 FR 41600 — Reasonable Contract or Arrangement Under Section 408(b)(2)-Fee Disclosure ERISAFinal Rules (FR)Jul 16, 2010related by meaning
supplement the public record for this regulatory initiative. These supplemental materials also are available for review on the Department's Web site. Set forth below is an overview of the interim final regulation and the public comments received on the proposal and during the Department's public hearing.
B. Overview o…
83 FR 53534 — Definition of “Employer” Under Section 3(5) of ERISA-Association Retirement Plans and Other Multiple-Employer Plans ERISAProposed Rules (FR)Proposed Oct 23, 2018
… Citation
67. See Internal Revenue Code (IRC) section 413(c)(2) and § 1.413-2(c) of the Income Tax Regulations, which provide that, in determining whether a MEP is for the exclusive benefit of its employees (and their beneficiaries), all employees participating in the plan are treated as employees of each such employe…
ERISACourt RulingsJun 9, 2000★ strong match
…ereinafter "the Act"), 29 U.S.C. §§ 1132 and
1135, and the Secretary of Labor's Order 1-87, 52 Fed. Reg. 13, 139
ERISACourt RulingsDec 21, 1993
…November 23, 1993 NIP attempted to file under the "Grace
Plan" for late filers announced in 57 Fed. Reg. 14437 (April 20,
1992) and transmitted a check for
,000.00 to the DOL. This
check was subsequently negotiated by the DOL.
NIP's failure to include a declaration of perjury in its
statement of reasonable cause conver…
77 FR 5632 — Reasonable Contract or Arrangement Under Section 408(b)(2)-Fee Disclosure ERISAFinal Rules (FR)Feb 3, 2012related by meaning
…tly
related to
the agency docket number / agency internal file number
the RIN which identifies each regulatory action listed in
the Unified Agenda of Federal Regulatory and Deregulatory
Actions
See the
Document Drafting Handbook
for more details.
Department of Labor
Employee Benefits Security Administration
29 CFR Part…
77 FR 41716 — Amendment Relating to Reasonable Contract or Arrangement Under Section 408(b)(2)-Fee Disclosure/Web Page ERISAProposed Rules (FR)Proposed Jul 16, 2012related by meaning
…tly
related to
the agency docket number / agency internal file number
the RIN which identifies each regulatory action listed in
the Unified Agenda of Federal Regulatory and Deregulatory
Actions
See the
Document Drafting Handbook
for more details.
Department of Labor
Employee Benefits Security Administration
29 CFR Part…
ERISARegulationsJan 1, 2017related by meaning
[Reserved]
ERISARegulationsJan 1, 2017related by meaning
[Reserved]
77 FR 41678 — Amendment Relating to Reasonable Contract or Arrangement Under Section 408(b)(2)-Fee Disclosure/Web Page ERISAFinal Rules (FR)Jul 16, 2012related by meaning
…tly
related to
the agency docket number / agency internal file number
the RIN which identifies each regulatory action listed in
the Unified Agenda of Federal Regulatory and Deregulatory
Actions
See the
Document Drafting Handbook
for more details.
Department of Labor
Employee Benefits Security Administration
29 CFR Part…
ERISARegulationsJan 1, 2017related by meaning
[Reserved]
ERISARegulationsJan 1, 2017related by meaning
[Reserved]
DOL Info. Ltr. 06-14-2021 — Information Letter concerning whether the provisions of the claims procedure regulation at 29 CFR 2560.503-1 require the plan to provide to a claimant, a copy … ERISADOL Information LettersJun 14, 2021
…der ERISA, even though an
advisory opinion was requested. ERISA Procedure 76 -1, section 5 (41 Fed. Reg. 36281 (Aug. 27,
1976)). We determined that it is appropriate to respond in the form of an information letter, the effect of
which is described in section 11 of ERISA Procedure 76-1.
ERISA se ction 503 requires every…
91 FR 9213 — Requirement To Provide Paper Statements in Certain Cases-Amendments to Electronic Disclosure Safe Harbors ERISAProposed Rules (FR)Proposed Feb 25, 2026★ strong match
…nses:
59,688,464.
Estimated Total Burden Hours:
1,270,344.
Estimated Total Costs:
$2,930,244.
VIII. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA) [39]
imposes certain requirements with respect to federal rules that are subject to the notice and comment requirements of section 553(b) of the Administrat…