81 FR 21181 — Amendment to and Partial Revocation of Prohibited Transaction Exemption (PTE) 86-128 for Securities Transactions Involving Employee Benefit Plans and Broker-De… ERISAFinal Rules (FR)Apr 8, 2016related by meaning
… Security Administration (EBSA), Department of Labor.
ACTION:
Adoption of amendments to and partial revocations of PTEs 86-128 and 75-1.
SUMMARY: This document contains amendments to Prohibited Transaction Exemptions (PTEs) 86-128 and 75-1, exemptions from certain prohibited transaction provisions of the Employee Retir…
81 FR 47534 — Proposed Revision of Annual Information Return/Reports ERISAProposed Rules (FR)Proposed Jul 21, 2016
…bility for Immediate Gain Methods.
Complete this line only if you use an immediate gain method (see Rev. Rul. 81-213, 1981-2 C.B. 101, for a definition of immediate gain method).
Lines 1c(2)(a), (b), and (c). Information for Plans Using Spread Gain Methods.
Complete these lines only if you use a spread gain method (see…
90 FR 28004 — Removal of Interpretive Bulletins Relating to the Employee Retirement Income Security Act of 1974 ERISAFinal Rules (FR)Jul 1, 2025related by meaning
977) (“The attention of interested parties is directed to the fact that regulation 2550.408c-2 replaces Interpretive Bulletin 75-6”).
Back to Citation 7.
41 FR 3289 (Jan. 22, 1976).
Back to Citation
8.
43 FR 47713 (Oct. 17, 1978). Congress subsequently ratified Reorganization Plan No. 4 in 1984. See Sec. 1, Public La…
81 FR 21208 — Amendments to Class Exemptions 75-1, 77-4, 80-83 and 83-1 ERISAFinal Rules (FR)Apr 8, 2016related by meaning
…when the fiduciary acts with the care, skill, prudence, and diligence under the circumstances then prevailing that a prudent person acting in a like capacity and familiar with such matters would use in the conduct of an enterprise of a like character and with like aims, based on the investment objectives, risk toleranc…
89 FR 32122 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAFinal Rules (FR)Apr 25, 2024★ strong match
two regimes cannot be harmonized or accommodated”).
Back to Citation
276.
John Hancock,
510 U.S. at 98.
Back to Citation
277.
Id.
Back to Citation 278.
See BancOklahoma Mortg. Corp.
v.
Capital Title Co., Inc.,
194 F.3d 1089 (10th Cir. 1999) (stating that McCarran-Ferguson Act bars the application of a Federal sta…
ERISARegulationsJun 15, 2018
…this paragraph (g) works. As referred to in these examples, the CPIU's for July through November of 1980 are as follows: July 1980: 247.8 August 1980: 249.4 September 1980: 251.7 October 1980: 253.9 November 1980: 256.2 Example (1)(a).E is an employer. R received monthly benefits of $600 under a straight-life annuity u…
ERISARegulationsJan 1, 2017
…ompletes 800 hours of service during the remainder of 1979 and 600 hours of service from January 1, 1980 through May 31, 1980. Under paragraph (b)(1)(iii) of this section, A's reemployment commencement date is June 1, 1979. By June 1, 1980, A has completed a year of service during the eligibility computation period fol…
81 FR 21147 — Amendment to and Partial Revocation of Prohibited Transaction Exemption (PTE) 84-24 for Certain Transactions Involving Insurance Agents and Brokers, Pension Co… ERISAFinal Rules (FR)Apr 8, 2016related by meaning
…13(g) governs “Standard of Conduct” and subsection (1) provides that “The Commission may promulgate rules to provide that the standard of conduct for all brokers, dealers, and investment advisers, when providing personalized investment advice about securities to retail customers (and such other customers as the Commiss…
90 FR 4192 — Voluntary Fiduciary Correction Program ERISAFinal Rules (FR)Jan 15, 2025
… $0.73 for postage + $0.05 for material costs) = $0.78.
Back to Citation
47.
5 U.S.C. 601
et seq.
(1980).
Back to Citation
48. 5 U.S.C. 551
et seq.
(1946).
Back to Citation
49.
5 U.S.C. 604 (1980).
Back to Citation
50.
Employee Benefits Security Administration,
Private Pension Plan Bulletin: Abstract of 2021 Form 5…
ERISAFinal Rules (FR)May 17, 2024
…CA would be tax-deferred, similar to the treatment of fully paid individual annuity contracts under Rev. Rul. 2011-7, until amounts are actually paid to the participant or beneficiary. Contemporaneous with the publication of Rev. Rul. 2020-23, the IRS published Notice 2020-80, 2020-47 IRB 1060
requesting comments on th…
88 FR 75890 — Retirement Security Rule: Definition of an Investment Advice Fiduciary ERISAProposed Rules (FR)Proposed Nov 3, 2023related by meaning
…55.
58 FR 51735 (Oct. 4, 1993).
Back to Citation
156.
Public Law 96-354, 94 Stat. 1164 (Sept. 19, 1980).
Back to Citation
157.
Public Law 104-4, 109 Stat. 48 (Mar. 22, 1995).
Back to Citation
158.
64 FR 43255 (Aug. 9, 1999).
Back to Citation
159.
88 FR 21879 (Apr. 6, 2023).
Back to Citation
160.
ERISA section 406…
91 FR 16088 — Fiduciary Duties in Selecting Designated Investment Alternatives ERISAProposed Rules (FR)Proposed Mar 31, 2026★ strong match
…siderations,” often during periods of considerable market uncertainty. H.R. Rep. No. 96-869, at 67 (1980), reprinted in 1980 U.S.C.C.A.N. 2918, 2935. As a result, Congress designed a statutory scheme that affords plan sponsors and fiduciaries considerable flexibility.[18]
2.4.4. Decisions Based on a Prudent Process Are…
85 FR 40589 — Conflict of Interest Rule-Retirement Investment Advice: Notice of Court Vacatur ERISAFinal Rules (FR)Jul 7, 2020related by meaning
…5 note. Section 2510.3-38 is also issued under Pub. L. 105-72, Sec. 1(b), 111 Stat. 1457 (1997).
2. Revise § 2510.3-21 to read as follows:
§ 2510.3-21
(a)-(b) [Reserved]
(c)
Investment advice.
(1) A person shall be deemed to be rendering “investment advice” to an employee benefit plan, within the meaning of section 3(2…
81 FR 20946 — Definition of the Term “Fiduciary”; Conflict of Interest Rule-Retirement Investment Advice ERISAFinal Rules (FR)Apr 8, 2016related by meaning
…-1, Parts II-V; PTE 77-4; PTE 80-83; PTE 83-1: PTE 84-24; and PTE 86-128.
Back to Citation
54.
The revoked exemptions include PTE 75-1, Parts I(b) and (c); PTE 75-1, Part II(2); and parts of PTE 84-2 and PTE 86-128.
Back to Citation
55.
80 FR 22021 — Proposed Amendment to and Proposed Partial Revocation of Prohibited Transaction Exemption (PTE) 86-128 for Securities Transactions Involving Employee Benefit P… ERISAProposed Rules (FR)Proposed Apr 20, 2015related by meaning
…stration (EBSA), Department of Labor.
ACTION:
Notice of proposed amendments to and proposed partial revocation of PTEs 86-128 and 75-1.
SUMMARY: This document contains a notice of pendency before the Department of Labor of proposed amendments to Prohibited Transaction Exemptions (PTEs) 86-128 and 75-1, exemptions from …
76 FR 66136 — Investment Advice-Participants and Beneficiaries ERISAFinal Rules (FR)Oct 25, 2011related by meaning
… 17, 1978), 5 U.S.C. App. 1, 92 Stat. 3790, the authority of the Secretary of the Treasury to issue rulings under section 4975 of the Code has been transferred, with certain exceptions not here relevant, to the Secretary of Labor. Therefore, the references in this notice to specific sections of ERISA should be taken as…
ERISACode / StatuteJan 6, 2025
… before such date.
(37)(E) (E) Within one year after September 26, 1980, a multiemployer plan may irrevocably elect, pursuant to procedures established by the corporation and subject to the provisions of sections 1453(b) and (c) of this title, that the plan shall not be treated as a multiemployer plan for all purposes …
91 FR 46602 — Electronic Disclosure by Group Health Plans Under ERISA ERISAProposed Rules (FR)Proposed Jul 23, 2026
…ck to Citation
95.
Public Law 105-200 (July 16, 1998).
Back to Citation
96.
5 U.S.C. 601
et seq.
(1980).
Back to Citation
97.
5 U.S.C. 603 (1980).
Back to Citation
98.
Pew Research Center, internet Broadband Fact Sheet (Nov. 20, 2025),
https://www.pewresearch.org/internet/fact-sheet/internet-broadband/;
U.S. Ce…
91 FR 4348 — Improving Transparency Into Pharmacy Benefit Manager Fee Disclosure ERISAProposed Rules (FR)Proposed Jan 30, 2026
…Back to Citation
352.
44 U.S.C. 3506(c)(2)(A) (1995).
Back to Citation
353.
5 U.S.C. 601
et seq.
(1980).
Back to Citation
354.
5 U.S.C. 603 (1980).
Back to Citation
355.
Véronique C. Raimond, William B. Feldman, Benjamin N. Rome, & Aaron S. Kesselheim,
Why France Spends Less than the United States on Drugs: A Compa…
89 FR 23090 — Amendment to Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption) ERISAFinal Rules (FR)Apr 3, 2024
…nt ways under Section VI(c) and (d) of the exemption.
Back to Citation
70.
Regulatory Planning and Review, 58 FR 51735 (Oct. 4, 1993).
Back to Citation
71.
Improving Regulation and Regulatory Review, 76 FR 3821 (Jan. 21, 2011).
Back to Citation
72.
5 U.S.C. 804(2) (1996).
Back to Citation
73.
44 U.S.C. 3506(c)(2)(A…