91 FR 45739 — Penalties for Failure To Provide Certain Notices or Other Material Information PBGCProposed Rules (FR)Proposed Jul 21, 2026★ strong match
…s for reportable events in the third category are generally not applicable to plans with fewer than 100 participants. The three categories of penalties are listed in the following table.
( printed page 45742)
Reportable
event
category
Reportable event type
Penalty amount
1
• Active participant reduction
• Distribution …
78 FR 20039 — Reportable Events and Certain Other Notification Requirements PBGCProposed Rules (FR)Proposed Apr 3, 2013★ strong match
ing and recordkeeping requirements
For the reasons given above, PBGC proposes to amend 29 CFR parts 4000, 4001, 4043, 4204, 4206, and 4231 as follows. PART 4000—FILING, ISSUANCE, COMPUTATION OF TIME, AND RECORD RETENTION
1. The authority citation for part 4000 is revised to read as follows:
Authority:
29 U.S.C. 1083(k)…
88 FR 76660 — Technical Amendments: Special Financial Assistance Withdrawal Liability Condition; SECURE 2.0 Act; and Other Updates PBGCFinal Rules (FR)Nov 7, 2023related by meaning
…lect regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity).
PBGCPBGC Opinion LettersMay 20, 1998
…, budgeting, safety , employee selecti on and
traini ng,
employ ee rel ati ons, labor
negotiations, pub lic relations,
equipm ent selection, develo pmen t of all specifications,
capital
equip men t and c apital im pro vem ents, unle ss the [*9 ] City de sires to
make other arr
angements , and al l othe r
normal
manager…
90 FR 39320 — Miscellaneous Corrections, Clarifications, and Improvements PBGCFinal Rules (FR)Aug 15, 2025★ strong match
… the changes of the Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE Act) (Pub. L. 116-94, Division O) applicable to cooperative and small employer charity (CSEC) plans [1]
and certain community newspaper plans; [2]
Payment of Premiums, by revising the due date for the final premium for termina…
91 FR 36100 — Technical Amendments: Special Financial Assistance PBGCProposed Rules (FR)Proposed Jun 16, 2026★ strong match
…Order 13563. PBGC believes codifying its previously issued guidance provides further clarity to the public and that the amendments will improve and clarify its existing regulations.
85 FR 2304 — Adjustment of Civil Penalties for Inflation PBGCFinal Rules (FR)Jan 15, 2020★ strong match
…O. 13771 regulatory action. The Office of Management and Budget also has determined that notice and public comment on this final rule are unnecessary because the adjustment of civil penalties implemented in the rule is required by law. See 5 U.S.C. 553(b).
Because no general notice of proposed rulemaking is required fo…
90 FR 6894 — Miscellaneous Corrections, Clarifications, and Improvements PBGCProposed Rules (FR)Proposed Jan 21, 2025★ strong match
which permits plans with 100 or fewer participants to use valuation dates other than the first day of the plan year.
Back to Citation
23.
See, e.g., PBGC's proposed rule on Reportable Events and Certain Other Notification Requirements, 78 FR 20039, 20057 (Apr. 3, 2013) and DOL's final rule on Procedures Governing the…
79 FR 13547 — Premium Rates; Payment of Premiums; Reducing Regulatory Burden PBGCFinal Rules (FR)Mar 11, 2014
…ely), the President signed into law the Moving Ahead for Progress in the 21st Century Act (MAP-21) (Pub. L. No. 112-141) and the Bipartisan Budget Act of 2013 (BBA 2013) (Pub. L. No. 113-67). MAP-21 and BBA 2013 included provisions about PBGC premiums that, without the need for implementing action by PBGC, have already…
80 FR 54980 — Reportable Events and Certain Other Notification Requirements PBGCFinal Rules (FR)Sep 11, 2015★ strong match
ee benefit plans
Pension insurance
Reporting and recordkeeping requirements
29 CFR Part 4206
Employee benefit plans
Pension insurance
29 CFR Part 4231 Employee benefit plans
Pension insurance
Reporting and recordkeeping requirements
For the reasons given above, PBGC is amending 29 CFR parts 4000, 4001, 4043, 4204, 4206…
PBGCFinal Rules (FR)Jul 25, 2022related by meaning
…lect regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity).
Although this is not a significant regulatory action under Executive Order
( printed page 43994)
PBGCFinal Rules (FR)Jul 8, 2022★ strong match
…mount is $857,143 ($1,000,000 ×
6/7 ). If total assets (assuming no phased recognition of SFA) are $100,000,000, unfunded vested benefits are based on assets of $99,142,857. Employer S withdraws from Plan B in 2028. For Employer S: {1} the payment year is 2022; {2} the determination year is 2027; {3} the exhaustion yea…
PBGCFinal Rules (FR)Jul 29, 2011related by meaning
…mplementing regulations are at 29 CFR part 4011.
Section 501 of the Pension Protection Act of 2006, Public Law 109-280 (2006), repealed section 4011 of ERISA for plan years beginning after 2006 and replaced the disclosure requirement under that section with a disclosure requirement under Title I of ERISA (under the jur…
PBGCProposed Rules (FR)Proposed Oct 13, 2020related by meaning
…05/. Back to Citation
3.
Congressional Research Services, Summary of FOIA Improvement Act of 2016, Public Law 114-185, June 30, 2016.
Back to Citation
4.
See 82 FR 26990 (June 13, 2017).
Back to Citation
5.
Public Law 104-231.
Back to Citation
6.
S. Rep. 104-272, May 15, 1996.
Back to Citation
7.
153 Cong. Rec. S…
PBGCFinal Rules (FR)Sep 22, 2022related by meaning
ned that this action is not a “significant regulatory action” under the criteria set forth in Executive Order 12866.
List of Subjects
29 CFR Part 4000 Administrative practice and procedure
Pension insurance
29 CFR Part 4233
Employee benefit plans
Pension insurance
Reporting and recordkeeping requirements
29 CFR Part 49…
78 FR 44056 — Premium Rates; Payment of Premiums; Reducing Regulatory Burden PBGCProposed Rules (FR)Proposed Jul 23, 2013
…ory provision, PBGC proposes to change from its current small-plan numerical size range (fewer than 100 participants) to the numerical size range in the statute (100 or fewer participants).
PBGC wants every plan that in fact has a non-first-day-of-the-plan-year valuation date to be included in the definition of “small …
80 FR 35220 — Partitions of Eligible Multiemployer Plans PBGCFinal Rules (FR)Jun 19, 2015★ strong match
…aterial way the economy, a sector of the economy, productivity, competition, jobs, the environment, public health or safety, or State, local, or tribal governments or communities.” OMB has determined that this interim final rule does not cross the $100 million threshold for economic significance and is not otherwise ec…
PBGCFinal Rules (FR)May 13, 2016
…or part 4071 is revised to read as follows:
Authority:
28 U.S.C. 2461 note, as amended by sec. 701, Pub. L. 114-74, 129 Stat. 599-601; 29 U.S.C. 1302(b)(3), 1371.
§ 4071.3
[Amended]
6. In § 4071.3, the figures “$1,100” are removed and the figures “$2,063” are added in their place.
( printed page 29767)
PART 4302—PENALT…
PBGCRegulationsJan 1, 2017
…icable to this part by § 4907.140. Section 504 means section 504 of the Rehabilitation Act of 1973 (Pub. L. 93-112, 87 Stat. 394 (29 U.S.C. 794)), as amended by the Rehabilitation Act Amendments of 1974 (Pub. L. 93-516, 88 Stat. 1617), and the Rehabilitation, Comprehensive Services, and Developmental Disabilities Amend…
88 FR 1991 — Adjustment of Civil Penalties for Inflation PBGCFinal Rules (FR)Jan 12, 2023★ strong match
…for part 4071 continues to read as follows:
Authority:
28 U.S.C. 2461 note, as amended by sec. 701, Pub. L. 114-74, 129 Stat. 599-601; 29 U.S.C. 1302(b)(3), 1371.
§ 4071.3
[Amended]
2. In § 4071.3, remove the number “$2,400” and add in its place the number “$2,586”.
PART 4302—PENALTIES FOR FAILURE TO PROVIDE CERTAIN MU…