Brief Case
Pension Resource

29 C.F.R. § 4071.3

Penalty amount.
eCFR amendment effective 2018-12-28 · superseded Jan 15, 2020 · last amended by 83 FR 67074, Dec. 28, 2018
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Historical text in effect Dec 28, 2018 through Jan 14, 2020. View current · Compare with current
The maximum daily amount of the penalty under section 4071 of ERISA shall be $2,194.
Source credit, amendments & notes

[62 FR 36994, July 10, 1997, as amended at 81 FR 29766, May 13, 2016; 82 FR 8814, Jan. 31, 2017; 83 FR 1556, Jan. 12, 2018; 83 FR 67074, Dec. 28, 2018]

29 C.F.R. § 4071.3 — Penalty amount. · eCFR amendment effective 2018-12-28 · https://pensionresource.website/EAMain?content=EAMain.Law&id=cfr29-4071.3&asof=2018-12-28 · printed Oct 16, 2026
Implements
ERISA § 4071 (29 U.S.C. § 1371) Penalty for failure to timely provide required information
Guidance addressing this section

No documents are primarily about this section.

Also cited in 11 other documents
PBGC
Proposed Rules
  • 91 FR 45739Proposed Jul 21, 2026 — Penalties for Failure To Provide Certain Notices or Other Material Information Comments due Sep 21, 2026
Final Rules
  • 90 FR 1374 Jan 8, 2025 — Adjustment of Civil Penalties for Inflation
  • 89 FR 2132 Jan 12, 2024 — Adjustment of Civil Penalties for Inflation
  • 88 FR 1991 Jan 12, 2023 — Adjustment of Civil Penalties for Inflation
  • 87 FR 2340 Jan 14, 2022 — Adjustment of Civil Penalties for Inflation
  • 86 FR 2541 Jan 13, 2021 — Adjustment of Civil Penalties for Inflation
  • 85 FR 2304 Jan 15, 2020 — Adjustment of Civil Penalties for Inflation
  • 83 FR 67073 Dec 28, 2018 — Adjustment of Civil Penalties for Inflation
  • 83 FR 1555 Jan 12, 2018 — Adjustment of Civil Penalties for Inflation
  • 82 FR 8813 Jan 31, 2017 — Adjustment of Civil Penalties
  • 81 FR 29765 May 13, 2016 — Adjustment of Civil Penalties

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Each row is a version of the text as published by the official source. Code dates are the edition/release point that first reflected the change; regulation dates are eCFR effective dates. The library checks the official sources automatically, so new versions appear here on their own; “run” opens the sync that recorded a version.

EffectiveThroughSourceAmended by
Jul 1, 1998Jun 30, 2016CFR 2015 annual edition (revised as of 2015-07-01) run 127View
Jul 1, 2016Dec 31, 2016CFR 2016 annual edition (revised as of 2016-07-01) run 127View · Redline (sign in)
Jan 1, 2017Feb 28, 2017eCFR amendment effective 2017-01-01 run 2681 FR 29766, May 13, 2016View · Redline (sign in)
Mar 1, 2017Jan 11, 2018eCFR amendment effective 2017-03-01 run 2682 FR 8814, Jan. 31, 2017View · Redline (sign in)
Jan 12, 2018Dec 27, 2018eCFR amendment effective 2018-01-12 run 2683 FR 1556, Jan. 12, 2018View · Redline (sign in)
Dec 28, 2018Jan 14, 2020eCFR amendment effective 2018-12-28 run 2683 FR 67074, Dec. 28, 2018View · Redline (sign in)
Jan 15, 2020Jan 12, 2021eCFR amendment effective 2020-01-15 run 2685 FR 2305, Jan. 15, 2020View · Redline (sign in)
Jan 13, 2021Jan 13, 2022eCFR amendment effective 2021-01-13 run 2686 FR 2542, Jan. 13, 2021View · Redline (sign in)
Jan 14, 2022Jan 11, 2023eCFR amendment effective 2022-01-14 run 2687 FR 2341, Jan. 14, 2022View · Redline (sign in)
Jan 12, 2023Jan 11, 2024eCFR amendment effective 2023-01-12 run 2688 FR 1992, Jan. 12, 2023View · Redline (sign in)
Jan 12, 2024Jan 7, 2025eCFR amendment effective 2024-01-12 run 2689 FR 2133, Jan. 12, 2024View · Redline (sign in)
Jan 8, 2025currenteCFR amendment effective 2025-01-08 run 290 FR 1374, Jan. 8, 2025View · Redline (sign in)
Provision-level history (blame)