PBGCRegulationsJan 22, 2018
(a) (a) In general
(a)(1) (1) Benefit transfer amount not paid. If a subpart A plan files with PBGC information about an irrevocable commitment provided by the subpart A plan for a missing distributee, PBGC will provide information about the irrevocable commitment to the distributee or another claimant that may be enti…
85 FR 6046 — Miscellaneous Corrections, Clarifications, and Improvements PBGCFinal Rules (FR)Feb 4, 2020★ strong match
Amend § 4043.35 by adding paragraph (b)(3) to read as follows:
§ 4043.35
Insolvency or similar settlement.
* * * * *
(b) * * *
(3)
Liquidation event. Notice under paragraph (a)(3) or (4) of this section is waived if reporting is also required under § 4043.30 and notice has been provided timely to PBGC for the same eve…
PBGCProposed Rules (FR)Proposed Oct 13, 2020related by meaning
he proposed rule would move the current § 4901.17 on exhaustion of administrative remedies to new § 4901.18.
Record of Concern to More Than One Agency PBGC proposes to modify § 4901.23, which covers the procedures for a requested record that is of interest to a Federal agency other than PBGC. Currently, PBGC may releas…
90 FR 39320 — Miscellaneous Corrections, Clarifications, and Improvements PBGCFinal Rules (FR)Aug 15, 2025related by meaning
RT 4065—ANNUAL REPORT
26. The authority citation for part 4065 continues to read as follows:
Authority:
29 U.S.C. 1302(b)(3), 1365.
§ 4065.3
[Amended] 27. Amend § 4065.3 by removing “(Approved by the Office of Management and Budget under control number 1212-0026)”.
PART 4203—EXTENSION OF SPECIAL WITHDRAWAL LIABILITY RU…
PBGCProposed Rules (FR)Proposed Aug 18, 2023
…0.00108
114
0.49818
54
0.00121
115
0.49940
55
0.00145
116
0.49968
56
0.00179
117
0.49983
57
0.00208
118
0.49998
58
0.00242
119
0.50000
59
0.00280
120
1.00000
60
0.00325
7. Revise § 4044.54 to read as follows:
§ 4044.54
Interest assumptions.
(a)
General rule.
The plan administrator must use the interest rates prescribed…
PBGCFinal Rules (FR)Jul 8, 2022
…nual burdens of $18,400 (23 × $800) and 23 (23 × 1) hours. PBGC estimates that an annual average of 106 plan sponsors will file Annual Statements of Compliance (30 in 2022, 108 in 2023, and 179 in 2024). PBGC needs the information in this statement to ensure that a plan is compliant with the conditions imposed upon its…
PBGCFinal Rules (FR)Jun 6, 2024
…000
0.50000
0.50000
0.50000
116
0.50000
0.50000
0.50000
0.50000
117
0.50000
0.50000
0.50000
0.50000
118
0.50000
0.50000
0.50000
0.50000
119
0.50000
0.50000
0.50000
0.50000
120
1.00000
1.00000
1.00000
1.00000
(d)
Social Security disabled lives.
If the individual is Social Security disabled under paragraph (f)(1) of this…
PBGCFinal Rules (FR)Jul 25, 2022related by meaning
final rule also moves what was § 4901.17 on exhaustion of administrative remedies to newly added § 4901.18.
Record of Concern to More Than One Agency The final rule modifies § 4901.23, which covers the procedures for a requested record that is of interest to a Federal agency other than PBGC. Before the final rule, PBG…
PBGCRegulationsJan 1, 2026
…000 0.50000 0.50000 0.50000 116 0.50000 0.50000 0.50000 0.50000 117 0.50000 0.50000 0.50000 0.50000 118 0.50000 0.50000 0.50000 0.50000 119 0.50000 0.50000 0.50000 0.50000 120 1.00000 1.00000 1.00000 1.00000
PBGCFinal Rules (FR)Dec 22, 2017
…s.
4050.103
Duties of plan administrator.
4050.104
Diligent search.
4050.105
Filing with PBGC.
4050.106
90 FR 6894 — Miscellaneous Corrections, Clarifications, and Improvements PBGCProposed Rules (FR)Proposed Jan 21, 2025related by meaning
PLANS
18. The authority citation for part 4041A continues to read as follows:
Authority:
29 U.S.C. 1302(b)(3), 1341a, 1431, 1441.
§ 4041A.11
[Amended] 19. Amend § 4041A.11 by removing “(Approved by the Office of Management and Budget under control number 1212-0020)”.
PART 4043—REPORTABLE EVENTS AND CERTAIN OTHER NOTIFI…
89 FR 96531 — Privacy Act Regulation; Exemption for Legal Case Management Records PBGCFinal Rules (FR)Dec 5, 2024related by meaning
4902.12
[Amended]
5. In 4902.12, amend paragraph (a) by removing “—PBGC”.
§ 4902.13
[Redesignated as § 4902.14]
6. Redesignate § 4902.13 as § 4902.14. 7. Add new § 4902.13 to read as follows:
§ 4902.13
Specific exemptions: Legal Case Management.
(a)
Exemption.
Under the authority granted by 5 U.S.C. 552a(k)(2), PBGC he…
PBGCFinal Rules (FR)Sep 22, 2022related by meaning
ned that this action is not a “significant regulatory action” under the criteria set forth in Executive Order 12866.
List of Subjects
29 CFR Part 4000 Administrative practice and procedure
Pension insurance
29 CFR Part 4233
Employee benefit plans
Pension insurance
Reporting and recordkeeping requirements
29 CFR Part 49…
PBGCFinal Rules (FR)Jun 13, 2017related by meaning
the requester of the right to seek dispute resolution services from the PBGC's FOIA Public Liaison or the Office of Government Information Services”. c. Amend paragraph (d) by adding “and notice of the requester's right to seek dispute resolution services from the PBGC's FOIA Public Liaison or the Office of Government…
80 FR 54980 — Reportable Events and Certain Other Notification Requirements PBGCFinal Rules (FR)Sep 11, 2015
or low-default-risk sponsors is down from 443 hours and $118,025 to zero. The burden for non-low-default-risk sponsors is up by 402 hours and $64,742. ( printed page 55002)
Low-default-risk
Volume
Hours
Cost
Current
128
443
$118,025
Final
0
0
0
Change
(128)
(443)
(118,025)
Non low-default-risk
Volume
Hours
Cost
Current…
PBGCPBGC Opinion LettersMay 20, 1998related by meaning
ting
to such a determi nati on should be di rected t o the Department of Labor or t he Int ernal
Revenue
Service ,
respe ctively.
Charles Korb
Manager Processing and
Technical Assistance [*30] Branch
PBGCPBGC Opinion LettersMay 5, 1997related by meaning
ed to dome stic entities.
The
PBG C regulat ions provi de that two
or more tr ades or busi nesses will be consider ed under
commo n control (and
hence a single e mplo yer) for p urpo ses of T itle IV o f ER ISA if they are " 'under c omm on co ntrol,'
as de fined in
regulati ons
prescri bed
under sect ion 414( c) of th…
89 FR 104040 — Allocation of Assets in Single-Employer Plans; Valuation of Benefits and Assets; Expected Retirement Age; Missing Participants Mortality Assumption PBGCFinal Rules (FR)Dec 20, 2024
…113
0.49666
0.49634
114
0.49795
0.49773
115
0.49928
0.49915
116
0.49960
0.49953
117
0.49978
0.49973
118
0.49995
0.49993
119
0.50000
0.50000
120
1.00000
1.00000
( printed page 104043)
3. Amend § 4044.58 by revising table 1 to § 4044.58 to read as follows:
§ 4044.58
Tables used to determine expected retirement age.
* * *…
89 FR 84314 — Privacy Act Regulation; Exemption for Legal Case Management Records PBGCProposed Rules (FR)Proposed Oct 22, 2024related by meaning
]
3. Redesignate § 4902.13 as § 4902.14.
4. Add new § 4902.13 to read as follows:
§ 4902.13
Specific exemptions: Legal Case Management.
(a)
Exemption. Under the authority granted by 5 U.S.C. 552a(k)(2), PBGC hereby exempts the system of records entitled “PBGC-19, Office of Negotiations and Restructuring/Office of Gener…
PBGCRegulationsJan 1, 2017related by meaning
(b) (b) Waiver. Notice is waived for this event.