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Pension Resource

29 C.F.R. § 4043.35

Insolvency or similar settlement.
CFR 2015 annual edition (revised as of 2015-07-01) · superseded Jul 1, 2016
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The earliest stored text of this section is effective Jul 1, 1997. Showing that version.
(a) Reportable event. A reportable event occurs for a plan when any member of the plan's controlled group—
(1) Commences a bankruptcy case (under the Bankruptcy Code), or has a bankruptcy case commenced against it;
(2) Commences or has commenced against it any other type of insolvency proceeding (including, but not limited to, the appointment of a receiver);
(3) Commences, or has commenced against it, a proceeding to effect a composition, extension, or settlement with creditors;
(4) Executes a general assignment for the benefit of creditors; or
(5) Undertakes to effect any other nonjudicial composition, extension, or settlement with substantially all its creditors.
(b) Initial information required. In addition to the information in § 4043.3(b), the notice shall include—
(1) A copy of all papers filed in the relevant proceeding, including, but not limited to, petitions and supporting schedules;
(2) The last date for filing claims;
(3) The name, address, and phone number of any trustee or receiver (or similar person);
(4) The name of each member of the plan's controlled group and its ownership relationship to other members of that controlled group; and
(5) For each other plan maintained by any member of the plan's controlled group, identification of the plan and its contributing sponsor(s) by name and EIN/PN or EIN, as appropriate.
(c) Waivers. Notice is waived if the person described in paragraph (a) of this section is a foreign entity other than a foreign parent.
(d) Extensions. Unless the controlled group member described in paragraph (a) of this section is the contributing sponsor of the plan, the notice date is extended until 30 days after the person required to notify the PBGC has actual knowledge of the reportable event.
29 C.F.R. § 4043.35 — Insolvency or similar settlement. · CFR 2015 annual edition (revised as of 2015-07-01) · https://pensionresource.website/EAMain?content=EAMain.Law&id=cfr29-4043.35&asof=1995-01-04 · printed Oct 19, 2026
On this page
  • (a) Reportable event.
  • (b) Initial information required.
  • (c) Waivers.
  • (d) Extensions.
Implements
ERISA § 4043 (29 U.S.C. § 1343) Reportable events
Cited by (code & regs)
Guidance addressing this section

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Also cited in 4 other documents
PBGC
Final Rules
  • 85 FR 6046 Feb 4, 2020 — Miscellaneous Corrections, Clarifications, and Improvements (a)(3)(b)(3)
  • 80 FR 54980 Sep 11, 2015 — Reportable Events and Certain Other Notification Requirements (a)(1)
Proposed Rules
  • 84 FR 30666Proposed Jun 27, 2019 — Miscellaneous Corrections, Clarifications, and Improvements Comments due Aug 26, 2019 (a)(3)
  • 78 FR 20039Proposed Apr 3, 2013 — Reportable Events and Certain Other Notification Requirements Comments due Jun 3, 2013 (a)(1)

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Each row is a version of the text as published by the official source. Code dates are the edition/release point that first reflected the change; regulation dates are eCFR effective dates. The library checks the official sources automatically, so new versions appear here on their own; “run” opens the sync that recorded a version.

EffectiveThroughSourceAmended by
Jul 1, 1997Jun 30, 2016CFR 2015 annual edition (revised as of 2015-07-01) run 127View
Jul 1, 2016Dec 31, 2016CFR 2016 annual edition (revised as of 2016-07-01) run 127View · Redline (sign in)
Jan 1, 2017Feb 3, 2020eCFR amendment effective 2017-01-01 run 26View · Redline (sign in)
Feb 4, 2020Mar 4, 2020eCFR amendment effective 2020-02-04 run 26View · Redline (sign in)
Mar 5, 2020currenteCFR editorial change effective 2020-03-05 run 285 FR 6064, Feb. 4, 2020View · Redline (sign in)
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