89 FR 32302 — Amendment to Prohibited Transaction Exemption 84-24 ERISAFinal Rules (FR)Apr 25, 2024★ strong match
… the Treasury to grant administrative exemptions under Code section 4975 to the Secretary of Labor. Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications were amended effective April 8, 2024 (29 CFR part 2570, subpart B (89 FR 4662 (January 24, 2024)).
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[FR Doc.…
ERISACourt RulingsFeb 22, 2000★ strong match
5 and 1996 to PWBA for review and
comment.
(e) By December 31, 1998, send finalized
versions of the 1995 and 1995 summary draft Annual Reports for the Plan participants.
(f) By December 31, 1998, pay a compromised
penalty payment of $15,000.00 to the Department.
On October 16, 1998, Respondent submitted the
draft Form …
81 FR 21147 — Amendment to and Partial Revocation of Prohibited Transaction Exemption (PTE) 84-24 for Certain Transactions Involving Insurance Agents and Brokers, Pension Co… ERISAFinal Rules (FR)Apr 8, 2016related by meaning
he Applicability Date. For the avoidance of doubt, no revocation will be applicable prior to the Applicability Date.
Paperwork Reduction Act Statement In accordance with the requirements of the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)), the Department solicited comments on the information collections…
89 FR 23090 — Amendment to Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption) ERISAFinal Rules (FR)Apr 3, 2024★ strong match
…nt ways under Section VI(c) and (d) of the exemption.
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70.
Regulatory Planning and Review, 58 FR 51735 (Oct. 4, 1993).
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71.
Improving Regulation and Regulatory Review, 76 FR 3821 (Jan. 21, 2011).
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72.
5 U.S.C. 804(2) (1996).
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73.
44 U.S.C. 3506(c)(2)(A…
88 FR 76004 — Proposed Amendment to Prohibited Transaction Exemption 84-24 ERISAProposed Rules (FR)Proposed Nov 3, 2023related by meaning
v
website), including as part of a comment responding to the broader proposed rule. Comments are due by January 2, 2024 to ensure their consideration. PRA Addressee:
Address requests for copies of the ICR to James Butikofer, Office of Research and Analysis, U.S. Department of Labor, Employee Benefits Security Administr…
90 FR 4192 — Voluntary Fiduciary Correction Program ERISAFinal Rules (FR)Jan 15, 2025
…ent rates are displayed on EBSA's website and will be updated when necessary.
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63. Rev. Proc. 95-17, 1995-1 C.B. 556 (Feb. 8, 1995). These factors, which are displayed on EBSA's website in a tabular format, incorporate daily compounding of an interest rate over a set period of time.
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64…
88 FR 76032 — Proposed Amendment to Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, and 86-128 ERISAProposed Rules (FR)Proposed Nov 3, 2023related by meaning
, including as part of a comment responding to the broader proposal. Comments are due by January 2, 2024 to ensure their consideration.
PRA Addressee: Address requests for copies of the ICR to James Butikofer, Office of Research and Analysis, U.S. Department of Labor, Employee Benefits Security Administration, 200 Cons…
89 FR 4662 — Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications ERISAFinal Rules (FR)Jan 24, 2024
…raiser,” and “qualified appraisal report.” These definitions, derived from conditions contained in previously granted exemptions, provide important guidance about the Department's standards concerning the independence, knowledge, and competence of third-party experts retained by a plan to review and oversee an exemptio…
91 FR 9213 — Requirement To Provide Paper Statements in Certain Cases-Amendments to Electronic Disclosure Safe Harbors ERISAProposed Rules (FR)Proposed Feb 25, 2026★ strong match
…o Citation
44.
15 U.S.C. 631
et seq.
(2011).
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45.
Public Law 104-4, 109 Stat. 48 (1995).
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[FR Doc. 2026-03723 Filed 2-24-26; 8:45 am]
BILLING CODE P
ERISACourt RulingsMar 20, 1995
…Complainant requested and
was granted a continuance, and the hearing was rescheduled to January 25, 1995. On
January 5, 1995, the Complainant filed a Motion for a Summary Decision on the record,
arguing that there are no material facts in dispute. On January 19, 1995, the Respondent
issued a Response to the Motion for …
91 FR 46602 — Electronic Disclosure by Group Health Plans Under ERISA ERISAProposed Rules (FR)Proposed Jul 23, 2026
…promoting flexibility.
Under Executive Order 12866, “significant” regulatory actions are subject to review by the Office of Management and Budget (OMB). Section 3(f) of the Executive order defines a “significant regulatory action” as any regulatory action that is likely to result in a rule that may:
ERISACourt RulingsJun 26, 1996
…e law judge, for the
purpose of permitting resolution of the relevant issues and
disposition of the proceeding without unnecessary delay despite
such failure, may ...[r]ule that a pleading, or part of a pleading,
or a motion or other submission by the non- complying party,
91 FR 4348 — Improving Transparency Into Pharmacy Benefit Manager Fee Disclosure ERISAProposed Rules (FR)Proposed Jan 30, 2026
… 12866,[145]
Executive Order 13563,[146]
Executive Order 14192,[147]
the Paperwork Reduction Act of 1995,[148]
the Regulatory Flexibility Act,[149]
section 202 of the Unfunded Mandates Reform Act of 1995,[150]
and Executive Order 13132.[151]
1. Executive Orders 12866 and 13563
ERISACourt RulingsMar 29, 1995
…RISA > USDOL, PWBA v. Sociedad Para
Asistencia Legal Money Purchase Plan, 1994-RIS-62 (ALJ Mar. 29,
1995)
USDOL/OALJ Reporter
USDOL, PWBA v. Sociedad Para
Asistencia Legal Money Purchase Plan, 1994-RIS-62 (ALJ Mar. 29,
1995)
U.S. Department of Labor
Office of Administrative Law Judges
800 K Street, NW, Suite 400-N
Wash…
87 FR 45204 — Proposed Amendment to Prohibited Transaction Class Exemption 84-14 (the QPAM Exemption) ERISAProposed Rules (FR)Proposed Jul 27, 2022related by meaning
… enter into a party in interest transaction with its plan but leaves the ultimate determination and review to a QPAM.
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37. Proposed Amendment to PTE 84-14, 68 FR 52419, 52423 (Sept. 3, 2003).
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38.
For purposes of these changes, the Department used March 1984 and December 2021 as the re…
ERISACourt RulingsMay 30, 1995
…N
PENSION FUND
Respondent
BEFORE: JOEL P. GARDINER
Administrative Law Judge
DECISION AND ORDER
This proceeding arises under the Employee
Retirement Income Security Act of 1974 ("ERISA"), as amended, 29
U.S.C. §51001, et seq., and its implementing
regulations at 29 C.F.R. §2509, et seq. Pursuant to
§502(c) (2) of ERISA,…
81 FR 47534 — Proposed Revision of Annual Information Return/Reports ERISAProposed Rules (FR)Proposed Jul 21, 2016
nation demonstrations in the IRS determination letter process.
See
Rev. Proc. 2015-6, 2015-1 I.R.B. 198 and Announcement 2011-82, 2011-52 I.R.B. 1052. The IRS also added other IRS-only questions to the 2016 Forms 5500 and 5500-SF in order to address various compliance issues. Specifically, there are new questions as to…
ERISADOL Technical Releasesrelated by meaning
not assert a violation in any enforcement proceeding or assess a civil penalty solely because of a failure to hold participant contributions in trust. In the case of either of these types of plans, with respect to which a trust is not established in reliance on this Release, the reporting exemptions would continue to b…
ERISACourt RulingsAug 25, 1995
…Search
Case Status
DOL Home > OALJ > ERISA > USDOL, PWBA v. T.W. Taggert,
1993-RIS-18 (ALJ Aug. 25, 1995)
USDOL/OALJ Reporter
USDOL, PWBA v. T.W. Taggert, 1993-RIS-18
(ALJ Aug. 25, 1995)
DATE: AUGUST 25, 1995
In the Matter of
UNITED STATES DEPARTMENT OF LABOR,
Pension and Welfare Benefits Administration,
Complainant,
v…
89 FR 43675 — Prohibited Transaction Exemption 2006-06 for Services Provided in Connection With the Termination of Abandoned Individual Account Plans ERISAFinal Rules (FR)May 17, 2024★ strong match
… the Treasury to grant administrative exemptions under Code section 4975 to the Secretary of Labor. Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications were amended effective April 8, 2024 (29 CFR part 2570, subpart B (89 FR 4662 (January 24, 2024)).
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43.
The…