Brief Case
Pension Resource

29 C.F.R. § 4041.6

Effect of failure to provide required information.
CFR 2016 annual edition (revised as of 2016-07-01) · superseded Jan 1, 2017
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If a plan administrator fails to provide any information required under this part within the specified time limit, the PBGC may assess a penalty under section 4071 of ERISA of up to $1,100 a day for each day that the failure continues. The PBGC may also pursue any other equitable or legal remedies available to it under the law, including, if appropriate, the issuance of a notice of noncompliance under § 4041.31.

Effective Date Note:

At 81 FR 29766, May 13, 2016, § 4041.6 was amended by removing the words “of up to $1,100 a day for each day that the failure continues”, effective Aug. 1, 2016.

29 C.F.R. § 4041.6 — Effect of failure to provide required information. · CFR 2016 annual edition (revised as of 2016-07-01) · https://pensionresource.website/EAMain?content=EAMain.Law&id=cfr29-4041.6&asof=2016-07-01 · printed Oct 19, 2026
Implements
ERISA § 4041 (29 U.S.C. § 1341) Termination of single-employer plans
Guidance addressing this section

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Also cited in 1 other documents
PBGC
Final Rules
  • 81 FR 29765 May 13, 2016 — Adjustment of Civil Penalties

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Each row is a version of the text as published by the official source. Code dates are the edition/release point that first reflected the change; regulation dates are eCFR effective dates. The library checks the official sources automatically, so new versions appear here on their own; “run” opens the sync that recorded a version.

EffectiveThroughSourceAmended by
Jul 1, 1997Jun 30, 1998CFR 1997 annual edition (revised as of 1997-07-01) run 127View
Jul 1, 1998Jun 30, 2016CFR 2015 annual edition (revised as of 2015-07-01) run 127View · Redline (sign in)
Jul 1, 2016Dec 31, 2016CFR 2016 annual edition (revised as of 2016-07-01) run 127View · Redline (sign in)
Jan 1, 2017currenteCFR amendment effective 2017-01-01 run 281 FR 29766, May 13, 2016View · Redline (sign in)
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