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Circular 230 § 10.65

Supplemental charges.
eCFR editorial change effective 2016-12-30 · current · last amended by T.D. 9527, 76 FR 32309, June 3, 2011
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Amended effective Jul 1, 2012 by T.D. 9527, 76 FR 32309, June 3, 2011. See what changed
(a) In general. Supplemental charges may be filed against the respondent by amending the complaint with the permission of the Administrative Law Judge if, for example—
(1) It appears that the respondent, in the answer, falsely and in bad faith, denies a material allegation of fact in the complaint or states that the respondent has insufficient knowledge to form a belief, when the respondent possesses such information; or
(2) It appears that the respondent has knowingly introduced false testimony during the proceedings against the respondent.
(b) Hearing. The supplemental charges may be heard with other charges in the case, provided the respondent is given due notice of the charges and is afforded a reasonable opportunity to prepare a defense to the supplemental charges.
(c) Effective/applicability date. This section is applicable beginning August 2, 2011.
Source credit, amendments & notes

[T.D. 9359, 72 FR 54552, Sept. 26, 2007, as amended by T.D. 9527, 76 FR 32309, June 3, 2011]

Circular 230 § 10.65 — Supplemental charges. · eCFR editorial change effective 2016-12-30 · https://pensionresource.website/EAMain?content=EAMain.Law&id=cfr31-10.65 · printed Oct 16, 2026
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  • (a) In general.
  • (b) Hearing.
  • (c) Effective/applicability date.

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Each row is a version of the text as published by the official source. Code dates are the edition/release point that first reflected the change; regulation dates are eCFR effective dates. The library checks the official sources automatically, so new versions appear here on their own; “run” opens the sync that recorded a version.

EffectiveThroughSourceAmended by
Jul 1, 1997Jun 30, 2003CFR 2001 annual edition (revised as of 2001-07-01) run 12759 FR 31528, June 20, 1994View
Jul 1, 2003Jun 30, 2008CFR 2007 annual edition (revised as of 2007-07-01) run 127View · Redline (sign in)
Jul 1, 2008Jun 30, 2011CFR 2010 annual edition (revised as of 2010-07-01) run 127T.D. 9359, 72 FR 54552, Sept. 26, 2007View · Redline (sign in)
Jul 1, 2011Jun 30, 2012CFR 2011 annual edition (revised as of 2011-07-01) run 127T.D. 9359, 72 FR 54552, Sept. 26, 2007View · Redline (sign in)
Jul 1, 2012currenteCFR editorial change effective 2016-12-30 run 5T.D. 9527, 76 FR 32309, June 3, 2011View · Redline (sign in)
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