91 FR 45739 — Penalties for Failure To Provide Certain Notices or Other Material Information PBGCProposed Rules (FR)Proposed Jul 21, 2026related by meaning
…uthority:
28 U.S.C. 2461 note, as amended by sec. 701, Pub. L. 114-74, 129 Stat. 599-601; 29 U.S.C. 1302(b)(3), 1452.
Subpart A—Purpose and Definitions
§ 4302.1
Purpose and scope.
This part specifies the penalty amounts that may be assessed by PBGC under section 4302 of ERISA for failure to provide certain notices requ…
90 FR 39320 — Miscellaneous Corrections, Clarifications, and Improvements PBGCFinal Rules (FR)Aug 15, 2025★ strong match
… REPORT
26. The authority citation for part 4065 continues to read as follows:
Authority:
29 U.S.C. 1302(b)(3), 1365.
§ 4065.3
[Amended] 27. Amend § 4065.3 by removing “(Approved by the Office of Management and Budget under control number 1212-0026)”.
PART 4203—EXTENSION OF SPECIAL WITHDRAWAL LIABILITY RULES
28. The au…
90 FR 6894 — Miscellaneous Corrections, Clarifications, and Improvements PBGCProposed Rules (FR)Proposed Jan 21, 2025★ strong match
PLANS
18. The authority citation for part 4041A continues to read as follows:
Authority:
29 U.S.C. 1302(b)(3), 1341a, 1431, 1441.
§ 4041A.11
[Amended] 19. Amend § 4041A.11 by removing “(Approved by the Office of Management and Budget under control number 1212-0020)”.
PART 4043—REPORTABLE EVENTS AND CERTAIN OTHER NOTIFI…
78 FR 20039 — Reportable Events and Certain Other Notification Requirements PBGCProposed Rules (FR)Proposed Apr 3, 2013★ strong match
…. The authority citation for part 4000 is revised to read as follows:
Authority:
29 U.S.C. 1083(k), 1302(b)(3).
2. In § 4000.3, new paragraph (b)(3) is added to read as follows:
§ 4000.3
What methods of filing may I use?
* * * * *
(b) * * *
(3) You must file notices under part 4043 of this chapter electronically in acc…
88 FR 76660 — Technical Amendments: Special Financial Assistance Withdrawal Liability Condition; SECURE 2.0 Act; and Other Updates PBGCFinal Rules (FR)Nov 7, 2023★ strong match
…6. The authority citation for part 4043 continues to read as follows:
Authority:
29 U.S.C. 1083(k), 1302(b)(3), 1343.
§ 4043.8
[Amended] 17. Amend § 4043.8 by removing “§ 4901.21(a)(3)” and adding in its place “§ 4901.21(a)”.
PART 4211—ALLOCATING UNFUNDED VESTED BENEFITS TO WITHDRAWING EMPLOYERS
18. The authority citat…
PBGCProposed Rules (FR)Proposed Jul 22, 2010related by meaning
debtor's employing agency or to the Financial Management Service to implement salary offset, unless the employee files a timely request for a hearing; (v) That a final decision on the hearing, if requested, will be issued at the earliest practicable date, but not later than 60 days after the filing of the request for a…
80 FR 54980 — Reportable Events and Certain Other Notification Requirements PBGCFinal Rules (FR)Sep 11, 2015★ strong match
…F ASSETS
7. The authority citation for part 4204 continues to read as follows:
Authority:
29 U.S.C. 1302(b)(3), 1384(c).
§ 4204.12
[Amended]
PBGCFinal Rules (FR)Jun 6, 2024
…GY
1. The authority citation for part 4001 continues to read as follows:
Authority:
29 U.S.C. 1301, 1302(b)(3).
§ 4001.2
[Amended]
2. Amend § 4001.2 in the definition of Expected retirement age (XRA)
by removing “§§ 4044.55 through 4044.57” and adding in its place “§§ 4044.55 through 4044.58”.
PART 4010—BENEFITS PAYABL…
PBGCFinal Rules (FR)Nov 5, 2010related by meaning
ry action” under Executive Order 12866.
Regulatory Flexibility Act
PBGC certifies under section 605(b) of the Regulatory Flexibility Act (5 U.S.C. 601 et seq.) that the amendments in this final regulation will not have a significant economic impact on a substantial number of small entities. The final rule is limited to…
PBGCFinal Rules (FR)Sep 22, 2022★ strong match
…1. The authority citation for part 4000 continues to read as follows:
Authority:
29 U.S.C. 1083(k), 1302(b)(3).
§ 4000.3
[Amended]
2. Amend § 4000.3(c)(3) by:
a. Removing “1200 K Street, NW, Washington, DC. 20005-4026;” and adding in its place “445 12th Street SW, Washington, DC 20024-2101;”
b. Removing “(TTY/TDD users…
PBGCFinal Rules (FR)May 13, 2016★ strong match
…EPORTING
1. The authority citation for part 4010 continues to read as follows:
Authority:
29 U.S.C. 1302(b)(3), 1310.
§ 4010.14
[Amended] 2. In § 4010.14, the words “of up to $1,100 a day for each day that the failure continues” are removed.
PART 4041—TERMINATION OF SINGLE-EMPLOYER PLANS
3. The authority citation for p…
PBGCFinal Rules (FR)Dec 22, 2017
rity:
29 U.S.C. 1301, 1302(b)(3).
4. In § 4001.1:
a. The existing text is designated as paragraph (a) with the paragraph heading “ In general.”
added. b. Paragraph (b) is added to read as follows:
§ 4001.1
Purpose and scope.
* * * * *
(b)
Title IV coverage.
Coverage by section 4050 of ERISA is not and does not result i…
80 FR 18172 — Multiemployer Plans; Electronic Filing Requirements PBGCProposed Rules (FR)Proposed Apr 3, 2015★ strong match
29 U.S.C. 1082(f), 1302(b)(3).
2. In § 4000.3, add paragraph (b)(3) to read as follows:
§ 4000.3
What methods of filing may I use?
* * * * *
(b) * * * (3) When making filings to PBGC under parts 4041A, 4245, and 4281 of this chapter (except for notices of benefit reductions and notices of restoration of benefits under …
PBGCProposed Rules (FR)Proposed Sep 20, 2016
…. The authority citation for part 4000 is revised to read as follows:
Authority:
29 U.S.C. 1083(k), 1302(b)(3).
§ 4000.41
[Amended] 2. In § 4000.41, remove “(premium payments), § 4050.6(d)(3) of this chapter (payment of designated benefits for missing participants), and” and add in its place “(premium payments) and”.
P…
80 FR 55742 — Multiemployer Plans; Electronic Filing Requirements PBGCFinal Rules (FR)Sep 17, 2015★ strong match
U.S.C. 1082(f), 1302(b)(3).
2. In § 4000.3, revise paragraph (b)(3) to read as follows:
§ 4000.3
What methods of filing may I use?
* * * * *
(b) * * * (3) When making filings to PBGC under parts 4041A, 4245, and 4281 of this chapter (except for notices of benefit reductions and notices of restoration of benefits under …
83 FR 9716 — Owner-Participant Changes to Guaranteed Benefits and Asset Allocation PBGCProposed Rules (FR)Proposed Mar 7, 2018
…GY
1. The authority citation for part 4001 continues to read as follows:
Authority:
29 U.S.C. 1301, 1302(b)(3).
2. In § 4001.2: a. Add in alphabetical order a definition for “majority owner”; and
b. Remove the definition of “substantial owner”.
The addition reads as follows:
§ 4001.2
Definitions.
* * * * *
Majority own…
85 FR 6046 — Miscellaneous Corrections, Clarifications, and Improvements PBGCFinal Rules (FR)Feb 4, 2020★ strong match
…6. The authority citation for part 4043 continues to read as follows:
Authority:
29 U.S.C. 1083(k), 1302(b)(3), 1343.
§ 4043.2
[Amended]
17. Amend § 4043.2 by removing “and” and adding in its place “, ultimate parent, and U.S. entity” in the introductory text, and removing the definition “U.S. entity”.
§ 4043.3
PBGCRegulationsJan 1, 2017related by meaning
(b)(4) (4) Nothing in this part precludes the use of other statutory or regulatory authority to collect or dispose of any debt. See, for example, 5 U.S.C. 5705, Advancements and Deductions, which authorizes PBGC to recover travel advances by offset of up to 100 percent of a Federal employee's accrued pay. See, also, 5 …
PBGCFinal Rules (FR)Jul 8, 2022related by meaning
al of any foreign country or a corporation or other organization incorporated or organized under the laws of any foreign country.
Back to Citation
28. Section 4262(k) of ERISA includes rules that are parallel to section 432(k) of the Code. Under section 9704(d)(3) of ARP, the Secretary of the Treasury has interpretive…
PBGCFinal Rules (FR)Jan 31, 2017related by meaning
; 29 U.S.C. 1302(b)(3), 1371.
§ 4071.3
[Amended]
2. In § 4071.3, the figures “; $2,063” are removed and the figures “$2,097” are added in their place. PART 4302—PENALTIES FOR FAILURE TO PROVIDE CERTAIN MULTIEMPLOYER PLAN NOTICES
3. The authority citation for part 4302 continues to read as follows:
Authority:
28 U.S.C. …