88 FR 76660 — Technical Amendments: Special Financial Assistance Withdrawal Liability Condition; SECURE 2.0 Act; and Other Updates PBGCFinal Rules (FR)Nov 7, 2023related by meaning
nsion insurance
29 CFR Part 4010
Employee benefit plans
Penalties
Pension insurance
Pensions
Reporting and recordkeeping requirements
29 CFR Part 4022 Employee benefit plans
Pension insurance
Pensions
Reporting and recordkeeping requirements
29 CFR Part 4041A
Employee benefit plans
Pension insurance
Reporting and recor…
90 FR 39320 — Miscellaneous Corrections, Clarifications, and Improvements PBGCFinal Rules (FR)Aug 15, 2025related by meaning
…ations, 89 FR 4662, 4690 (Jan. 24, 2024).
Back to Citation
30.
See
Bipartisan Budget Act of 2015, Public Law 114-74, Title V, Sect. 502 (2015);
see also
PBGC Technical Update 25-2 (2025).
Back to Citation
[FR Doc. 2025-15610 Filed 8-14-25; 8:45 am]
BILLING CODE 7709-02-P
78 FR 20039 — Reportable Events and Certain Other Notification Requirements PBGCProposed Rules (FR)Proposed Apr 3, 2013★ strong match
ing and recordkeeping requirements
For the reasons given above, PBGC proposes to amend 29 CFR parts 4000, 4001, 4043, 4204, 4206, and 4231 as follows. PART 4000—FILING, ISSUANCE, COMPUTATION OF TIME, AND RECORD RETENTION
1. The authority citation for part 4000 is revised to read as follows:
Authority:
29 U.S.C. 1083(k)…
PBGCPBGC Opinion LettersMay 20, 1998
…, budgeting, safety , employee selecti on and
traini ng,
employ ee rel ati ons, labor
negotiations, pub lic relations,
equipm ent selection, develo pmen t of all specifications,
capital
equip men t and c apital im pro vem ents, unle ss the [*9 ] City de sires to
make other arr
angements , and al l othe r
normal
manager…
90 FR 6894 — Miscellaneous Corrections, Clarifications, and Improvements PBGCProposed Rules (FR)Proposed Jan 21, 2025★ strong match
which permits plans with 100 or fewer participants to use valuation dates other than the first day of the plan year.
Back to Citation
23.
See, e.g., PBGC's proposed rule on Reportable Events and Certain Other Notification Requirements, 78 FR 20039, 20057 (Apr. 3, 2013) and DOL's final rule on Procedures Governing the…
85 FR 6046 — Miscellaneous Corrections, Clarifications, and Improvements PBGCFinal Rules (FR)Feb 4, 2020related by meaning
Amend § 4043.35 by adding paragraph (b)(3) to read as follows:
§ 4043.35
Insolvency or similar settlement.
* * * * *
(b) * * *
(3)
Liquidation event. Notice under paragraph (a)(3) or (4) of this section is waived if reporting is also required under § 4043.30 and notice has been provided timely to PBGC for the same eve…
85 FR 2304 — Adjustment of Civil Penalties for Inflation PBGCFinal Rules (FR)Jan 15, 2020★ strong match
…O. 13771 regulatory action. The Office of Management and Budget also has determined that notice and public comment on this final rule are unnecessary because the adjustment of civil penalties implemented in the rule is required by law. See 5 U.S.C. 553(b).
Because no general notice of proposed rulemaking is required fo…
91 FR 45739 — Penalties for Failure To Provide Certain Notices or Other Material Information PBGCProposed Rules (FR)Proposed Jul 21, 2026★ strong match
…circumstances.
4071.27
Aggravating factors.
Authority:
28 U.S.C. 2461 note, as amended by sec. 701, Pub. L. 114-74, 129 Stat. 599-601; 29 U.S.C. 1302(b)(3), 1371.
Subpart A—Purpose and Definitions
§ 4071.1
Purpose and scope.
88 FR 1991 — Adjustment of Civil Penalties for Inflation PBGCFinal Rules (FR)Jan 12, 2023★ strong match
…for part 4071 continues to read as follows:
Authority:
28 U.S.C. 2461 note, as amended by sec. 701, Pub. L. 114-74, 129 Stat. 599-601; 29 U.S.C. 1302(b)(3), 1371.
§ 4071.3
[Amended]
2. In § 4071.3, remove the number “$2,400” and add in its place the number “$2,586”.
PART 4302—PENALTIES FOR FAILURE TO PROVIDE CERTAIN MU…
PBGCRegulationsJan 22, 2018★ strong match
PBGC may in appropriate circumstances extend deadlines, excuse noncompliance, and grant waivers with regard to any provision of this subpart to promote the purposes of the missing participants program and title IV of ERISA. Like circumstances will be treated in like manner under this section.
90 FR 1374 — Adjustment of Civil Penalties for Inflation PBGCFinal Rules (FR)Jan 8, 2025★ strong match
…for part 4071 continues to read as follows:
Authority:
28 U.S.C. 2461 note, as amended by sec. 701, Pub. L. 114-74, 129 Stat. 599-601; 29 U.S.C. 1302(b)(3), 1371.
§ 4071.34071.3
[Amended]
2. In § 4071.3, remove the number “$2,670” and add in its place the number “$2,739”.
PART 4302—PENALTIES FOR FAILURE TO PROVIDE CERT…
PBGCProposed Rules (FR)Proposed Aug 18, 2023
…415
0.41415
0.36375
0.36375
105
0.43131
0.43131
0.38243
0.38243
106
0.44771
0.44771
0.40065
0.40065
107
0.46329
0.46329
0.41828
0.41828
108
0.47800
0.47800
0.43522
0.43522
109
0.49181
0.49181
0.45139
0.45139
110
0.50000
0.50000
0.46673
0.46673
111
0.50000
0.50000
0.48120
0.48120
112
0.50000
0.50000
0.49477
0.49477
113
…
87 FR 2340 — Adjustment of Civil Penalties for Inflation PBGCFinal Rules (FR)Jan 14, 2022★ strong match
…for part 4071 continues to read as follows:
Authority:
28 U.S.C. 2461 note, as amended by sec. 701, Pub. L. 114-74, 129 Stat. 599-601; 29 U.S.C. 1302(b)(3), 1371.
§ 4071.3
[Amended]
2. In § 4071.3, remove the number “$2,259” and add in its place the number “$2,400”.
PART 4302—PENALTIES FOR FAILURE TO PROVIDE CERTAIN MU…
83 FR 1555 — Adjustment of Civil Penalties for Inflation PBGCFinal Rules (FR)Jan 12, 2018★ strong match
…for part 4071 continues to read as follows:
Authority:
28 U.S.C. 2461 note, as amended by sec. 701, Pub. L. 114-74, 129 Stat. 599-601; 29 U.S.C. 1302(b)(3), 1371.
§ 4071.3
[Amended]
2. In § 4071.3, the figures “$2,097” are removed and the figures “$2,140” are added in their place.
PART 4302—PENALTIES FOR FAILURE TO PRO…
80 FR 54980 — Reportable Events and Certain Other Notification Requirements PBGCFinal Rules (FR)Sep 11, 2015related by meaning
…ld still have to be reviewed by OMB under the Paperwork Reduction Act, which typically requires two public notices and a total of 90 days for submission of public comments.
Back to Citation
52.
See 78 FR 20052-3.
Back to Citation
56.
Filings that involved section 4062(e) events always resulted in the opening of cases…
PBGCFinal Rules (FR)Jul 29, 2011related by meaning
…mplementing regulations are at 29 CFR part 4011.
Section 501 of the Pension Protection Act of 2006, Public Law 109-280 (2006), repealed section 4011 of ERISA for plan years beginning after 2006 and replaced the disclosure requirement under that section with a disclosure requirement under Title I of ERISA (under the jur…
PBGCRegulationsJan 1, 2026
…415 0.41415 0.36375 0.36375 105 0.43131 0.43131 0.38243 0.38243 106 0.44771 0.44771 0.40065 0.40065 107 0.46329 0.46329 0.41828 0.41828 108 0.47800 0.47800 0.43522 0.43522 109 0.49181 0.49181 0.45139 0.45139 110 0.50000 0.50000 0.46673 0.46673 111 0.50000 0.50000 0.48120 0.48120 112 0.50000 0.50000 0.49477 0.49477 113 …
PBGCFinal Rules (FR)Jun 6, 2024
…415
0.41415
0.36375
0.36375
105
0.43131
0.43131
0.38243
0.38243
106
0.44771
0.44771
0.40065 0.40065
107
0.46329
0.46329
0.41828
0.41828
108
0.47800
0.47800
0.43522
0.43522
109
0.49181
0.49181
0.45139
0.45139
110
0.50000
0.50000
0.46673
0.46673
111
0.50000
0.50000
0.48120
0.48120
112
0.50000
0.50000
0.49477
0.49477
113
…
79 FR 13547 — Premium Rates; Payment of Premiums; Reducing Regulatory Burden PBGCFinal Rules (FR)Mar 11, 2014
…ely), the President signed into law the Moving Ahead for Progress in the 21st Century Act (MAP-21) (Pub. L. No. 112-141) and the Bipartisan Budget Act of 2013 (BBA 2013) (Pub. L. No. 113-67). MAP-21 and BBA 2013 included provisions about PBGC premiums that, without the need for implementing action by PBGC, have already…
PBGCFinal Rules (FR)Jul 25, 2022related by meaning
…05/.
Back to Citation 3.
Congressional Research Services, Summary of FOIA Improvement Act of 2016, Public Law 114-185, June 30, 2016.
Back to Citation
4.
See 82 FR 26990 (June 13, 2017).
Back to Citation
5.
Public Law 104-231.
Back to Citation
6.
S. Rep. 104-272, May 15, 1996.
Back to Citation
7.
153 Cong. Rec. S…