Brief Case
Pension Resource

29 C.F.R. § 4010.14

Penalties.
CFR 2016 annual edition (revised as of 2016-07-01) · superseded Jan 1, 2017 · last amended by 74 FR 11035, Mar. 16, 2009
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If all of the information required under this part is not provided within the specified time limit, PBGC may assess a separate penalty under ERISA section 4071 against the filer and each member of the filer's controlled group (other than an exempt entity) of up to $1,100 a day for each day that the failure continues. PBGC may also pursue other equitable or legal remedies available to it under the law.

Effective Date Note:

At 81 FR 29766, May 13, 2016, § 4010.14 was amended by removing the words “of up to $1,100 a day for each day that the failure continues”, effective Aug. 1, 2016.

Source credit, amendments & notes

[61 FR 34022, July 1, 1996, as amended at 62 FR 36994, July 10, 1997. Redesignated and amended at 74 FR 11035, Mar. 16, 2009]

29 C.F.R. § 4010.14 — Penalties. · CFR 2016 annual edition (revised as of 2016-07-01) · https://pensionresource.website/EAMain?content=EAMain.Law&id=cfr29-4010.14&asof=2016-07-01 · printed Oct 16, 2026
Implements
ERISA § 4010 (29 U.S.C. § 1310) Authority to require certain information
Guidance addressing this section

No documents are primarily about this section.

Also cited in 1 other documents
PBGC
Final Rules
  • 81 FR 29765 May 13, 2016 — Adjustment of Civil Penalties

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Each row is a version of the text as published by the official source. Code dates are the edition/release point that first reflected the change; regulation dates are eCFR effective dates. The library checks the official sources automatically, so new versions appear here on their own; “run” opens the sync that recorded a version.

EffectiveThroughSourceAmended by
Jul 1, 1997Jun 30, 2009CFR 2008 annual edition (revised as of 2008-07-01) run 127View
Jul 1, 2009Jun 30, 2016CFR 2015 annual edition (revised as of 2015-07-01) run 12774 FR 11035, Mar. 16, 2009View · Redline (sign in)
Jul 1, 2016Dec 31, 2016CFR 2016 annual edition (revised as of 2016-07-01) run 12774 FR 11035, Mar. 16, 2009View · Redline (sign in)
Jan 1, 2017currenteCFR amendment effective 2017-01-01 run 281 FR 29766, May 13, 2016View · Redline (sign in)
Provision-level history (blame)