ERISAProposed Rules (FR)Proposed Nov 30, 2010related by meaning
t with the analysis discussed in the Department's recent guidance to plan participants and expected guidance to plan fiduciaries
( printed page 73990) concerning the factors that must be taken into account when selecting and monitoring, or investing in, these products. The Department is interested in comments as to whe…
80 FR 22021 — Proposed Amendment to and Proposed Partial Revocation of Prohibited Transaction Exemption (PTE) 86-128 for Securities Transactions Involving Employee Benefit P… ERISAProposed Rules (FR)Proposed Apr 20, 2015related by meaning
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81 FR 21181 — Amendment to and Partial Revocation of Prohibited Transaction Exemption (PTE) 86-128 for Securities Transactions Involving Employee Benefit Plans and Broker-De… ERISAFinal Rules (FR)Apr 8, 2016related by meaning
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87 FR 70753 — Prohibited Transaction Exemption (PTE) 2002-51 To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program ERISAProposed Rules (FR)Proposed Nov 21, 2022related by meaning
such Regional Office. The Model Notice to Interested Persons contained in the Appendix may be used to satisfy the written notice
( printed page 70758) requirement contained in this Section IV.
B. The notice to interested persons described in Section IV.A. was given in a manner that was reasonably calculated, taking int…
81 FR 21139 — Amendment to Prohibited Transaction Exemption (PTE) 75-1, Part V, Exemptions From Prohibitions Respecting Certain Classes of Transactions Involving Employee Be… ERISAFinal Rules (FR)Apr 8, 2016related by meaning
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89 FR 43675 — Prohibited Transaction Exemption 2006-06 for Services Provided in Connection With the Termination of Abandoned Individual Account Plans ERISAFinal Rules (FR)May 17, 2024related by meaning
6(b)(1), and 406(b)(2) and the taxes imposed by Code section 4975(a) and (b) by reason of Code section 4975(c)(1)(A) through (E).
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23. As noted above and described in the QTA Regulation, these services include making reasonable and diligent efforts to determine whether the plan is owed any employee or …
81 FR 21147 — Amendment to and Partial Revocation of Prohibited Transaction Exemption (PTE) 84-24 for Certain Transactions Involving Insurance Agents and Brokers, Pension Co… ERISAFinal Rules (FR)Apr 8, 2016related by meaning
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ERISACourt RulingsJan 20, 1998related by meaning
over its proceeds,
including accrued interest, into CD No. 11813-17572 in the amount
of $249,683.99 issued by TC; this CD was pledged as collateral on Loan No. 1310001 on October 15, 1987.10 Ex. C10 & C11. On
October 19, 1987, CD No. 11813-17493 matured, and Respondents
rolled its proceeds over into CD No. 11813-17579 …
81 FR 47534 — Proposed Revision of Annual Information Return/Reports ERISAProposed Rules (FR)Proposed Jul 21, 2016related by meaning
tnership, or
3. the beneficial interest of such trust or estate, is owned directly or indirectly, or held by persons described in A, B, C, D, or E;
H. An employee, officer, director (or an individual having powers or responsibilities similar to those of officers or directors), or a 10% or more shareholder directly or i…
ERISAProposed Rules (FR)Proposed May 24, 2012related by meaning
Date Disclosure. Comments received by the Department of Labor may be posted without change to
http://www.regulations.gov
and
http://www.dol.gov/ebsa, and will be made available for public inspection at the Public Disclosure Room, N-1513, Employee Benefits Security Administration, 200 Constitution Avenue NW., Washingto…
ERISAFinal Rules (FR)May 17, 2024related by meaning
fails to meet every applicable requirement of the program. The extent of the QTA's liability would depend on the surrounding facts and circumstances. 7. Notices and Special Terminal Report—§ 2578.1(c)(3) and (j)(6), § 2578.1(d)(2)(ix), and § 2520.103-13
80 FR 22004 — Proposed Amendment to Prohibited Transaction Exemption (PTE) 75-1, Part V, Exemptions From Prohibitions Respecting Certain Classes of Transactions Involving Em… ERISAProposed Rules (FR)Proposed Apr 20, 2015related by meaning
0. Telephone (202) 693-8410; Fax: (202) 219-5333. These are not toll-free numbers. ICRs submitted to OMB also are available at
http://www.RegInfo.gov. As discussed in detail below, Section (c)(3) of the proposed amendment requires that prior to the extension of credit, the plan must receive from the fiduciary written d…
88 FR 76032 — Proposed Amendment to Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, and 86-128 ERISAProposed Rules (FR)Proposed Nov 3, 2023related by meaning
ion under PTE 77-4. The Department requests comment on this proposed revocation, and also on how the remaining parts of PTE 75-1 Part II will be used. The Department is further proposing to revise the recordkeeping provisions of Section (e) of PTE 75-1, Part II. Section (e) currently provides that records demonstrating…
89 FR 32346 — Amendment to Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, and 86-128 ERISAFinal Rules (FR)Apr 25, 2024related by meaning
this provision undermines the careful balance of labor relations in this country and argued that it is preempted by the National Labor Relations Act. After consideration of the comments, the Department has deleted the proposed recordkeeping requirements applicable to Section VII of PTE 86-128. However, as with PTE 202…
76 FR 66136 — Investment Advice-Participants and Beneficiaries ERISAFinal Rules (FR)Oct 25, 2011related by meaning
provided an Investor Bulletin to help investors and plan participants better understand the operations and risks of target date fund investments. See http://www.dol.gov/ebsa/pdf/TDFinvestorbulletin.pdf. The Department is in the process of developing regulations to address disclosures related to target date funds, 7…
ERISAProposed Rules (FR)Proposed Jun 3, 2014related by meaning
f comprehension and communication issues relating to TDFs,[4]
the Department similarly reopened the comment period for its proposed TDF regulation.[5] At that time, the Department invited additional comments in light of the Commission's research and received ten additional public comments, which are available for revie…
82 FR 56545 — 18-Month Extension of Transition Period and Delay of Applicability Dates; Best Interest Contract Exemption (PTE 2016-01); Class Exemption for Principal Transac… ERISAFinal Rules (FR)Nov 29, 2017related by meaning
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89 FR 5624 — Automatic Portability Transaction Regulations ERISAProposed Rules (FR)Proposed Jan 29, 2024related by meaning
d be satisfied by including the information in the notice otherwise required under Code section 401(a)(31)(B) upon the establishment of a Default IRA. PTE 2019-02 requires a “Mandatory Distribution Letter” be sent to participants before establishing a Default IRA. PTE 2019-02 also requires a “Welcome Letter” to be sent…
82 FR 41365 — Extension of Transition Period and Delay of Applicability Dates; Best Interest Contract Exemption (PTE 2016-01); Class Exemption for Principal Transactions in … ERISAProposed Rules (FR)Proposed Aug 31, 2017related by meaning
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ERISACourt RulingsAug 25, 1995related by meaning
(J-Exs. 2, 69-70).
[PAGE 6]
5. Respondent Taggart was the General Chairman of TPEHA
Board of Managers from at least November 5, 1985 until the merger with the Missouri Pacific Employees' Hospital Association.
(Stip. Fact 4; J-Ex. 1; J-Exs. 3-5).
6. During 1987, the members of the TPEHA Board of Managers
were Responden…