Search the Pension Law Library

1. 76 FR 17762 — Regulations Governing the Performance of Actuarial Services Under the Employee Retirement Income Security Act of 1974
   Joint BoardFinal Rules (FR)Mar 31, 2011★ strong match
   …ent and reenrollment as an enrolled actuary in the Federal Register (72 FR 72606). On September 21, 2009, the Joint Board issued proposed regulations under section 3042 (74 FR 48030). Written public comments were received on the proposed regulations, and a public hearing was held on February 25, 2010. Explanation of Pr…
2. 20 C.F.R. § 901.11(e)(1)(ii) — Enrollment procedures.
   Joint BoardRegulationsSep 18, 2025★ strong match
   …nuing professional education by December 31, 2010. An individual who received initial enrollment in 2009 must complete 12 hours of continuing professional education by December 31, 2010. In either case, at least one-half of the applicable hours must consist of core subject matter; the remainder may consist of non-core …
3. 75 FR 81454 — Privacy Act of 1974; Implementation
   Joint BoardFinal Rules (FR)Dec 28, 2010★ strong match
   …ificant regulatory action, and therefore, does not require a regulatory impact analysis. Because no notice of proposed rulemaking is required, the provisions of the Regulatory Flexibility Act, 5 U.S.C. 601-612, do not apply. List of Subjects in 20 CFR Part 903 Access to Records Adoption of Amendments to the Regulations…
4. 89 FR 18579 — Regulations for Continuing Professional Education Requirements of the Joint Board for the Enrollment of Actuaries
   Joint BoardProposed Rules (FR)Proposed Mar 14, 2024related by meaning
   llustrates the proposed change to the rule. C. Amendment to the Information Requirement for Certificates of Completion and Certificates of Instruction These proposed regulations would eliminate the requirement that a certificate of completion and a certificate of instruction list the location of the training. These pro…
5. Circular 230 § 10.80(a) — Notice of disbarment, suspension, censure, or disqualification.
   Joint BoardRegulationsDec 30, 2016★ strong match
   …agencies of the Federal government. The Internal Revenue Service may determine the manner of giving notice to the proper authorities of the State by which the censured, suspended, or disbarred person was licensed to practice.
6. Circular 230 § 10.6(j) — Term and renewal of status as an enrolled agent, enrolled retirement plan agent, or registered tax return preparer.
   Joint BoardRegulationsDec 30, 2016★ strong match
   … this part is determined by the Internal Revenue Service. The Internal Revenue Service will provide notice to any individual who fails to meet the continuing education and fee requirements of eligibility for renewal. The notice will state the basis for the determination of noncompliance and will provide the individual …
7. Circular 230 § 10.9(b) — Continuing education providers and continuing education programs.
   Joint BoardRegulationsDec 30, 2016★ strong match
   …o fails to meet the requirements of this part will be notified by the Internal Revenue Service. The notice will state the basis for the determination of noncompliance and will provide the continuing education provider an opportunity to furnish the requested information in writing relating to the matter within 60 days o…
8. 20 C.F.R. § 901.53 — Notice of suspension, termination or resignation of enrollment.
   Joint BoardRegulationsOct 18, 2016★ strong match
   …nal order suspending or terminating the enrollment of an actuary, the Executive Director shall give notice thereof to appropriate officers and employees of the Department of the Treasury, the Department of Labor, the Pension Benefit Guaranty Corporation, and to other interested departments and agencies of the Federal G…
9. Circular 230 § 10.50(f) — Sanctions.
   Joint BoardRegulationsOct 11, 2017★ strong match
   (f) (f) Effective/applicability date. This section is applicable to conduct occurring on or after August 2, 2011, except that paragraphs (a), (b)(2), and (e) apply to conduct occurring on or after September 26, 2007, and paragraph (c) applies to prohibited conduct that occurs after October 22, 2004.
10. 90 FR 40231 — Continuing Professional Education Requirements of the Joint Board for the Enrollment of Actuaries
    Joint BoardFinal Rules (FR)Aug 19, 2025related by meaning
    ate paragraphs but are otherwise unchanged. C. Amendment to the Information Requirement for Certificates of Completion and Certificates of Instruction These final regulations eliminate the requirement that a certificate of completion and a certificate of instruction list the location of the training. These final regula…
11. Circular 230 § 10.82(b)(4)(ii) — Expedited suspension.
    Joint BoardRegulationsDec 30, 2016★ strong match
    … remains noncompliant with any of the practitioner's Federal tax filing obligations at the time the notice of suspension is issued under paragraph (f) of this section; or (b)(5)(ii) (ii) Failing to make a return required more frequently than annually, in violation of the Federal tax laws, during 5 of the 7 tax periods …
12. Circular 230 § 10.68(e) — Motions and requests.
    Joint BoardRegulationsNov 6, 2020★ strong match
    (e) (e) Effective/applicability date. This section is applicable on September 26, 2007.
13. Circular 230 § 10.71(g) — Discovery.
    Joint BoardRegulationsDec 30, 2016★ strong match
    (g) (g) Effective/applicability date. This section is applicable to proceedings initiated on or after September 26, 2007.
14. Circular 230 § 10.77(b) — Appeal of decision of Administrative Law Judge.
    Joint BoardRegulationsDec 30, 2016
    (b) (b) Time and place for filing of appeal. The notice of appeal and brief must be filed, in duplicate, with the Secretary of the Treasury, or delegate deciding appeals, at an address for appeals that is identified to the parties with the decision of the Administrative Law Judge. The notice of appeal and brief must be…
15. Circular 230 § 10.3(d)(2) — Who may practice.
    Joint BoardRegulationsDec 30, 2016★ strong match
    failure to file annual registration and other notifications by pension plan), 6652(f) (relating to the failure to file information required in connection with certain plans of deferred compensation), 6692 (relating to the failure to file actuarial report), 7805(b) (relating to the extent to which an Internal Revenue Se…
16. Circular 230 § 10.29(d) — Conflicting interests.
    Joint BoardRegulationsDec 30, 2016related by meaning
    (d) (d) Effective/applicability date. This section is applicable on September 26, 2007.
17. Circular 230 § 10.20(c) — Information to be furnished.
    Joint BoardRegulationsDec 30, 2016related by meaning
    (c) (c) Effective/applicability date. This section is applicable beginning August 2, 2011.
18. 20 C.F.R. § 901.46 — Depositions.
    Joint BoardRegulationsOct 18, 2016
    …. Depositions may be taken upon oral or written interrogatories, upon not less than 10 days written notice to the other party, before any officer duly authorized to administer an oath for general purposes or before an officer or employee of the Department of the Treasury, the Department of Labor, the Pension Benefit Gu…
19. Circular 230 § 10.27(d) — Fees.
    Joint BoardRegulationsNov 15, 2019★ strong match
    (d) (d) Effective/applicability date. This section is applicable for fee arrangements entered into after March 26, 2008.
20. Circular 230 § 10.22(c) — Diligence as to accuracy.
    Joint BoardRegulationsDec 30, 2016related by meaning
    (c) (c) Effective/applicability date. Paragraph (a) of this section is applicable on September 26, 2007. Paragraph (b) of this section is applicable beginning June 12, 2014.